Search for: "New York Stock Exchange"
Results 1741 - 1760
of 3,453
Sort by Relevance
|
Sort by Date
14 Jun 2013, 6:14 am
On May 13, 2013, the Securities and Exchange Commission published proposed changes to the New York Stock Exchange Listed Company Manual and listing application materials. [read post]
10 Jun 2013, 12:27 am
In light of this blog’s business litigation bailiwick, what better place is there to picture The D&O Diary mug than on Wall Street itself, outside the New York Stock Exchange? [read post]
28 May 2013, 3:24 am
Since the Second World War New York’s Suffolk County, occupying almost two-thirds of Long Island’s land mass, has experienced tremendous changes in population, demographics and in its economy. [read post]
27 May 2013, 8:30 am
Thus spake FDR upon learning of the defalcations of the haughty Wall Street financier and fellow Grotonian, news of which which delivered the New York Stock Exchanges into the hands of William O. [read post]
24 May 2013, 10:09 am
§ 78j(b), and Securities & Exchange Commission (“SEC”) Rule 10b-5, 17 C.F.R. [read post]
23 May 2013, 6:18 am
Even as late as the summer of 2007, regulators in the United States seemed to share this view, as they made life easier for short sellers by repealing the New York Stock Exchange's (NYSE's) uptick rule and other short-sale price tests that had impeded shorting activity since the Great Depression (see Boehmer, Jones, and Zhang (2009) for an analysis of this event). [read post]
9 May 2013, 2:58 pm
In a related event, the New York Stock Exchange recently issued a letter to its member companies regarding social media use. [read post]
9 May 2013, 11:43 am
The Securities and Exchange Commission (“SEC”) relies upon the securities exchanges (e.g., the New York Stock Exchange) to enforce Section 15(g). [read post]
9 May 2013, 11:17 am
The Securities and Exchange Commission (“SEC”) relies upon the securities exchanges (e.g., the New York Stock Exchange) to enforce Section 15(g). [read post]
9 May 2013, 6:30 am
Today's column focuses on new rules of the New York Stock Exchange (NYSE) and the NASDAQ Stock Market (NASDAQ) concerning independence requirements for directors who are members of compensation committees. [read post]
2 May 2013, 11:04 am
Listing requirements for both the New York Stock Exchange and NASDAQ provide basic checklists for directors independence, and state generally that directors cannot be employed by the company, cannot have family members who are employed by the company and cannot have a controlling interest in the company’s substantial business partners. [read post]
30 Apr 2013, 7:45 am
Segal added a second bar admission and now practices law in Connecticut and New York. [read post]
30 Apr 2013, 4:43 am
District Court for the Southern District of New York found that the 2010 amendment to Rule 14a-8(i)(8) did not change its original holding in Lucian Bebchuk v Electronic Arts. [read post]
23 Apr 2013, 7:23 am
The arbitration clause reads:any dispute, controversy or claim arising out of or based upon or relating to Employment Related Matters will be finally settled by arbitration in New York City before, and in accordance with the rules . . . of, the New York Stock Exchange, Inc. [read post]
19 Apr 2013, 9:00 am
As a result Johnson was essentially not paid at all for his tenure as Penney's CEO, given that he invested $50 million of his own money in the company and exchanged $107 million in Apple Computer stock for stock in J.C. [read post]
17 Apr 2013, 1:43 pm
They are also now listed on the New York Stock Exchange, so compliance is very important to CNOOC. [read post]
12 Apr 2013, 1:49 am
The algorithms that produce new coins increase the amount of processing power necessary to create each new block, so producing new money is more difficult as time goes by, and this difficulty is built into the system to try to keep the total amount of bitcoins at a maximum of 21 million. [read post]
4 Apr 2013, 1:52 am
As detailed here, in a January 11, 2011 ruling, Southern District of New York Judge Deborah Batts granted the defendants’ motion to dismiss the claims of RBS shareholders who had purchased their company shares on a non-U.S. exchange. [read post]
28 Mar 2013, 6:22 am
Feb. 24, 2012, recon. denied Mar. 27, 2012) (concurring with exclusion of an independent chair proposal that referred to the New York Stock Exchange standard of independence without defining it because “neither shareholders nor the company would be able to determine with any reasonable certainty exactly what actions or measures the proposal requires”); Textron Inc. [read post]
27 Mar 2013, 12:36 pm
GateHouse was delisted from the New York Stock Exchange in 2008 because of its shaky financial picture, which includes a $30 million drop in sales last year compared to 2011 figures. [read post]
