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6 Mar 2009, 8:00 pm
When parties opt for such an arrangement under Dutch Caribbean law, there is, for instance, no need to re-register security upon the transfer of loan participation. [read post]
23 Mar 2010, 5:38 pm
US Department of Labor, CA-7, No. 09-2423, March 23, 2010.The statute extends its protection to SEC registered companies or those required to file reports with the SEC and their contractors, subcontractors or agents. [read post]
30 Jun 2010, 7:48 am
The placement agents will need to a registered investment adviser or broker-dealer. [read post]
16 Oct 2013, 11:24 am
You are not required to use a trademark agent to apply to register your trademarks in Canada, so self-filing may appear to be the most cost-effective strategy. [read post]
5 Jan 2021, 12:18 pm
Vaccarelli is not currently registered as a broker. [read post]
8 Jan 2014, 5:37 am
Thereafter, from December 12, 2006, Orlando became registered PlanMember. [read post]
20 Apr 2010, 7:00 am
When the consumer attempted to register his certificate with Ehrenreich, he learned that he had filed for bankruptcy. [read post]
11 Mar 2015, 5:40 am
Previously, the State Department of Commerce suspended the license of a BC/BS agent after a life insurance customer complained that the agent had improperly disclosed the customer’s personal information. [read post]
23 Nov 2007, 9:55 am
The special agent's affidavit contains the subscriber's name and address of the Target Device. [read post]
3 Aug 2021, 6:25 am
He was previously registered with First Financial Equity Corporation located in Greenwood Village, Colorado from July 2018 until August 2018. [read post]
3 Aug 2021, 6:25 am
He was previously registered with First Financial Equity Corporation located in Greenwood Village, Colorado from July 2018 until August 2018. [read post]
3 Aug 2021, 6:25 am
He was previously registered with First Financial Equity Corporation located in Greenwood Village, Colorado from July 2018 until August 2018. [read post]
17 Jul 2012, 2:00 am
The answer is generally “no,” as the SEC and state securities administrators generally take the position that under the current law, persons who receive a finder’s fee for soliciting investors in a securities offering are required to first become a registered broker-dealer with the SEC or a registered representative of a registered broker-dealer and licensed as a broker-dealer or agent of the issuer under the relevant state securities law(s),… [read post]
14 Apr 2023, 5:25 am
HMO’s re-banding for council tax Propertymark and letting agents are backing the governments decision to reform the council tax banding of HMO’s. [read post]
27 Dec 2015, 4:28 am
Years ago, we represented a very high level sourcing agent in a dispute with a large U.S. company. [read post]
8 Sep 2010, 1:26 pm
Selected articles concerning employment related issues noted by law firmsSource: The Lexology newsfeed[New users can register free of charge at www.lexology.com/account/register.aspx]Telecom privacy newsArent Fox LLPAs part of the draft of a law governing workplace privacy, Germany has proposed placing restrictions on employers who want to use Facebook and other social networking sites when making hiring decisions.Did your business make the OSHA primary inspection list? [read post]
5 Nov 2012, 2:15 pm
., c/o National Registered Agents, Inc., 2778 W. [read post]
7 May 2009, 3:17 pm
They are as follows:A new licence-to-let which is expected to cost landlords £50An independent body which will mediate in disputes between landlords and tenantsA government agency which will find new homes for affected tenantsLandlords who flout basic accommodation standards to be banning from lettingA national watchdog to monitor all lettings agentsA lettings register which will name all agents who have signed up to ARLA industry guidelinesIt will be interesting to see how… [read post]
23 Jul 2009, 4:00 am
Curtiss will be required to serve a prison sentence and then register as a sex offender. [read post]
26 Mar 2012, 11:20 am
To attend, you must pre-register through the IRS’ website. [read post]