Search for: "Registered Agents"
Results 1741 - 1760
of 7,521
Sort by Relevance
|
Sort by Date
28 Feb 2020, 5:41 am
, is no longer a broker registered with FINRA. [read post]
28 Feb 2020, 4:00 am
He currently has four complaints registered against him and cannot act as a financial advisor. [read post]
28 Feb 2020, 3:00 am
The law requires people who advocate in the U.S. on behalf of a foreign power to register and disclose their activities, but Grenell did not register. [read post]
28 Feb 2020, 1:17 am
All it does is identify the good landlords who register and then tax them. [read post]
25 Feb 2020, 10:52 am
The NCAA announced the decision on the heels of the California Fair Pay to Play Act, which will allow college student-athletes in the State of California to hire agents and be paid for endorsements. [read post]
25 Feb 2020, 7:08 am
The dual-registration of investment advisors creates supervisory challenges for brokerage firms like Ausdal because under SEC Rules, they must maintain and record transactions like those entered into by their dually registered agents on their books and records, or its a violation. [read post]
24 Feb 2020, 10:51 am
Florida State Statute 901.43 provides: (1) Any person or entity engaged in the business of publishing through a publicly accessible print or electronic medium or otherwise disseminating arrest booking photographs of persons who have previously been arrested may not solicit or accept a fee or other form of payment to remove the photographs. (2) A person whose arrest booking photograph is published or otherwise disseminated, or his or her legal representative, may make a… [read post]
22 Feb 2020, 10:09 am
A further demand by the managing agents in September 2015 was sent to all leaseholders by post. [read post]
22 Feb 2020, 10:09 am
A further demand by the managing agents in September 2015 was sent to all leaseholders by post. [read post]
21 Feb 2020, 3:00 am
In an interview with Yahoo News, Rohrabacher said his goal during the meeting was to find proof for a widely debunked conspiracy theory: that WikiLeaks’ real source for the DNC emails was not Russian intelligence agents, as U.S. officials have since concluded, but former DNC staffer Seth Rich, who was murdered in July 2016 in what police believe was a botched robbery. [read post]
21 Feb 2020, 12:16 am
The problem is also particularly severe in London where Camden Council is now calling for a mandatory register or licensing system of short-term lettings that are listed on the likes of Airbnb. [read post]
20 Feb 2020, 10:44 am
” EquiAlt Alleged To Have Used Unregistered Sales Agents According to the SEC’s Complaint, EquiAlt sold its investments in part through numerous unregistered sales agents, to whom it paid undisclosed commission payments. [read post]
20 Feb 2020, 1:40 am
EquiAlt, Davison and Rybicki falsely claimed that at least one Fund was registered with the Securities and Exchange Commission, the complaint alleges. [read post]
20 Feb 2020, 1:40 am
EquiAlt, Davison and Rybicki falsely claimed that at least one Fund was registered with the Securities and Exchange Commission, the complaint alleges. [read post]
18 Feb 2020, 10:03 am
According to the regulator in a news release, Next Financial Group “failed to rein in the agent even though it received hundreds of alerts from the regulatory system it had set up to detect mutual-fund switching. [read post]
17 Feb 2020, 7:32 am
MORE: What You Need to Know About Delaware Registered Agents MORE: Where Is Your Principal Place of Business? [read post]
17 Feb 2020, 7:29 am
From March 2010 until June 2015 Raupp was registered with J.P. [read post]
16 Feb 2020, 3:53 pm
According to the citation, the resident was receiving an anticoagulant agent to prevent blood clots, and the plan of care stated that they should be monitored for signs and symptoms of excessive anticoagulation. [read post]
13 Feb 2020, 3:58 am
Foreign Agents Registration Act (“FARA”), and as foreign agents, they are required to register and update their registrations regarding each foreign client. [read post]
10 Feb 2020, 2:15 pm
Tennessee’s privilege tax is a $400 tax on certain professionals who are licensed or registered to practice in the state. [read post]
