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12 Oct 2022, 5:01 am
” In Pettengill’s hands, these archival finds conjure a security-state dreamscape set to a polyphonic soundtrack. [read post]
11 Oct 2022, 1:35 pm
Consol Energy, Inc. the US Court of Appeals for the Fourth Circuit affirmed an award over $400,000 against an employer who failed to accommodate an employee’s religious beliefs when it imposed mandatory hand scanning for timekeeping purposes. [read post]
11 Oct 2022, 12:53 pm
To submit recommendations for consideration and inclusion in ComplexDiscovery’s cyber, data, and legal discovery-centric service, product, or research announcements, contact us today. [read post]
11 Oct 2022, 9:22 am
Baby Girl, 570 U.S. 637, 658-65 (2013); and in his dissent from denial of certiorari in Upstate Citizens for Equality, Inc v. [read post]
11 Oct 2022, 8:06 am
Bitgo likewise provides detail on its website.[12] It has secured a $250 million policy through Lloyd’s and other European companies covering digital assets “where the private keys are held 100% by BitGo Trust Company or BitGo, Inc. in the event of: Copying and theft of private keys, Insider theft or dishonest acts by BitGo employees or executives, [and] Loss of keys. [read post]
11 Oct 2022, 7:16 am
Two of the largest proxy firms, Institutional Shareholder Services Inc. and Glass Lewis & Co. [read post]
10 Oct 2022, 1:07 pm
From May 2012 until October 2018 Badii was registered with UBS Financial Services, Inc. [read post]
10 Oct 2022, 12:36 pm
The securities of the combined company, re-named Opendoor Technologies, Inc. began trading on Nasdaq on December 21, 2020. [read post]
10 Oct 2022, 9:57 am
Western International Securities, Inc., 2:22-cv-04119, the SEC alleges they violated the “best interest” rule. [read post]
10 Oct 2022, 4:49 am
FINRA Censures and Fines Former Raymond James SVP for Signing Letters of Credit for Customer (BrokeAndBroker.com Blog)Keeping Up With Kenny -- Not the Kardashians (BrokeAndBroker.com Blog)A Lack of Finality: The Trevor Saliba Saga at FINRA and the SEC and Again at FINRA (BrokeAndBroker.com Blog)Wells Fargo suit against ex-lawyer 'unusual,' could have 'chilling effect' (Financial Planning by Victoria Zhuang)OFAC Settles with Bittrex, Inc. for $24,280,829.20 Related… [read post]
10 Oct 2022, 4:49 am
Keeping Up With Kenny -- Not the Kardashians (BrokeAndBroker.com Blog)A Lack of Finality: The Trevor Saliba Saga at FINRA and the SEC and Again at FINRA (BrokeAndBroker.com Blog)Wells Fargo suit against ex-lawyer 'unusual,' could have 'chilling effect' (Financial Planning by Victoria Zhuang)OFAC Settles with Bittrex, Inc. for $24,280,829.20 Related to Apparent Violations of Multiple Sanctions Programs (Treasury Department Release)US DEPARTMENT OF LABOR… [read post]
10 Oct 2022, 4:49 am
A Lack of Finality: The Trevor Saliba Saga at FINRA and the SEC and Again at FINRA (BrokeAndBroker.com Blog)Wells Fargo suit against ex-lawyer 'unusual,' could have 'chilling effect' (Financial Planning by Victoria Zhuang)OFAC Settles with Bittrex, Inc. for $24,280,829.20 Related to Apparent Violations of Multiple Sanctions Programs (Treasury Department Release)US DEPARTMENT OF LABOR ANNOUNCES PROPOSED RULE ON CLASSIFYING EMPLOYEES, INDEPENDENT CONTRACTORS;… [read post]
9 Oct 2022, 6:23 pm
The membership interests were used as security for a loan, and upon default the membership interests were foreclosed upon in an inequitable manner. [read post]
7 Oct 2022, 4:22 pm
SODRAC 2003 Inc., 2015 SCC 57 (CanLII), [2015] 3 SCR 615, <https://canlii.ca/t/gm8b0> brought to you by Prof. [read post]
7 Oct 2022, 9:06 am
Ragingwire Telecommunications, Inc., 42 Cal.4th 920, 923-24 (2008). [read post]
6 Oct 2022, 1:00 pm
True the Vote Inc.: All of Konnech's U.S. customer data is secured and stored exclusively on protected computers located within the United States…. [read post]
6 Oct 2022, 5:01 am
The services necessary for accessing, browsing, delivering, hosting, and securing information online. [read post]
5 Oct 2022, 1:13 pm
Advisor Chad Barancyk (Barancyk), formerly employed by brokerage firms First Allied Securities, Inc. [read post]
5 Oct 2022, 8:34 am
In July, the SEC charged broker-dealer Western International Securities, Inc. [read post]
5 Oct 2022, 8:30 am
Twitter Whistleblower Claim Is Cautionary Tale for Employers A recent whistleblower complaint by Twitter Inc. [read post]