Search for: "Securities Investor Protection Corporation"
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15 Jan 2019, 2:48 pm
Chief Justice Strine thus distinguished those claims that were internal to the Corporation (like derivative and breach of fiduciary duty lawsuits), where jurisdiction of the Delaware Chancery Court could be mandated, from those types of claims that were external to the corporation (like securities fraud claims brought by shareholders). [read post]
15 Jan 2019, 4:00 am
If things weren’t going well financially, I was not a happy guy because so much of the concept of security is wrapped up in financial security. [read post]
14 Jan 2019, 12:01 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
12 Jan 2019, 11:01 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
11 Jan 2019, 6:30 am
Emmerich and Robin Panovka, Wachtell, Lipton, Rosen & Katz, on Friday, January 4, 2019 Tags: Arbitrage, Boards of Directors, Deal protection, Engagement, Mergers & acquisitions, REITs, Shareholder activism, Shareholder suits, Shareholder value Fiduciary Blind Spot: The Failure of Institutional Investors to Prevent the Illegitimate Use of Working Americans’ Savings for Corporate Political Spending Posted by… [read post]
7 Jan 2019, 9:01 pm
In addition, corporate laws are established by states. [read post]
7 Jan 2019, 2:35 pm
Securities Class Action Lawsuit Filings Remain at Near-Record Levels The number of securities class action lawsuit filings remained close to record levels in 2018. [read post]
5 Jan 2019, 10:40 am
Below is an overview of how the partial federal government shutdown is affecting financial or other major regulatory agencies: Securities and Exchange Commission (“SEC”) The SEC is operating on a limited staff who are available to respond to emergency situations involving market integrity and investor protection, including law enforcement. [read post]
5 Jan 2019, 7:16 am
Hinman and Chair Clayton have been examining how the SEC can help to encourage IPOs while still maintaining the proper oversight necessary to protect investors—both elements of the SEC’s multiple responsibilities. [read post]
2 Jan 2019, 6:29 am
The Government will be able to use Closed Material Proceedings (i.e. a procedure where all or part of a claim can be heard in private) to protect information which, if disclosed, would be harmful to national security. [read post]
28 Dec 2018, 6:05 am
Investors, as providers of capital, are customers of stock exchanges, and constitute a key stakeholder base. [1] In many areas, investors and stock exchanges are aligned in their views about promoting the health of financial markets, the protection of investors and the corporate governance of listed companies. [read post]
26 Dec 2018, 12:51 pm
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
21 Dec 2018, 6:00 am
Common Ownership: The Investor Protection Challenge of the 21st Century Posted by Robert J. [read post]
19 Dec 2018, 6:06 am
Other overarching questions include how to “simplify” the reporting process for investors, how to “maintain” or “enhance” investor protections afforded by periodic reports but also reduce burdens on companies, and to grasp how required reports, earnings releases, and earnings guidance, influence companies’ short-term views. [read post]
18 Dec 2018, 8:47 am
Kohn also explained how the SEC lacked the statutory authority to limit rewards based on the amount of funds available to pay rewards in the Investor Protection Fund. [read post]
17 Dec 2018, 3:14 pm
In fact, I predicted the coming of SEC enforcement actions against Khaled and Mayweather over seven months ago in an article entitled, “Ten Crypto-Caveats Floyd Mayweather and DJ Khaled Should Have Heard From Their Lawyers,” published in The Harvard Law School Forum on Corporate Governance and Financial Regulation. [read post]
14 Dec 2018, 7:16 pm
Companies also must should corporate responsibility. [read post]
14 Dec 2018, 6:07 am
Related research from the Program on Corporate Governance includes The Agency Problems of Institutional Investors by Lucian Bebchuk, Alma Cohen, and Scott Hirst (discussed on the Forum here) and Index Funds and the Future of Corporate Governance: Theory, Evidence, and Policy by Lucian Bebchuk and Scott Hirst (discussed on the forum here). [read post]
14 Dec 2018, 6:06 am
Securities and Exchange Commission, on Friday, December 7, 2018 Tags: Disclosure, Financial reporting, Information environment, Municipal securities, Retail investors, SEC, Securities regulation, Transparency SEC Rulemaking Over the Past Year, the Road Ahead and Challenges Posed by Brexit, LIBOR Transition and Cybersecurity Risks Posted by Jay Clayton, U.S. [read post]
12 Dec 2018, 12:18 pm
Under international law, the U.S. has typically relied on the “protective principle” to justify such laws on the theory that trade with certain countries threatens U.S. security or interferes with the operation of its government functions. [read post]
