Search for: "Security First Managers, LLC."
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14 Jan 2019, 2:00 am
Under ERISA, insurance companies are fiduciaries when they exercise any authority or control related to managing or disposing of plan assets. [read post]
11 Jan 2019, 2:30 pm
The post Enbridge Acquires The Rest of Its Houston-Based Mastered Limited Partnership Operations appeared first on Securities Fraud Attorney. [read post]
11 Jan 2019, 2:04 pm
The post Zamansky LLC Investigates Possible ERISA Violations in the Johnson & Johnson Savings Plan appeared first on Zamansky LLC. [read post]
9 Jan 2019, 10:15 am
The proceedings are the SEC’s first enforcement actions against robo-advisers, which provide automated, software-based portfolio management services.An SEC order found that Redwood City, California-based Wealthfront Advisers LLC (formerly known as Wealthfront Inc.), a robo-adviser with over $11 billion in client assets under management, made false statements about a tax-loss harvesting strategy it offered to clients. [read post]
8 Jan 2019, 12:31 am
Biometric Privacy Laws – Companies collecting fingerprints, face scans, or other biometric identifiers/information from consumers and employees (e.g.to help manage employee time, permitting access to POS systems, or perimeter security) take note! [read post]
4 Jan 2019, 2:36 pm
Temporary and seasonal employees must be trained within their first 30 days or 100 hours, whichever comes first. [read post]
3 Jan 2019, 5:57 am
The post In December 2018, FINRA Suspends Registered Individuals for Violations of FINRA Rules appeared first on Securities Arbitration Lawyers Blog. [read post]
3 Jan 2019, 5:54 am
The post Registered Individuals Barred by FINRA in December 2018 for Violations of FINRA Rules appeared first on Securities Arbitration Lawyers Blog. [read post]
2 Jan 2019, 10:26 am
” Click here to view the full article from NAPA The post Rare Win for Stock Drop Participants – NAPA appeared first on Zamansky LLC. [read post]
2 Jan 2019, 10:22 am
Click here to view the full article from Pensions & Investments The post Appeals court overturns dismissal in IBM stock-drop case – Pensions & Investments appeared first on Zamansky LLC. [read post]
1 Jan 2019, 11:39 am
A Rainforest Chocolate, LLC (Rainforest) employee got an email from his manager. [read post]
31 Dec 2018, 1:04 pm
The post Big Banks End 2018 Holding At Least $1.6B of Unsold Loans Involving Leveraged Buyout Debt appeared first on Securities Fraud Attorney. [read post]
31 Dec 2018, 7:50 am
DocStyle LLC. [read post]
30 Dec 2018, 3:03 am
Doug Collins and Hakeem Jeffries said that their Music Modernization Act would "bring music licensing its first meaningful update in almost 20 years". [read post]
27 Dec 2018, 8:56 am
First Line Solutions LLC, 566 F. [read post]
26 Dec 2018, 1:54 pm
Thomson Reuters also put down its claim with the launch of its next-generation research platform Westlaw Edge, which for the first time brought detailed docket analytics to the Westlaw research platform. [read post]
20 Dec 2018, 10:33 am
Financial Industry Regulatory Authority (FINRA) also imposed fines over the same purported anti-money laundering (AML) deficiencies—a $4.5M fine for UBS Financial Services and a $500K fine for UBS Securities, LLC. [read post]
19 Dec 2018, 1:26 pm
Should you contact the manager? [read post]
19 Dec 2018, 12:42 pm
appeared first on Leyendecker & Lemire, LLC. [read post]
19 Dec 2018, 9:51 am
The post Zamansky LLC Investigates GPB Capital Holdings Private Funds appeared first on Zamansky LLC. [read post]
