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16 Oct 2014, 1:24 am by Editors
., Marietta, GA Assistant General Counsel – Radiology Partners, Manhattan Beach, CA Contract Attorney – Druva, Sunnyvale, CA Assistant General Counsel – NRA, Fairfax, VA In-House Attorney – Epic , Verona, WI ERISA/Employee Benefits Attorney – Houston – Sharon Gerber Attorney Search, Houston, TX Corporate Counsel – Valeant , Bridgewater, NJ Assistant General Counsel – JPMorgan Chase, New York, NY Attorney – Paramount Pictures, Los Angeles, CA… [read post]
10 Oct 2014, 3:14 pm by John Jascob
[This story previously appeared in Securities Regulation Daily.]By Jacquelyn LumbSEC Chair Mary Jo White provided the Investor Advisory Committee with an update on its actions since the group last met, which included money market fund reforms, amendments to the registered asset-backed security disclosure regime, and finalization of over a dozen Dodd-Frank Act mandates related to conflict of interest and governance of credit rating agencies. [read post]
10 Oct 2014, 11:39 am
They must publicly account for their assets and for the sources and use of their funds.(2) Parties that, by reason of their aims or the behaviour of their adherents, seek to undermine or abolish the free democratic basic order or to endanger the existence of the Federal Republic of Germany shall be unconstitutional. [read post]
9 Oct 2014, 6:00 am by Administrator
Each Thursday we present a significant excerpt, usually from a recently published book or journal article. [read post]
6 Oct 2014, 7:03 am by Adam Weinstein
According to InvestmentNews, the assets under these arrangements totaled $3.5 trillion in 2013, a 25% increase from 2012. [read post]
2 Oct 2014, 3:44 pm by Cathy Holmes
The ICA generally applies to every public or private company which invests over 40% of its assets in securities of one or more other companies, except securities of its own wholly owned subsidiaries. [read post]
23 Sep 2014, 11:49 am by Amy Howe
IndyMac MBS, Inc., to file new, ten-page briefs addressing the possibility that the case could become moot. [read post]
22 Sep 2014, 7:00 am by Editorial Board
Faced with huge losses in the subprime mortgage market, Lehman Brothers Holdings Inc. [read post]
20 Sep 2014, 1:06 pm
First, was the idea that the nature of regulation has been changing, from one based on commands and prohibitions, or one based on risk management and allocation for certain conduct, to one based on the seamless management of behavior centered on specific groups of human activities―financial markets, labor-management relations, product safety, activities that might affect environmental conditions, and the like. [read post]
16 Sep 2014, 8:36 pm by Lyle Denniston
A group of Peregrine stockholders filed a class-action fraud lawsuit, which was settled. [read post]
16 Sep 2014, 3:52 am
" The wording "McGowan Group Asset Management" at the top of the page "informs the view that CASHFLOW UNITS are part of an asset management service. [read post]
8 Sep 2014, 2:51 pm by D. Daxton White
The White Law Group is currently following the Securities and Exchange Commission’s investigation into F-Squared Investments Inc. [read post]
2 Sep 2014, 9:13 am by Adam Weinstein
The Financial Industry Regulatory Authority (FINRA) sanctioned brokerage firm Great American Advisors, Inc. [read post]
2 Sep 2014, 4:27 am by Kevin LaCroix
  Delaware Legislature Tables Measure to Address Fee-Shifting ByLaws: The Delaware Supreme Court stirred up quite a bit of controversy earlier this year in the ATP Tours, Inc. v. [read post]
29 Aug 2014, 2:51 pm
A Virginia law firm learned this lesson recently in Westlake Legal Group v. [read post]