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17 May 2012, 4:13 am by Broc Romanek
Here are some of the latest entries: - Unintended Consequences of the STOCK Act - The iPad and the Law - 7th Circuit Ruling Expands Rights of Whistleblowers to RICO - Delaware Weighs In: Indemnification and Advancement of Expenses - Boards Trends in the S&P 1500 - Broc Romanek [read post]
5 Aug 2016, 3:36 am by Broc Romanek
– Cyber Diligence: Rating Service Firms – Survey: Over 60% of Compliance Officers Meet with Board Quarterly – How to Mitigate Audit Fee Increases – Broc Romanek [read post]
21 Apr 2010, 4:41 am by Broc Romanek
I heard folks were lined up for three days for the chance to hear Monday's arguments (as it was a popular case): - Broc Romanek [read post]
14 Aug 2012, 7:02 am by William Carleton
I also take a lot of comfort from this perspective from Broc Romanek, writing about the SEC enforcement study: "Personally, I'm not surprised in the least by the study's findings. [read post]
27 Sep 2011, 4:59 am by Doug Cornelius
Schapiro September 22, 2011 David Kotz’s testimony on Thursday September 22 A letter from dozens of prominent member of the securities bar sent this letter to the Congressional subcommittee  Conflict of Interest: the SEC Doesn’t Get It by Chris MacDonald in The Business Ethics Blog For Good Reason: Prominent Lawyers Support David Becker by Broc Romanek in the Corporate Counsel blog   [read post]
17 Apr 2012, 5:00 am by Doug Cornelius
., The Business Lawyer August 2011 http://ssrn.com/abstract=1971200 The SEC Releases the Division of RSFI’s Report on Regulation D Offerings by Vanessa Schoenthaler in 100 F Street SEC’s RiskFin Issues Report on Regulation D Offerings by Broc Romanek in TheCorporateCounsel.net SEC Issues Report on Regulation D Offerings by Steve Quinlivan in Dodd-Frank.com [read post]