Search for: "Doe 5"
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15 Apr 2024, 9:05 pm
If registration does constitute consent to the SEC’s administrative jurisdiction, this would substantially insulate SEC enforcement from virtually any impact from Jarkesy. [read post]
15 Apr 2024, 9:01 pm
While Custodia is subject to state prudential regulation, it is not FDIC-insured or subject to federal prudential regulation and does not have a holding company subject to Federal Reserve oversight. [read post]
15 Apr 2024, 4:53 pm
” Voters in Huntington Beach approved the law by passing Measure A on the March 5 ballot, with 53.4% support. [read post]
15 Apr 2024, 3:34 pm
How does the Monument Case Affect your Business? [read post]
15 Apr 2024, 11:28 am
So does the Anne Arundel County Department of Health. [read post]
15 Apr 2024, 10:30 am
What does this mean for you? [read post]
15 Apr 2024, 7:25 am
Focusing on the rule text, the court concluded that Rule 10b-5(b) does not proscribe pure omissions in the absence of a misleading statement. [read post]
15 Apr 2024, 7:00 am
Adverse Consequences of Non-consenting Regional Centers Except when a regional center does not consent to an audit or deliberately attempts to impede an audit, there are generally no direct adverse consequences to an EB-5 associated entity or petitioner solely because of the negative audit result. [read post]
15 Apr 2024, 6:43 am
If the PSR determines that the market does not function well, it will consult on remedies. [read post]
15 Apr 2024, 6:42 am
Village of Chestnut Ridge, New York, issued on April 5, eleven months after oral argument. [read post]
15 Apr 2024, 4:55 am
The grounds which South African courts will consider when faced with the question of enforceability of a foreign judgment are the following: (1) The court had jurisdiction to hear the matter;(2) The judgment is final and conclusive in effect and has not become superannuated;(3) The recognition and enforcement of the judgment would not be contrary to public policy;(4) The judgment was not obtained fraudulently;(5) The judgment does not involve the enforcement of penal or revenue… [read post]
15 Apr 2024, 4:15 am
The question in this case is whether the failure to disclose information required by Item 303 can support a private action under Rule 10b–5(b), even if the failure does not render any “statements made” misleading. [read post]
15 Apr 2024, 2:30 am
” 5. [read post]
15 Apr 2024, 1:18 am
Most of those resumes will be from people who might have 3-5 or seven plus years or more of experience.Why should the firm consider you? [read post]
14 Apr 2024, 9:05 pm
SEC.[5] At other times, the Court has stepped on the gas pedal in decisions such as Basic v. [read post]
14 Apr 2024, 8:15 pm
Rule 10b-5(b) does not proscribe pure omissions. . . . [read post]
14 Apr 2024, 2:48 pm
Bus passengers account for less than 5 percent of these deaths, while drivers of other vehicles account for more than 70 percent. [read post]
14 Apr 2024, 1:21 pm
At present, the administrative fee is 5%. [read post]
14 Apr 2024, 1:21 pm
At present, the administrative fee is 5%. [read post]
14 Apr 2024, 1:11 pm
A local housing authority does not provide housing accommodation “for the purpose only of exercising a public function”. [read post]
