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23 Dec 2011, 10:29 am
According to the government’s complaint, NYSE and Direct Edge are head-to-head competitors in displayed equities trading services and in the provision of real-time proprietary equity data products. [read post]
21 Dec 2011, 7:59 am
At least, it surprised us when we read the preliminary proxy that Qualcomm, Inc. [read post]
20 Dec 2011, 2:13 pm
Groundwater reform in India: an equity and sustainability dilemma. 46 Tex. [read post]
20 Dec 2011, 7:02 am
In the third quarter, net sales of variable annuities reached a record $8.8 billion with $2.27 billion in sales by Raymond James Financial Services, Inc. alone. [read post]
19 Dec 2011, 3:11 am
KF 399 S6 2010 Snell’s Equity. [read post]
13 Dec 2011, 1:39 pm
Malarz and Lin (who was at the time a registered representative at LPL Financial Corporation), allegedly solicited investors to invest in Malarz Equity Investments, LLC and Malarz Equity Investment, Inc., which were purportedly in the business of converting apartments to condominiums, and then selling condominium units to purchasers. [read post]
13 Dec 2011, 1:10 pm
It further alleges that Pieper-Vogt has “performed services” for companies not affiliated with Fusion, all in violation of her employment contract. [read post]
12 Dec 2011, 8:12 am
. * Flagstar Bank * Heart Financial Services * HSBC * Hyundai Capital * Macy’s * MERSCORP Inc. * Mortgage Bankers Assoc. * Natl. [read post]
9 Dec 2011, 7:55 am
Financial Services Authority records. [read post]
9 Dec 2011, 7:00 am
Private equity. [read post]
5 Dec 2011, 9:50 am
Atlanta-based Doument Technologies is a provider of outsourced litigation support services, including facilities management services and electronic and paper discovery.PRESS RELEASEHarvest Partners, LP (“Harvest”), a New York-based private equity firm, and the management team of Document Technologies, Inc. [read post]
1 Dec 2011, 2:22 pm
. * Flagstar Bank * Heart Financial Services * HSBC * Hyundai Capital * Macy’s * MERSCORP Inc. * Mortgage Bankers Assoc. * Natl. [read post]
1 Dec 2011, 10:43 am
Equity Services, Inc. of Montpelier, Vt., was censured, fined $50,000 and ordered to pay almost $164,000 in restitution for the sale of a DBSI private placement. [read post]
30 Nov 2011, 3:00 pm
Burlington Northern R.R., Inc., 23 F.3d 1508, 1511 (9th Cir. 1994)); see also Defenders of Wildlife v. [read post]
30 Nov 2011, 11:17 am
Private equity. [read post]
30 Nov 2011, 8:19 am
Below is Bloomberg piece about our client's $383 million FINRA arbitration claim against Citigroup Global Markets, Inc. related to hedge funds, private equity, and derivatives. [read post]
30 Nov 2011, 7:40 am
The 10 largest for-profit chains in 2008 were HCR Manor Care, Golden Living, Life Care Centers of America, Kindred Healthcare, Genesis HealthCare Corporation, Sun Health Care Group, Inc., SavaSeniorCare LLC, Extendicare Health Services, Inc., National Health Care Corporation, and Skilled HealthCare, LLC. [read post]
30 Nov 2011, 5:21 am
Capital Gains Research Bureau, Inc., 375 U.S. 180, 191, 194 (1963). [read post]
29 Nov 2011, 3:29 pm
Shaw, formerly associated with VSR Financial Services, Inc. of Baton Rouge, LA, was barred from the industry in connection with the sale of a private placement offered by DBSI, Inc. and several additional private placements offered by other issuers. [read post]
29 Nov 2011, 12:29 pm
The 10 largest for-profit chains in 2008 were HCR Manor Care, Golden Living, Life Care Centers of America, Kindred Healthcare, Genesis HealthCare Corporation, Sun Health Care Group, Inc., SavaSeniorCare LLC, Extendicare Health Services, Inc., National Health Care Corporation, and Skilled HealthCare, LLC. [read post]