Search for: "In Re Hedges" Results 1761 - 1780 of 2,370
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10 Dec 2009, 2:00 pm
Um, so, they're working on it. [read post]
10 Dec 2009, 11:45 am
., jury acquitted two former Bear Stearns hedge fund managers of fraud, said the case would not deter the Justice Department. [read post]
9 Dec 2009, 9:39 am by Tom
When you figure out what you’re fighting for, then I might jump in for the big win. [read post]
9 Dec 2009, 6:55 am by Heather Young
I claimed that the network of hedge fund manipulators and compliant reporters intersected in a dirty journalist named Jim Cramer. [read post]
7 Dec 2009, 3:00 am by Peter A. Mahler
"  However, large uncorporations, such as publicly traded partnerships and private equity and hedge funds, raise separate issues. [read post]
6 Dec 2009, 8:48 am
When comparing structured settlements to US Treasuries the assertion that US Treasuries do not provide a hedge against inflation is not true. [read post]
4 Dec 2009, 9:06 am
Most significantly the plan, if passed by Congress, would subject managers of hedge funds, private equity funds and venture capital funds to the regulatory scrutiny and reporting requirements of the Investment Advisers Act, including rules governing advertising, record-keeping, custody of assets, and the adoption of compliance procedures and codes of ethics. [read post]
4 Dec 2009, 6:39 am
Rajaratnam left Needham in late 1996 to form his hedge fund Galleon Group. [read post]
4 Dec 2009, 6:31 am
Many directors and other corporate stakeholders are hopeful that if boards are successful in improving their own practices, they may be able to avoid another substantial re-regulation of public companies, in the style of the Sarbanes-Oxley Act of 2002. [read post]
3 Dec 2009, 4:07 pm
The hedge fund industry counter-example - Hedge funds have done better than banks throughout the crisis, and they are less regulated. [read post]
2 Dec 2009, 6:18 am
They're diagramming these cases, looking for relationships, with more-sophisticated surveillance tools and a focus on hedge funds," said Barry Goldsmith, a partner at law firm Gibson, Dunn & Crutcher LLP in Washington D.C. and former chief litigation counsel in the SEC's enforcement division. [read post]
27 Nov 2009, 12:21 am
“Remove the center core of bins and re-level. [read post]
24 Nov 2009, 9:25 pm
Pretend we’re looking at a picture of two children playing on a see-saw. [read post]
20 Nov 2009, 11:40 pm
Consider the sublime hedge phrase "worthy step. [read post]
19 Nov 2009, 7:20 pm
Instead, they're alternately dismaying and enraging them. [read post]
19 Nov 2009, 1:34 pm
We can also learn quite a bit from software about re-designing the "look and feel" of all electronic disclosure to help investors sort through volumes of disclosure. [read post]
19 Nov 2009, 12:31 pm
Recommendation 7: The Office of Compliance Inspections and Examinations (OCIE) should re-evaluate the point scores that it assigns to advisers based on their reported assets under management. [read post]