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16 Feb 2012, 3:30 am
At Merrill Lynch, JP Morgan, Morgan Stanley, UBS, Wells Fargo, Citigroup, and at smaller organizations. [read post]
5 Mar 2009, 6:52 am
The investigation of this market - which is some $114 billion, of which $40 billion worth is held by individual investors - continues to focus on major firms, such as UBS, Merrill Lynch, Morgan Stanley, and Goldman Sachs, but has also turned to focusing on smaller firms, such as Neuberger Berman. [read post]
27 Jan 2009, 6:43 am
In this morning's NYT, one of my favorite writers there, Clyde Haberman, goes to town on John Thain, the Merrill Lynch CEO who's been recently deposed. [read post]
4 May 2010, 7:05 am
She has alleged, on behalf of herself and all other similarly situated female employees, that Bank of America, through its subsidiary Merrill Lynch, systematically discriminates against female financial advisors by giving them less opportunities and a less favorable compensation scheme. [read post]
4 Apr 2012, 2:37 pm
In January of 2009, Bank of America bought Merrill Lynch and, as part of that acquisition, Bank of America and Merrill Lynch announced that they would pay retention and awards under an Advisor Transition Program ("ATP") to Merrill Lynch's Financial Advisors. [read post]
15 Oct 2008, 3:34 pm
Under the terms of the deal, Merrill Lynch would distribute as much as $43.5 million and the majority of this sum would go to the class members. [read post]
5 Jun 2008, 5:18 pm
Merrill Lynch, the third-biggest firm, was cut to A from A+, as was the nation's fourth-biggest securities firm, Lehman Brothers. [read post]
18 Jul 2012, 9:16 am
In Merrill Lynch v. [read post]
9 Oct 2008, 4:38 pm
Recently, for example, a retirement fund known as County of York Employees Retirement Plan filed a lawsuit in our Chancery Court seeking to stop the sale of Merrill Lynch to Bank of America. [read post]
16 Jan 2019, 12:48 pm
Shakela Yashika Carter (CRD #4321231) is a former registered broker and investment advisor who was last employed with Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD #7691) of Fort Lauderdale, FL. [read post]
18 Jul 2012, 9:11 am
In Merrill Lynch v. [read post]
29 Apr 2014, 7:59 am
According to reports, a former Merrill Lynch broker was arrested at a financial planning seminar for allegedly stealing more than $300,000 from elderly clients. [read post]
13 Jan 2020, 1:45 pm
Morgan Securities LLC, Morgan Stanley Smith Barney LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Citigroup Global Markets Inc., for failing to ensure asset transfers on legally mandated dates for at least 80,585 accounts. 53,384 of the accounts came from Morgan Stanley and 15,366 accounts came from Merrill Lynch; while, 5,666 accounts were at J.P. [read post]
27 Apr 2008, 10:51 pm
Merrill in Dahlonega, Georgia, have been indicted in the United States District Court for the Northern District of Georgia. [read post]
24 Feb 2011, 10:28 am
Jordan Waxman, 46, is a bank executive at Merrill Lynch and an Ironman triathlete. [read post]
4 Mar 2013, 3:37 pm
Let Bobbs-Merrill intervene on your behalf." [read post]
22 Apr 2008, 6:54 am
It's mostly about the $187 million he owes Merrill Lynch for financing his purchase of the Fred Leighton jewelry company, but also touches on his troubles with Christie's and Sotheby's:"Some of the paintings Esmerian gave to the American Folk Art Museum were outright gifts, and some were merely promised as gifts, with the understanding that they were being used as collateral on a loan from Sotheby's. [read post]
23 Apr 2008, 10:58 am
., Merrill Lynch & Co., J.P. [read post]
19 Dec 2012, 3:00 am
As reported in a recent Financial Planning article, executives of Bank of America's Merrill Edge program have altered the face of retirement planning, literally. [read post]
20 May 2011, 9:39 am
MERRILL LYNCH & CO., INC.; Bank of America Corporation; United States Court of Appeals,Third Circuit; No. 09–4676; May 18, 2011 : “[A] defendant can contractually waive his right to remove an action brought in a state court. [read post]
