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7 Jun 2024, 3:00 am
’ Yahoo News – Robert Draper (New York Times) | Published: 5/30/2024 A total of 54 U.S. [read post]
17 Dec 2008, 4:25 am
Pendse sold 25000 shares off market to a broker at Rs. 1400 and when the shares were finally sold on stock exchange by Niskalp, the latter got a price of only Rs 125 per share. [read post]
26 May 2011, 6:05 am
Wednesday, Strauss-Kahn, walked out of 71 Broadway, just steps from the New York Stock Exchange, with security escorts to his sides. [read post]
22 Dec 2023, 3:24 pm
Although Time was not formally a party to the merger and approval by its shareholders therefore was not required under Delaware law, New York Stock Exchange rules required a vote of Time shareholders because of the number of shares to be issued. [read post]
19 Dec 2022, 6:28 am
Boiler Room Red Flags In May of this year, a New York City jury convicted a man known as “Mr. [read post]
16 Nov 2016, 9:30 pm
In order to help prevent such dramatic, unexpected Treasury market movement in the future, the Financial Industry Regulatory Authority (FINRA)—a government-sponsored private regulatory authority, responsible for regulating brokerages and stock exchanges and maintaining market fairness—recently adopted a proposed rule that will mandate new reporting requirements for transactions in Treasury securities. [read post]
18 Feb 2012, 10:13 pm
This time, it is the turn of the New Yorkers, as it was announced this week that the FBI, the Department of Justice (“DOJ”), and the Security Exchange Commission (“SEC”) are stepping up their investigations into allegations of bribery and corruption at the New York-based News Corp. [read post]
13 Jul 2011, 1:28 am
In seeking to argue that the court had original jurisdiction over their Japanese law claims, the plaintiffs’ had contended that because Toyota shares were listed but did not trade on the New York Stock Exchange, they were not a “covered” security to which CAFA applied, and, because CAFA did not apply, they could assert claims in U.S. court under Japanese law even though they could not otherwise assert claims under U.S. law. [read post]
7 Sep 2022, 7:47 am
Our lawyers are admitted to practice in New York and Florida and represent investors nationwide to help recover investment losses due to stockbroker misconduct. [read post]
31 Mar 2009, 9:02 pm
But when that someone is superstar New York Times columnist Thomas L. [read post]
12 Feb 2008, 4:18 am
In September 2007, lead plaintiff (New York Teachers Retirement System) filed a consolidated class action complaint; defense attorneys moved to dismiss various class action claims, id. [read post]
8 Jan 2009, 4:49 pm
What is baffling is that the company was not only listed on India's leading stock exchanges, but even had its American depository receipts (ADRs) listed on the New York Stock Exchange (NYSE); for this reason it had seemingly complied with all the onerous requirements of corporate governance imposed by the Indian regulations (clause 49 of the listing agreement) as well as the oft-feared Sarbanes-Oxley Act of 2002. [read post]
13 Dec 2010, 9:10 am
Critics have called these banks the “derivatives dealers club,” and they warn that the club is unlikely to give up ground easily. ***** For many, there is no central exchange, like the New York Stock Exchange or Nasdaq, where the prices of derivatives are listed. [read post]
30 Sep 2022, 5:58 pm
Its shares are listed on the Canadian Stock Exchange and also trade over-the-counter in the U.S.In April 2020, iAnthus announced that it had defaulted on a debt due to its senior secured lender, but this was followed by iAnthus's CEO accepting a loan from the lender's managing member. [read post]
29 Sep 2017, 8:05 am
“Most unsolicited stock recommendations involve stocks that can’t meet the listing requirements of The Nasdaq Stock Market, the New York Stock Exchange or other U.S. stock exchanges. . . . [read post]
29 Jan 2010, 8:38 am
The president of the New York Stock Exchange in 1929, Whitney had bravely if ultimately futilely attempted to stem the panic. [read post]
24 Jun 2011, 1:31 am
Its shares also trade on the Frankfurt Stock Exchange. [read post]
2 Jul 2021, 10:39 am
On July 1, 2021, the US attorney for the Southern District of New York announced that Ross Baldwin of Precious Commodities, Inc. [read post]
12 Apr 2018, 6:00 am
Deripaska’s designation extends to the companies he owns or controls, including En+, a London stock exchange-listed producer of aluminum. [read post]
19 Dec 2014, 6:08 am
New York – After Ethics Panel’s Shutdown, Loopholes Live On in AlbanyNew York Times – Thomas Kaplan, William Rashbaum, and Susanne Craig | Published: 12/8/2014 Investigators for the Moreland Commission, an anti-corruption panel that New York Gov. [read post]
