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27 Mar 2013, 10:18 am
Plaintiffs in Levitt are former customers of a defunct New York broker-dealer, Sterling Foster & Company, Inc. [read post]
19 Mar 2013, 5:00 am
Although most companies listed on the NASDAQ already have an internal audit function, the proposed rule would bring the NASDAQ into alignment with the New York Stock Exchange, which already requires its listed companies to have an internal audit function. [read post]
17 Mar 2013, 7:21 am
Both Magyar and Deutsche Telekom were publicly traded through American Depository Receipts ("ADRs") on the New York Stock Exchange ("NYSE"). [read post]
7 Mar 2013, 11:59 pm
As discussed here, in a December 30, 2010 ruling, Southern District of New York Harold Baer granted the defendants’ motions to dismiss. [read post]
7 Mar 2013, 8:43 am
The firm failed to review a New York Stock Exchange hearing panel decision sanctioning a founder of the hedge fund, who was also its portfolio manager. [read post]
5 Mar 2013, 2:36 pm
Because these statistics are commercially valuable, market operators – from eBay and Amazon to the New York Stock Exchange to Las Vegas casinos – tend to want to own them, and the copyright law is the natural place to look for support. [read post]
4 Mar 2013, 1:02 pm
” The combined REIT will be trade on the New York Stock Exchange under Spirit Realty’s existing ticker “SRC. [read post]
1 Mar 2013, 3:12 pm
But the NASD was no longer available to arbitrate because in July 2007 FINRA was created through the consolidation of the NASD and the member regulation, enforcement and arbitration functions of the New York Stock Exchange (NYSE). [read post]
28 Feb 2013, 9:30 am
In the 1990s, for example, the share of Delaware companies’ IPOs registered on the New York Stock Exchange increased to 73-77%. [read post]
20 Feb 2013, 7:50 am
On January 24, President Obama announced his nominee for Chairman of the Securities Exchange Commission – Mary Jo White, a former United States Attorney for the Southern District of New York. [read post]
19 Feb 2013, 2:38 pm
He established a new "reinsurance company" in Bermuda in April, that turned around in June and put the money invested in it back into Paulson's hedge funds in New York, as a portfolio of insurance "reserves" to be held to pay off insurance risks that go bad. [read post]
14 Feb 2013, 10:00 am
Elan Corporation plc (“Elan”) is a neuroscience-based biotech company whose American Depository Receipts (“ADRs”) are traded on the New York Stock Exchange and whose publicly traded call options are derivative of, and trade in tandem with, its ADRs. [read post]
12 Feb 2013, 11:58 am
This is well noted in a post on Economist's View (Mark Thoma), embedding a post by Miles Corak on Free Exchange about research on inter-generational social mobility. [read post]
11 Feb 2013, 8:00 am
According to a report in the New York Times, regulators across the country are confronting a wave of investor fraud that is saddling retirement savers with steep losses on complex, high-risk products that until a few years ago were pitched only to the most sophisticated investors. [read post]
6 Feb 2013, 8:25 am
A New York state court decision, meanwhile, in the case of William J. [read post]
5 Feb 2013, 11:40 pm
The Wall Street Journal Tuesday reported that Yum Brands, publicly traded on the New York Stock Exchange, has followed up on an earlier prediction that its per-share growth would be up by 10 percent in 2013 with acknowledgement it now expects earnings per share to actually be off for the year because of its poultry problems in China. [read post]
24 Jan 2013, 12:43 am
In May 2010, the company conducted an Initial Public Offering of American Depositary Shares on the New York Stock Exchange. [read post]
23 Jan 2013, 8:15 am
HGS]This may start in the Golden State, but don't doubt for a New York minute that it won't catch on across the country:"The California Health Benefit Exchange board is hoping to get retail stores to provide in-store enrollment assistance for the state's [ObamaExchange] ... [read post]
21 Jan 2013, 12:03 am
-domiciled investors who purchased their BP shares on the London Stock Exchange. [read post]
13 Jan 2013, 9:17 pm
’” Novak, also a motivational speaker and author, was coming off a year that saw a book published and not long after being named as the New York Stock Exchange’s CEO of the year. [read post]
