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5 Nov 2021, 1:58 pm by Ellena Erskine
These and other petitions of the week are below: AlixPartners, LLC v. [read post]
5 Nov 2021, 10:11 am by Iorio Altamirano
FINRA has barred former AXA Advisors, LLC broker Edgar Kleydman from the securities industry. [read post]
5 Nov 2021, 4:00 am by Jim Sedor
National/Federal A Year Out, Political Groups Prepare for What Could Be the Most Expensive Midterms Ever MSN – Kate Ackley (Roll Call) | Published: 11/2/2021 Next year’s midterm elections, which will determine control of the House and Senate for the second half of President Biden’s first term, are on pace to shatter previous records, thanks largely to big money outside groups. [read post]
4 Nov 2021, 7:03 pm by Edward T. Kang and Ryan T. Kirk
The health care industry is no longer limited to doctors and hospitals, but a veritable thicket of holding companies, LLCs, and private equity firms. [read post]
3 Nov 2021, 1:41 pm by Daily Record Staff
The University of Maryland’s Knox Road development is a $140 million public private partnership with Terrapin Development Company (TDC) an entity comprised of the University of Maryland College ... [read post]
3 Nov 2021, 12:34 pm by The White Law Group
  The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
1 Nov 2021, 7:46 am by Stefanie Jackman and Christine Emello
” In dissent, Judge Tjoflat argued that the majority’s decision conferred standing too broadly in light of the Supreme Court’s decision in TransUnion LLC v. [read post]
Couple’s FINRA Arbitration Claim Seeks Up to $500K in Damages A retired couple from Payson, Utah have filed a Financial Industry Regulatory Authority (FINRA) arbitration claim against Woodbury Financial Services over losses they sustained while investing in GPB Capital Holdings LLC, CIM REIT, and other privately traded entities. [read post]
27 Oct 2021, 3:00 am by Robert Kreisman
He sued Kevin SL Transport LLC, the log truck’s owner, and Perez, alleging improper lookout and negligence. [read post]
26 Oct 2021, 9:01 pm by News Desk
The webinar series will engage experts from the public and private sectors in a collaborative exchange of ideas and experiences related to the importance of a robust food safety culture in helping to ensure safe food production. [read post]
25 Oct 2021, 6:00 am by Beth Graham
CLS Transportation Los Angeles, LLC, applied to the case at hand despite the United States Supreme Court’s 2018 holding in Epic Systems Corp. v. [read post]
21 Oct 2021, 8:18 am by The White Law Group
  According to a secondary market for private placements, CTT Auctions, shares of United Development Funding III (UDF III) were recently sold for just $1.25 per share. [read post]
20 Oct 2021, 7:35 am by Zamansky LLC
The post FINRA is Investigating Unnamed Special Purpose Acquisition Companies (SPACs) and Their Affiliates appeared first on Zamansky LLC. [read post]