Search for: "Securities and Exchange Commission"
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27 Aug 2008, 6:40 pm
The Securities and Exchange Commission moved Wednesday to allow some large American companies to begin using international accounting standards as early as next year, and to require all American companies to do so by 2016. [read post]
22 Nov 2010, 12:04 pm
Pitt, a former chairman of the Securities and Exchange Commission, says investment firms may be required to spend more time on compliance as a result of the insider trading investigation. [read post]
16 Apr 2010, 10:09 am
The Securities & Exchange Commission today charged Goldman, Sachs & Co. and one of its vice presidents with fraud in marketing a financial product linked to subprime mortgages as the housing market was beginning to collapse. [read post]
9 Jun 2014, 2:00 am
Last week, the Second Circuit Court of Appeals ruled that a district court's rejection of a proposed Securities and Exchange Commission (SEC) settlement for $285 million -- because of the absence of any admissions by defendant Citigroup -- was improper.... [read post]
28 Aug 2022, 10:00 pm
The US Securities and Exchange Commission (SEC) announced on August 25, 2022, that it has adopted new rules to require enhanced pay for performance disclosure that will apply to 2023 proxies for calendar year-end issuers. [read post]
23 Aug 2021, 10:00 pm
A recent US Securities and Exchange Commission (SEC) settled enforcement action that found that a hedge fund acted as an unregistered “dealer” has blurred the traditional line between dealers and traders. [read post]
29 Apr 2024, 10:00 pm
The Securities and Exchange Commission (SEC) is continuing its focus on disclosure of executive perquisites—and aircraft usage in particular—in registration statements, periodic reports, and proxy statements. [read post]
21 Dec 2021, 10:00 pm
The US Securities and Exchange Commission (SEC) recently proposed amendments (Amendments) to its rules governing money market funds. [read post]
24 Oct 2003, 10:25 am
Cutler, the Securities and Exchange Commission [read post]
30 Mar 2011, 12:02 am
Securities and Exchange Commission (SEC) had cleared the trading of contingent value rights (CVR) under the ticker GCVRZ.O. [read post]
17 Dec 2010, 10:12 am
Securities and Exchange Commission announced today that Stephen Cohen has been appointed as an associate director of the Division of Enforcement. [read post]
29 Nov 2023, 7:02 am
The Supreme Court is hearing arguments in a challenge to the Securities and Exchange Commission's ability to fight fraud. [read post]
23 Aug 2021, 10:00 pm
A recent US Securities and Exchange Commission (SEC) settled enforcement action that found that a hedge fund acted as an unregistered “dealer” has blurred the traditional line between dealers and traders. [read post]
19 May 2011, 10:39 am
--Wilmer Cutler Pickering Hale and Dorr to become one of the Securities and Exchange Commission's five commissioners. [read post]
28 Aug 2022, 10:00 pm
The US Securities and Exchange Commission (SEC) announced on August 25, 2022, that it has adopted new rules to require enhanced pay for performance disclosure that will apply to 2023 proxies for calendar year-end issuers. [read post]
14 Jul 2009, 9:42 am
Miller Buckfire, the boutique investment bank specializing in restructurings, said on Tuesday that it has hired a senior official from the Securities and Exchange Commission to start up a new practice to advise companies on government relations. [read post]
11 Jul 2023, 10:00 pm
The Securities and Exchange Commission proposed changes to the Customer Protection Rule, which would impact about 63 carrying broker-dealers and potentially require more frequent deposits into customer and PAB reserve bank accounts. [read post]
28 Aug 2022, 10:00 pm
The US Securities and Exchange Commission (SEC) announced on August 25, 2022, that it has adopted new rules to require enhanced pay for performance disclosure that will apply to 2023 proxies for calendar year-end issuers. [read post]
15 Nov 2022, 7:02 am
Gaia takes back control with a donation of material abstractions to the Securities and Exchange Commission. [read post]
29 Apr 2024, 10:00 pm
The Securities and Exchange Commission (SEC) is continuing its focus on disclosure of executive perquisites—and aircraft usage in particular—in registration statements, periodic reports, and proxy statements. [read post]
