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14 Dec 2018, 8:36 am
Wells Fargo Customer Left Town But Was In the Parking Lot But Wasn't, Sent Letter But Didn't, and Made Phone Call But Hadn't (BrokeAndBroker.com Blog)http://www.brokeandbroker.com/4348/finra-awc-wire/Before you read today's analysis of a recent FINRA regulatory settlement, place a large pillow on the floor directly under your chin because it may cushion the impact when your jaw hits the hardwood not once or twice but possibly three or more times. [read post]
10 Feb 2017, 11:25 am
A somewhat refreshing aspect of the case is the candid response by Respondent Wells Fargo Advisors, LLC that essentially amounts to a shrug and a bit of a sheepish grin. [read post]
7 Mar 2017, 1:59 am
Former Cravath presiding partner to lead US bank's legal team after 'sham account' scandal [read post]
28 Sep 2016, 12:25 pm
For now, there are no signs he is contemplating giving up his roles as chairman and chief executive over the bank’s sales-tactics scandal, according to people familiar with the matter. [read post]
30 Mar 2008, 2:59 pm
Wells Fargo Bank Minnesota, N.A. [read post]
29 Nov 2011, 8:08 pm
The talk was sponsored by University of South Carolina’s Moore School of Business, The Liberty Fellowship and Wells Fargo Bank. [read post]
17 Sep 2019, 6:11 am
A wave of mergers by Bank of America, Citigroup, JPMorgan, and Wells Fargo in the late 1990s created the “too big to fail” banks that became so central to the crisis. [read post]
10 Nov 2009, 4:06 pm
The company, headquartered in Phoenix, sought court approval for a $6.75 million debtor-in-possession (or DIP) financing facility to be provided by Wells Fargo Bank, N.A. [read post]
17 Feb 2012, 1:17 pm
Wells Fargo debt collectors began harassing her with telephone calls and threatening to take legal action. [read post]
19 Jul 2012, 9:05 pm
Congress, HUD face off on “disparate impact” in housing and housing finance [WSJ edit, Clegg/NRO] Wells Fargo says it didn’t base loans on race but will pay $175 million to end federal probe [Reuters] Maryland vs. [read post]
28 Sep 2018, 7:58 am
A former Wells Fargo registered representative in Daytona, Ohio is facing charges by the Securities and Exchange Commission for defrauding investors out of over a million dollars in a fraudulent scheme that targeted seniors. [read post]
13 Jul 2015, 10:24 am
On July 1, Justice Marcy Friedman of the Supreme Court of New York for New York County denied Natixis Real Estate Holdings, LLC’s (“Natixis”) motion to dismiss a repurchase action brought by Wells Fargo Bank, N.A., and Computershare Trust Company, N.A. in their collective capacity as Securities Administrator for Natixis Real Estate Capital Trust 2007-HE2. [read post]
20 Mar 2009, 10:20 am
The Wells Fargo & Co unit must also have completed buying back ARS from investor clients in Texas by June 30. [read post]
24 Mar 2022, 8:51 am
However, Wells Fargo amended the Form U5 on April 22nd, 2021. [read post]
11 Dec 2017, 7:58 am
.■ A slight correction (well, clarification) for our item last week on Wells Fargo's little insurance fraud fiasco. [read post]
27 Sep 2013, 4:58 am
According to the release: [F]our female bank tellers employed at a Reno, Nev., Wells Fargo branch regularly faced graphic sexual comments, gestures and images from a female service manager and another female bank teller. [read post]
4 Oct 2013, 5:28 am
According to the release: [F]our female bank tellers employed at a Reno, Nev., Wells Fargo branch regularly faced graphic sexual comments, gestures and images from a female service manager and another female bank teller. [read post]
28 Nov 2016, 5:57 am
" [Big Law Business] * Per recent TV ads, "Wells Fargo is making changes to make things right," but only if those changes don't involve public court records: Wells Fargo customers who had unauthorized accounts opened in their names have filed a class-action suit, but the bank is trying to quash their claims by forcing plaintiffs into arbitration. [read post]
13 Apr 2017, 9:23 pm
Ponce de Leon soon may be ordered reinstated at Wells Fargo — which would follow another high-profile reinstatement ordered last week by the Labor Department, of an unnamed Wells Fargo banker who was awarded $5.4 million in damages and fees for being fired after reporting fraud, the largest such award under SOX. [read post]
20 Apr 2022, 2:13 pm
Did You Invest With Wells Fargo? [read post]
