Search for: "**u.s. v. Lehman"
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12 Sep 2008, 2:26 pm
’ ‘McCain v. [read post]
11 Oct 2009, 9:47 pm
” [25] This “alternative uptick rule” would refer to the national best bid when determining the allowable bid price for short sales, which is less extensive than the previous approach. [26] This is different than the previous approach, which requires a more constant monitoring of a security, to determine the appropriate last sale price. [27] Also, because of this new approach for determining the bid price, it would be easier to program into trading and surveillance… [read post]
28 Jan 2010, 11:51 pm
Kelley Drye's managing partner said the firm does not believe the suit has any merit. 3rd Circuit OKs Homeowners' Trespass Suit Against Google The Legal Intelligencer The 3rd U.S. [read post]
24 Feb 2009, 12:10 am
Circuit Grants Obama (Another) Extension in Subpoena Case
Legal Times
The U.S. [read post]
11 Jan 2021, 6:37 pm
Deloitte reported in its U.S. [read post]
22 Feb 2016, 4:36 pm
In 1968, a court decision, Escott v. [read post]
10 Apr 2007, 1:18 am
Supreme Court case Atkins v. [read post]
18 Mar 2008, 11:08 pm
" [17] Van Gorkom The next case is Smith v. [read post]
8 Sep 2010, 2:57 am
(By way of illustration, the defense expenses associated just with the Lehman bankruptcy are running at about $ 5 million a month, and those costs are likely to accelerate in the event the SEC files an enforcement action or the DoJ files criminal charges.) [read post]
29 Dec 2011, 10:27 am
SEC v. [read post]
10 Jan 2011, 12:14 am
Major financial institutions like Bear Stearns, Merrill Lynch, and Lehman Brothers imploded as a consequence of the financial dislocation. [read post]
25 Mar 2013, 1:09 am
The memo take great pains to emphasize that while the case was pending, the Second Circuit entered its opinion in Fait v. [read post]
13 Oct 2008, 8:08 pm
Moreover, the balance sheets of many banks are already under pressure because of the banks’ extensive holdings in securities of Fannie Mae and Freddie Mac, and, to a lesser extent, Washington Mutual, AIG, and Lehman Brothers. [read post]
28 Nov 2011, 8:57 pm
A cursory look at all other similar crises from Refco and Griffin Trading (in the futures industry) to Lehman Brothers and rogue trading at UBS, demonstrates that MF Global is unique-this may be the first time in history that customer segregated funds were not properly segregated by an FCM. [read post]
1 Oct 2009, 5:48 pm
Court of Appeals for the Second Circuit held in State of Connecticut v. [read post]
31 Aug 2011, 10:27 am
In particular, because of the Supreme Court’s recent opinion in AT&T Mobility LLC v. [read post]
13 Jul 2021, 5:30 am
The attorney I phoned had once been Assistant U.S. [read post]
29 Jul 2011, 5:23 pm
” See: Gomes v. [read post]
19 May 2010, 8:04 pm
In September, the financial crisis deepened sharply following the collapse of Lehman Brothers. [read post]
13 Oct 2008, 4:01 am
International Conflict Resolution Day: related posts on ADR, negotiation, and conflict resolution In thinking about the significance of Conflict Resolution Day, I was struck by a post written by Bob Sutton at Work Matters, “Touch People With The Better Angels of Your Nature“, as he reflected on words U.S. president Abraham Lincoln spoke during his first inaugural address at a time when the U.S. was divided, North against South: We are not enemies, but friends. [read post]