Search for: "**u.s. v. Lehman" Results 161 - 180 of 185
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11 Oct 2009, 9:47 pm
” [25] This “alternative uptick rule” would refer to the national best bid when determining the allowable bid price for short sales, which is less extensive than the previous approach. [26] This is different than the previous approach, which requires a more constant monitoring of a security, to determine the appropriate last sale price. [27] Also, because of this new approach for determining the bid price, it would be easier to program into trading and surveillance… [read post]
24 Feb 2009, 12:10 am
Circuit Grants Obama (Another) Extension in Subpoena Case Legal Times The U.S. [read post]
28 Jan 2010, 11:51 pm
Kelley Drye's managing partner said the firm does not believe the suit has any merit. 3rd Circuit OKs Homeowners' Trespass Suit Against Google The Legal Intelligencer The 3rd U.S. [read post]
8 Sep 2010, 2:57 am by Kevin LaCroix
(By way of illustration, the defense expenses associated just with the Lehman bankruptcy are running at about $ 5 million a month, and those costs are likely to accelerate in the event the SEC files an enforcement action or the DoJ files criminal charges.) [read post]
10 Jan 2011, 12:14 am by Kevin LaCroix
Major financial institutions like Bear Stearns, Merrill Lynch, and Lehman Brothers imploded as a consequence of the financial dislocation. [read post]
25 Mar 2013, 1:09 am by Kevin LaCroix
The memo take great pains to emphasize that while the case was pending, the Second Circuit entered its opinion in Fait v. [read post]
13 Oct 2008, 8:08 pm
  Moreover, the balance sheets of many banks are already under pressure because of the banks’ extensive holdings in securities of Fannie Mae and Freddie Mac, and, to a lesser extent, Washington Mutual, AIG, and Lehman Brothers. [read post]
28 Nov 2011, 8:57 pm
A cursory look at all other similar crises from Refco and Griffin Trading (in the futures industry) to Lehman Brothers and rogue trading at UBS, demonstrates that MF Global is unique-this may be the first time in history that customer segregated funds were not properly segregated by an FCM. [read post]
1 Oct 2009, 5:48 pm by admin
Court of Appeals for the Second Circuit held in State of Connecticut v. [read post]
31 Aug 2011, 10:27 am by Badrinath Srinivasan
In particular, because of the Supreme Court’s recent opinion in AT&T Mobility LLC v. [read post]
19 May 2010, 8:04 pm by Mandelman
In September, the financial crisis deepened sharply following the collapse of Lehman Brothers. [read post]