Search for: "*1**securities v. Securities Transfer"
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4 Jun 2017, 1:17 pm
Estate of Powell v. [read post]
12 Oct 2018, 5:00 am
In Curling v. [read post]
4 Oct 2015, 5:02 pm
The Tesco ADRs are what is known as sponsored Level 1 ADRs. [read post]
7 Nov 2018, 7:55 am
Under Section 2(a)(1) of the Securities Act the term “security” means any “note, stock…” So, it’s clearly a security? [read post]
13 Jul 2012, 2:12 pm
Co., Inc. v. [read post]
26 Feb 2023, 4:37 pm
Canfield’s behalf, including: 1. [read post]
27 Jan 2014, 6:22 am
, 548 U.S. 1 (2006). [read post]
31 May 2023, 4:31 am
” A training module entitled “National Security, Part 1” dated December 20, 2019, is 36 pages long. [read post]
1 Feb 2019, 8:38 am
Supreme Court of Canada Orders Trustee in Bankruptcy to Comply with Environmental Remediation Orders Prior to Distributing Funds to Secured Creditors in Orphan Well Association v. [read post]
2 Apr 2015, 8:10 am
In U.S. v. [read post]
18 Feb 2022, 5:21 pm
Network 1 Financial Securities, Inc., February 15, 2022, per curiam).Case and posture. [read post]
3 Jun 2021, 11:27 am
[1] Verizon Commc’ns Inc. v. [read post]
21 Dec 2022, 6:03 am
Also, the SEC could, under Exchange Act Rule 12h-7(e), require an issuer to take steps reasonably designed to ensure that a trading market for the securities does not develop and, unless barred by state law, require written notice to, and acceptance by, the issuer before any assignment or other transfer of the securities and reserving the right to refuse assignments or other transfers at any time on a non-discriminatory basis.A “registered index-linked… [read post]
17 Feb 2017, 2:25 pm
The defendant knowingly transferred or used a means of identification of another person without legal authority;2. [read post]
19 May 2010, 5:04 am
Marketable Securities b. [read post]
11 Sep 2018, 1:33 pm
” In addition, the Tomahawkcoins also represented a transferable share or option on an equity share of Tomahawk Exploration LLC, which would be considered securities under the federal securities laws under Section 2(a)(1) of the Securities Act of 1933 (the “Securities Act”) and Sections 3(a)(10) and 3(a)(11) of the Securities Exchange Act of 1934 (the “Exchange Act”). [read post]
4 Apr 2022, 9:51 am
This ruling is based on Chavez v. [read post]
23 Mar 2017, 9:14 am
The district court also did not err in finding that the loan was a sham and that the funds transferred to the appellants were ill gotten as a matter of law (SEC v. [read post]
7 May 2021, 5:00 am
R.C.P. 1006(d)(1). [read post]
4 Jun 2012, 1:58 am
As I discussed in a prior post (here), in its March 2012 decision in the Absolute Activist Value Master Fund Limited v. [read post]
