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7 Jul 2018, 7:20 am by Malecki Law Team
The Securities and Exchange Commission’s recent charges against a New York-broker dealer Alexander Capital illustrates the agency’s crackdown on broker supervisory failures within the financial services industry. [read post]
12 Jul 2019, 2:05 pm by Astarita
" The SEC has charged Lawler and Bannister with violating the antifraud provisions of Section 17(a) of the Securities Act of 1933 (Securities Act) and Section 10(b) Securities Exchange Act of 1934 (Exchange Act) and Rule 10b-5 thereunder, and the registration provisions of Section 5(a) and 5(c) of the Securities Act; and, as to Lawler, market manipulation provision of Section 9(a) of the Exchange Act.The SEC's investigation has been conducted by Hane L. [read post]
16 Apr 2015, 8:05 am by Ed. Microjuris.com Puerto Rico
Luis “Nuno” López Muñoz, legislador de la Cámara de Representantes del Distrito 1, expondrá sobre la Ley para Viabilizar la Restauración de las Comunidades de Puerto Rico (Ley Núm. 31 de 18 de enero de 2012, del cual es el autor y que presentó como un Proyecto de la Cámara 3037 del año 2010). [read post]
19 Jul 2017, 4:00 am by Administrator
Le message lancé par le législateur c’est que ceux qui fraudent le gouvernement seront sévèrement sanctionnés. [read post]
9 May 2024, 6:10 am by Anna Maria Stein
In addition, in the present case, while the graphic representation of the 3D trade marks filed by the applicant contains the distinctive wording “Loro Piana” or the letters “L” and “P”, these verbal elements lack in the application for the position trade mark. [read post]
7 Nov 2008, 2:47 pm
Raymond's employersExhibit K-Defendant's objection to Gustave Lindor motion as "fishing expedition"Exhibit L-Ray Beckerman to Hon. [read post]
13 Jun 2013, 1:36 am by Kevin LaCroix
(The P&C industry combined ratio for 2011 was 108.3 and for 2012 was 103.3.) [read post]
20 Jun 2019, 1:19 pm by mjhector
Como parte de las iniciativas que se han llevado a cabo, Rosselló Nevares recordó la implementación de la Ley Medicinal, con una política pública a favor del cannabis medicinal, así como la Orden Ejecutiva 2019-06 para promover el cáñamo industrial. [read post]
9 Nov 2017, 3:44 pm
This definitional change will affect certain otherwise-authorized transactions with the expanded group of such officials. #### __________DEPARTMENT OF COMMERCE Bureau of Industry and Security 15 CFR Parts 740 and 746[Doc [read post]