Search for: "American Investment Exchange, LLC" Results 161 - 180 of 445
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18 May 2019, 9:27 am by MOTP
UTSW notified Rohrmoos of the inspection results and over the following months, the two exchanged extensive communication in an attempt to diagnose and fix the issue. [read post]
15 May 2019, 3:45 pm by Unknown
Wasserman, PAA’s president, with fraud and related charges in connection with making material misrepresentations and omissions in American Growth Funding II LLC (AGF II)’s private placement offering. [read post]
25 Apr 2019, 12:45 pm by ccollins
Lyons and his investment advisory businesses, Synchronicity Capital GP, LLC, Synchronicity Capital Group, and Synchronicity Group, LLC, used the money to pay for Lyons’ personal spending, including Broadway shows, concert tickets, sailing expenses, rent, and other costs. [read post]
25 Apr 2019, 9:07 am by Unknown
The Securities and Exchange Commission today announced the inaugural members of the Small Business Capital Formation Advisory Committee. [read post]
5 Mar 2019, 10:03 am by ccollins
American Capital Partners, LLC Arete Wealth Management, LLC Arkadios Capital Ascendant Alternative Strategies, LLC Ausdal Financial Partners, Inc. [read post]
19 Feb 2019, 3:02 am by Doug Cornelius
Sources: Order SEC Obtains Preliminary Injunction Against Blockvest LLC and Its Founder for Making Fraudulent Offers of Securities in Reconsideration of Earlier OrderA Court Rules that an ICO was not a Securities OfferingBlockchain Exchange Commission [read post]
30 Jan 2019, 8:00 am by zamansky
  Zamansky LLC also represents investors in arbitration cases against UBS and other brokerage firms regarding Puerto Rico bonds and UBS closed end bond funds and other investments. https://www.puertoricobondfundsattorney.com/en/ The post The Leveraged Loan Ticking Time Bomb appeared first on Zamansky LLC. [read post]
25 Jan 2019, 10:43 am by Renae Lloyd
Investments such as these are typically sold by brokerage firms in exchange for a large up front commission. [read post]
20 Jan 2019, 11:43 pm
(Pix © Larry Catñá Backer; Bronzino Martirio di San Lorenzo, 1565-69, Florence )Judges and lawyers tend to serve as the worker bees of the large jurisprudential colonies of semiotic communities ("They do all the work in the hive, and they control most of what goes on inside. [read post]
3 Jan 2019, 2:10 pm by Sheila R. Carroll
Last February the Securities and Exchange Commission ("SEC") announced their Share Class Selection Disclosure Initiative. [read post]
18 Dec 2018, 8:45 am by zamansky
That’s when many Chinese companies went public on U.S. stock exchanges by merging with American shell companies in a process called “reverse mergers. [read post]
The CFTC has also created a Customer Advisory (“Understanding the Risks of Virtual Currency Trading”) addressing the risks of investing in virtual currencies. [read post]
31 Oct 2018, 11:21 am by John Elwood
(relisted after the October 26 conference)   American Cable Association v. [read post]
24 Oct 2018, 4:33 pm by Kevin LaCroix
  For starters, most insider trading is perfectly legal, such as when corporate executives buy stock in their own companies as an investment. [read post]