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2 Feb 2021, 9:01 pm by Joe Whitworth
The monthly number of notifications ranged from 306 in April to 951 in January. [read post]
8 Jan 2021, 4:33 am by Alan Rosca
Another customer filed a dispute in April 2002 alleging the stock investments purchased were unsuitable. [read post]
8 Jan 2021, 4:33 am by Alan Rosca
Another customer filed a dispute in April 2002 alleging the stock investments purchased were unsuitable. [read post]
4 Jan 2021, 8:10 pm by Bill Marler
Outbreak of Salmonella Stanley in Sweden associated with alfalfa sprouts, July-August 2007. [read post]
Charles Stanley & Co] Tribunal hearings: An appeal against a decision to hold a merits hearing in person rather than remotely during the pandemic has been dismissed, reiterating the strong case management discretion held by judges. [read post]
24 Nov 2020, 12:05 pm by Renae Lloyd
He was registered with Summit Brokerage Services in Lady Lake, FL from 2015 to 2016, and prior that he was affiliated with Morgan Stanley in the Villages, FL for six years. [read post]
30 Oct 2020, 10:28 am by luiza
This April, Guaranteed Rate agreed to pay $15 million to resolve similar allegations; in April 2019, Morgan Stanley agreed to pay $150 million to settle allegations of impropriety in selling RMBS to California’s public unions; that same month, GE paid $1.5 billion to resolve their own RMBS-related allegations. [read post]
26 Oct 2020, 7:42 am by Silver Law Group
” In April of 2020, Stanley Secor consented to an order by the Utah Division of Securities that revoked his securities licensure and barred him from association with any Utah-based broker-dealer. [read post]
9 Oct 2020, 3:00 am by Jim Sedor
Facebook Imposes Major New Restrictions on QAnon, Stepping Up Enforcement Against the Conspiracy Theory MSN – Craig Timberg and Isaac Stanley-Becker (Washington Post) | Published: 10/6/2020 Facebook imposed sweeping new sanctions on the QAnon conspiracy theory, expanding its policy to remove all affiliated groups and pages, and all accounts on the Facebook subsidiary Instagram, even if they do not violate other policies by inciting violence or trafficking in hate speech. [read post]
2 Oct 2020, 3:00 am by Jim Sedor
National/Federal Amy Coney Barrett, a Disciple of Justice Scalia, Is Poised to Push the Supreme Court Further Right Washington Post – Michael Kranish, Robert Barnes, Shawn Boburg, and Ann Marimow | Published: 9/26/2020 The declarations of political war started coming fast as President Trump announced his nomination of Judge Amy Coney Barrett to the U.S. [read post]
29 Sep 2020, 2:23 pm
 LASC's Appellate Division 2021 hearings will be scheduled at 9 a.m. for infraction and misdemeanor cases and at 1:30 p.m. for limited civil cases in the Appellate Division courtroom, Dept. 70 (Room 614, Stanley Mosk Courthouse) on the following dates: Jan. 7, 21; Feb. 4, 18; March 4, 18; April 1, 15; May 6, 20; June 3, 17; July 1, 15; August 5, 19; September 2, 16; October 7, 21; November 4, 18; December 2, 16. [read post]
25 Sep 2020, 3:00 am by Jim Sedor
National/Federal Behind Trump’s Turkish ‘Bromance’: Lev Parnas, oligarchs and a lucrative lobbying deal NBC News – Aubrey Belford, Adam Klasfeld, Andrew Lehren, and Dan De Luce | Published: 9/22/2020 On January 19, 2017, Turkey’s foreign minister, Mevlüt Çavusoglu, sat down with Brian Ballard, a well-connected lobbyist serving as vice chair of Donald Trump’s inaugural committee. [read post]