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28 Oct 2013, 11:09 am by Jay B. Gould
  The firms charged, Modern Portfolio Management Inc., Equitas Capital Advisers LLC, and Equitas Partners LLC, agreed to settlements in which they will pay financial penalties and hire compliance consultants. [read post]
5 Aug 2020, 8:47 am by Silver Law Group
Furman, through his company, United Fidelis Group Corp., managed and operated Fidelis Financial Planning LLC (“Fidelis”). [read post]
11 Apr 2007, 7:45 pm
"Wes' background and expertise will be a tremendous asset to our Firm and our new Information Management and E-Discovery Solutions Practice Group. [read post]
23 Jan 2010, 2:50 pm
Should you form a corporation (S or C), LLC, general partnership, limited partnership, or some other entity ... or do you need a professional corporation? [read post]
22 May 2012, 3:05 pm
Because licensed professionals cannot form limited liability companies (LLCs) to render professional services, PCs offer the best choice for licensed doctors and dentists and certain other professionals to shield their personal assets from the debts and liabilities of the business. [read post]
8 Jun 2012, 8:33 am by D. Daxton White
In a May 31, 2012 letter to investors, Cornerstone leads with the good news of the hiring of a new in-house real estate management team, stating that Cornerstone hopes the new COO/CFO and VP of Acquisitions and Asset Management “will advance us forward towards enhancing your shareholder value in Cornerstone Healthcare Real Estate Fund, Inc.” [read post]
2 Sep 2020, 2:04 pm by Unknown
His focus has been on uncovering, creating, protecting, and extracting the value of companies’ intellectual capital assets. [read post]
18 May 2023, 7:24 am by zola.support.team
You will want to seek the guidance of trusted professionals to assist with this process. [read post]
1 Jul 2014, 3:00 am by nedaj
. **** Date: July 2, 2014 Sponsor: exane asset management Event: Education Session No 484 – Summer Cocktails at exane asset management Location: Paris, France Date: July 2, 2014 Sponsor: CACEIS Event: Education Session No. 483 – EMIR Regulation: The Impacts on Italian Financial Market Location: Milan, Italy Date: July 8, 2014 Sponsor: Chicago Board Options Exchange Event: Education Session No. 485 – Volatility Strategies: Is Now… [read post]
17 Jul 2018, 9:33 am by SEClaw Staff
We represent investors, financial professionals and investment firms, nationwide. [read post]
25 Jun 2014, 8:49 am by Mark Astarita
 According to the SEC, the firm’s founder and another individual later pocketed some of the transferred investor proceeds to enrich themselves.The SEC alleges that Weston Capital Asset Management LLC and its founder and president Albert Hallac illegally drained more than $17 million from a hedge fund they managed and transferred the money to a consulting and investment firm known as Swartz IP Services Group Inc. [read post]
9 Jan 2019, 10:15 am by SEClaw Staff
The proceedings are the SEC’s first enforcement actions against robo-advisers, which provide automated, software-based portfolio management services.An SEC order found that Redwood City, California-based Wealthfront Advisers LLC (formerly known as Wealthfront Inc.), a robo-adviser with over $11 billion in client assets under management, made false statements about a tax-loss harvesting strategy it offered to clients. [read post]
9 Aug 2020, 4:53 pm by webdeveloper
The post Maryland Divorce: Things You Can Do With The Family Home appeared first on Petrelli Previtera, LLC. [read post]
9 Aug 2020, 4:53 pm by webdeveloper
The post Maryland Divorce: Things You Can Do with the Family Home appeared first on Petrelli Previtera, LLC. [read post]
6 May 2019, 12:26 am by Peter Mahler
No. 11255-VCG [Del Ch Apr. 30, 2019], tells the fascinating story of two individuals — Neil Smith, a seasoned management consultant in the profit improvement field, and Eugene Ludwig, a former U.S. comptroller of the currency and head of a financial services advisory firm — who together formed a Delaware company called Promontory Growth and Innovation, LLC (PGI), to provide management consulting services to financial services companies to enhance earnings and… [read post]
8 Mar 2022, 12:10 pm by dparker
Like other digital assets, the primary concerns for managers are custody and the general compliance of the assets. [read post]
8 Mar 2022, 8:10 am by Danielle Parker
Like other digital assets, the primary concerns for managers are custody and the general compliance of the assets. [read post]
21 Jun 2023, 11:54 am by The White Law Group
   PIMCO, headquartered in Newport Beach, California, PIMCO has approximately $2.24 trillion in regulatory assets under management. [read post]
13 Oct 2009, 11:40 am
FRGR Managing Member filed for chapter 11 protection on March 9, 2009 and reported that its sole asset was a 100% interest in First Republic Group Realty, LLC. [read post]
22 May 2009, 1:06 am
The US Securities and Exchange Commission is suing the defendants, which include Kiselak, who is now a money manager, his Texas-based investment firm Kiselak Capital Group LLC, Jeffrey Sykes, and Gemstar Capital Group Inc, a venture capital company. [read post]