Search for: "BRIAN LYNCH"
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6 Sep 2011, 7:06 am
In this session, panelists from SNR Denton, Foley & Lardner and Drinker Biddle will explore topics including: Proper due diligence Managing incoming information Integrating people and technology IntApp's Brian Lynch will moderate this discussion featuring members of the Risk Roundtable Compliance Consortium, a working group focused on developing risk response guidelines: CLE Credit: Certificates will be provided to attendees upon request. [read post]
18 Apr 2011, 7:43 am
Panelists will explore topics including: Approaches for organize risk and compliance teams The role lawyers can play in evaluating firm risk policies and practices New and emerging challenges facing the industry Using technology to mitigate risk Educating firm management and enhancing the profile of risk management At this session, IntApp's Brian Lynch will moderate a panel comprising members of the Risk Roundtable Compliance Consortium, a working group focused on developing… [read post]
22 Nov 2011, 8:08 am
Brian Lynch delivered a presentation updating attendees on current risk issues and trends, and moderated group discussion. [read post]
Upcoming Risk Roundtable Webinar: Recent Disqualification Decisions and Lawyer Mobility Implications
25 May 2011, 8:16 am
In this session, panelists from Reed Smith, Holland & Knight, and Haynes and Boone will explore topics including: Case law and lateral hiring standards in various states The emerging trend of vetting summer associates Key components of lateral hire due diligence At this session, IntApp's Brian Lynch will moderate a panel comprising members of the Risk Roundtable Compliance Consortium, a working group focused on developing risk response guidelines: CLE Credit:… [read post]
8 Jul 2020, 6:03 am
Larcker, James Irvin Miller Professor of Accounting at Stanford Graduate School of Business; Bradford Lynch, PhD Student at The Wharton School; and Brian Tayan, Researcher with the Corporate Governance Research Initiative at Stanford Graduate School of Business. [read post]
19 May 2011, 11:34 am
Brian Lynch delivered a presentation updating attendees on current risk issues and trends, and moderated group discussion. [read post]
21 May 2020, 7:05 am
According to FINRA Disciplinary actions for February 2020, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Cline, Kevin Source Capital Group, Inc Ridgemont Securities, Inc Delaney, Maxwell Brill Securities, Inc National Securities Corporation Henrich, Todd National Securities Corp Obsidian Financial Group … [read post]
29 Jul 2019, 3:00 am
” by Laura Zornosa for Center for Public Integrity Elections National: “It’s Not Just the Russians Anymore as Iranians and Others Turn Up Disinformation Efforts Ahead of 2020 Vote” by Craig Timberg and Tony Romm (Washingtin Post) for MSN Ethics National: “Texts, Sex, Lies and Corruption: Here’s What Has Forced Governors Out of Office” by Adeel Hassan for New York Times National: “Meet the Man Who Created the Fake Presidential Seal – a Former… [read post]
22 Apr 2011, 3:40 am
The Milwards claim that Brian’s exposures to benzene caused him to develop AML. [read post]
18 Dec 2018, 11:03 am
Pro-Integrity Securities, Inc Makiaha Evans Brendan Feitelberg United Planners’ Financial Services of America LPL Financial LLC Edgar Guzman-Gonzalez JP Morgan Securities LLC Mario Jimenez Merrill Lynch, Pierce, Fenner & Smith Inc Bank of America, N. [read post]
18 Nov 2009, 7:07 am
That's what the three Bank of America executives testifying before a Congressional panel yesterday, Brian Moynihan, Charles "Chad" Gifford, and Thomas May, argued when trying to explain the suspicious firing of Mayopoulos. [read post]
23 Jul 2021, 6:06 am
Posted by Lindsey Stewart, KPMG LLP, on Friday, July 16, 2021 Tags: Accounting, Accounting standards, Financial reporting, Internal auditors, Internal control, International governance, Sarbanes–Oxley Act, SOX, UK Chair Gensler’s Insight on the SEC’s New Regulatory Agenda Posted by Brian V. [read post]
3 Feb 2012, 4:52 pm
Without any of the people mentioned here, this would not have happened: Henry Dicker, Vice President Events, Executive Director of LegalTech; Alexis Burgess, Marketing Manager at ALM; Kevin O'Keefe, LexBlog CEO and Publisher; Kevin McKeown, LexBlog President; Brian Briddle, LexBlog Creative Director; Joshua Lynch, LexBlog Project Manager; Lyda Hawes, LexBlog Director of Client Services and my phenomenal boss; Brian Hefter, LexBlog Developer; and, of course, my… [read post]
27 Jun 2017, 1:14 pm
Brian Stull is a senior staff attorney with the Capital Punishment Project of the American Civil Liberties Union. [read post]
15 Nov 2011, 12:17 pm
The accusers were serving sentences for child sex crimes or were perceived to be homosexual by Nicoletti or the guards who had been suspended without pay before they surrendered: Sean Storey, 26, Kevin Friess, 31, and Jerome Lynch, 35, all of Pittsburgh; Tory Kelly, 40, of Aliquippa; Brian Olinger, 32, of Washington, Pa.; and Bruce Lowther, 33, of West Newton. [read post]
28 Sep 2011, 7:15 pm
When Milinazzo brought a proposal forward to extend Acting Clerk Brian Leahey's tenure earlier this month, the council voted 6-3 to appoint Assistant Clerk Angela Gitschier instead. [read post]
21 May 2020, 6:40 am
According to FINRA Disciplinary actions for February 2020, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Belesis, George Portfolio Advisors Alliance, LLC John Thomas Financial Berghausen, Joseph ADP Broker-Dealer, Inc Cetera Advisor Networks LLC … [read post]
2 Apr 2008, 5:10 am
By Brian Baxter. [read post]
20 Sep 2011, 8:40 am
Brian Lynch, who chairs the Risk Roundtable Compliance Consortium, attended the event last Friday and sends this session summary: Dan – I'm pleased to report back on last Friday’s engaging and educational Risk Roundtable seminar on ISO 27001 for law firms. [read post]
6 Nov 2015, 5:57 am
Lynch and interprets the Justices’ failure to “explore how the immigration rule of lenity applies in this case” as a sign that “that the Justices do not view the language in the statute as ambiguous and instead view the term ‘as described in’ to refer only to the substantive elements and not any elements that establish federal jurisdiction. [read post]
