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2 Oct 2010, 11:53 am by Hedge Fund Attorney
. **** October 3-5 Sponsor: Opal Financial Group Event: Global Asset Allocation Summit Location: Las Vegas, NV October 3-5 Sponsor: Deal Flow Media Event: The Life Settlements Conference 2010 Location: Las Vegas, NV October 4-5 Sponsor: FIA Event: Equity Options Conference Location: New York, NY October 4-5 Sponsor: Corporate Counsel Event: 4th Annual Hedge Fund General Counsel Summit Location: New York, NY October 4-5 Sponsor: High Frequency Trading Event: High Frequency Trading… [read post]
27 Nov 2023, 8:22 am by The White Law Group
(CRD#:39262), Tarzana, CA B, 01/27/2009 – 08/21/2017, FINANCIAL WEST GROUP (CRD#:16668) FINRA expelled the firm on 02/13/2020, Tarzana, CA   The FINRA BrokerCheck tool is a free online tool that allows investors to research and verify the background and credentials of financial brokers, brokerage firms, and investment advisors registered with FINRA. [read post]
10 Feb 2010, 1:25 am by Hedge Fund Lawyer
***New Location:     The City Club of San Francisco 155 Sansome Street, 11th Floor San Francisco, Ca. 94104 Featured Panelists: Rachel Minard, previously President and Partner of Cogo Wolf Asset Management, LLC Travis Shore, Director of Hedged Strategies at The University of Florida John Broadhurst, Partner at Shartsis Friese, LLP Jack McDonald, President and CEO of The Conifer Group, LLC will moderate the discussion Important topics that will be… [read post]
9 Jul 2010, 3:57 pm by Editors
Registered Investment Adviser – $8B+ AUM, Stamford, CT (HQ in Midtown NY) Biotech Patent Counsel/Sr. [read post]
22 Jun 2011, 6:07 pm
Prospect, IL 60056-5788 AMERICAN SERVICE FINANCE CORPORATION DBA MERCHANTS INTERSTATE COLLECTION AGENCY 640 PLAZA DR STE 310 HIGHLANDS RANCH, CO 80129 AMERIQUEST RECOVERY SERVICES LLC 1845 HIGHWAY 93 SOUTH STE 310 KALISPELL, MT 59901 AMSHER COLLECTION SERVICES INC 600 BEACON PKY STE 300 BIRMINGHAM, AL 35209 APEX FINANCIAL MANAGEMENT LLC 1120 LAKE COOK RD BUFFALO GROVE, IL 60089 APOLLO CREDIT AGENCY INC DBA WESTERN RECOVERY INC DBA ULTRACHEK INC 3501 S… [read post]
22 Jun 2011, 6:07 pm
Prospect, IL 60056-5788 AMERICAN SERVICE FINANCE CORPORATION DBA MERCHANTS INTERSTATE COLLECTION AGENCY 640 PLAZA DR STE 310 HIGHLANDS RANCH, CO 80129 AMERIQUEST RECOVERY SERVICES LLC 1845 HIGHWAY 93 SOUTH STE 310 KALISPELL, MT 59901 AMSHER COLLECTION SERVICES INC 600 BEACON PKY STE 300 BIRMINGHAM, AL 35209 APEX FINANCIAL MANAGEMENT LLC 1120 LAKE COOK RD BUFFALO GROVE, IL 60089 APOLLO CREDIT AGENCY INC DBA WESTERN RECOVERY INC DBA ULTRACHEK INC 3501 S… [read post]
18 Oct 2023, 7:43 am by The White Law Group
His scheme consisted of persuading victims to invest in Crew Capital Group, LLC, however Swensen did not invest in any securities, according to the agency. [read post]
9 Oct 2013, 12:39 pm by D. Daxton White
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
1 Apr 2010, 8:17 pm by Hedge Fund Attorney
Location: New York, NY April 14-15 Sponsor: IQPC Event: Private Equity Southeast Asia Summit 2010 Location: Singapore April 15 Sponsor: Buyouts Conferences Event: Buyouts West 2010 Location: San Francisco, CA April 18-20 Sponsor: Marcus Evans Event: Foundations & Endowments Investment Summit Location: New York, NY April 19 Sponsor: Catalyst Financial Partners Event: Alternative Investing Forum Spring 2010 Location: New York, NY April 19 Sponsor: Regulatory… [read post]
1 May 2010, 5:35 pm by Hedge Fund Attorney
Event: 2010 Algae World Summit Location: San Diego, CA May 18 Sponsor: Roundtable Forum, LLC Event: New York Roundtable Forum Location: New York, NY May 18-20 Sponsor: Cityscape Event: Cityscape Asia Location: Singapore May 19 Sponsor: The Spaulding Group, Inc. [read post]
21 Mar 2012, 11:31 am by D. Daxton White
In terms of function and practice, registered investment advisory firms (RIAs) are similar to brokerage firms. [read post]
23 Jul 2018, 11:42 am by Christopher J. Gray
As recently reported, the Woodbridge Group of Companies, LLC (“Woodbridge”) of Sherman Oaks, CA, and certain of its affiliated entities, filed for Chapter 11 bankruptcy protection on December 4, 2017 (U.S. [read post]
2 Sep 2011, 7:34 pm by Hedge Fund Lawyer
Doty is a Senior Compliance Officer at Passport Capital, LLC, a global investment firm managing approximately $4.7 billion in assets. [read post]
3 Nov 2009, 1:59 am
. **** November 2 Sponsor: University of Oregon Lundquist College of Business Securities Analysis Center Event: Portland Alternative Investment Association - Educational Event Location: Portland, OR November 3 - November 5 Sponsors: Battea - Class Action Services, LLC,   Citco Banking Services, Custom House Fund Management, DGAM (Diversified Global Asset Management), FinAnalytica, Fractal Advisors,   Gottex Solutions Services, Riskdata, SJ Berwin, Sungard… [read post]
1 Oct 2012, 3:00 am by nedaj
Event: Know Yourself and Your Decision-Making Process: A Conversation with Nobel Laureate Daniel Kahneman Location: New York, NY October 16 Sponsor: Investment Adviser Association Event: 2012 Compliance Workshop Location: Boston, MA October 16 Sponsor: NC Department of Secretary of State Event: Investment Adviser Workshop Location: Charlotte, NC October 17 Sponsor: Hedge Funds Care & ParkRiver Fund Solutions Event: Cocktails & Commentary – Navigating… [read post]
2 Feb 2011, 3:36 pm by lsico
. **** February 2 Sponsor: Hedge Fund Boot Camp Event: Hedge Fund Boot Camp Location: New York, NY February 6-8 Sponsor: Index Universe Event: Inside ETF’s Conference Location: Hollywood, FL February 8 Sponsor: Eze Castle Integration Event: Launching a Hedge Fund: Legal, Financing & Technology Considerations for 2011 Location: Virtual event February 8-9 Sponsor: Institutional Investor Event: Global Real Assets Investment Forum Location: New York, NY February 10 … [read post]
10 Mar 2021, 3:26 am by Chukwuma Okoli
Consequently, no person or group of persons by their own private treaty or arrangements can agree to oust the jurisdiction and provisions vested in the Courts by the Constitution. [read post]