Search for: "CREDIT SUISSE FINANCIAL CORPORATION" Results 161 - 180 of 224
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6 Apr 2010, 1:58 am by Kevin LaCroix
The plaintiffs claimed that the defendants had failed to properly oversee the company’s credit default contracts and had made certain material misstatements and omissions regarding the company’s financial health and risk management. [read post]
22 Feb 2010, 1:49 am by Kevin LaCroix
Credit Suisse’s ADRs traded on the NYSE, but Fortis’s ADRs traded only over the counter. [read post]
22 Dec 2009, 1:42 pm by Sheppard Mullin
This was the first time the Second Circuit applied the considerations for the implied preclusion of antitrust laws by the securities laws outlined by the United States Supreme Court in Credit Suisse Securities (USA) LLC v. [read post]
27 Sep 2009, 9:56 am
Credit Suisse's Life Finance Group global head Kurt Gearhart says that as only 35 states regulate life settlements, consumers are lacking protection in 15 states. [read post]
1 Jun 2009, 9:10 pm
Broker-dealers that have reached preliminary settlements with federal and state regulators over their misrepresentation of ARS to clients include Citigroup Inc., Deutsche Bank AG, Credit Suisse Group, JP Morgan Chase & Co, Goldman Sachs Group Inc., Merrill Lynch & Co. [read post]
31 Mar 2009, 2:21 pm
The award also required that Credit Suisse pay over $6.5 million in attorney's fees. [read post]
30 Mar 2009, 8:55 am
Pimco lost $283 million and Credit Suisse lost $257 million, prosecutors said. [read post]
8 Mar 2009, 6:30 am
In order, left to right and top row to bottom, they are: Morgan Stanley, RBS, Deutsche Bank, Credit Agricole, Societe Generale, Barclays, Unicredit, UBS, Credit Suisse, Goldman Sachs, BNP Paribas, Santander, Citigroup, JP Morgan, and HSBC: Update (8 March 2009): A very helpful reader, who chooses anonymity, pointed out within hours of my publishing this that the chart above is seriously misleading. [read post]
16 Feb 2009, 2:01 am
The separate lawsuit complaint filed against the Credit Suisse parent company alleges that "at least a dozen other multinational corporations are victims of the same scheme," carried out by two Credit Suisse brokers who, in fact, are the subject of a current criminal prosecution (about which refer here). [read post]
13 Feb 2009, 2:57 pm
The award also requires that Credit Suisse pay over $6.5 million in attorney's fees. [read post]
13 Jan 2009, 8:54 am
"When Wipro listed its ADR (American depository receipt) on the NYSE in 2000, we allotted shares to several people including (some employees) of prospective clients as advised by our managers to the issues Morgan Stanley and Credit Suisse," Paranjpe said. [read post]
5 Jan 2009, 5:15 am
The commission’s most recent director of enforcement is the general counsel at JPMorgan Chase; the enforcement chief before him became general counsel at Deutsche Bank; and one of his predecessors became a managing director for Credit Suisse before moving on to Morgan Stanley. [read post]
26 Dec 2008, 7:37 am
  National Century Financial Enterprises Case (NCFE), a healthcare financing company, collapsed in 2002, resulting in a loss of $2.9 billion to investors, including the world’s largest bond fund manager, Pacific Investment Management Co., Pimco and Credit Suisse Group. [read post]
19 Dec 2008, 4:24 pm
CORPORATE / M&A Hexion Continues to Battle with Banks When Huntsman announced earlier this week that it terminated its merger agreement with Hexion Specialty Chemicals as part of a settlement, it looked like the end of Hexion's suit against Credit Suisse and Deutsche Bank. [read post]
15 Dec 2008, 2:00 pm
The settlement will mean the end of Hexion's New York state court suit against Credit Suisse and Deutsche Bank. [read post]
9 Dec 2008, 11:51 pm
He's also worked as general counsel and executive vice president of legal and regulatory affairs at Credit Suisse First Boston and as head of litigation at Shearman & Sterling. [read post]
4 Dec 2008, 6:11 pm
Swiss bank Credit Suisse has announced additional job cuts of 5,300. [read post]