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11 Feb 2021, 8:10 am by Kristian Soltes
Among the institutions on the pilot list are major banks like Capital One Financial Corp., Citigroup Inc., Goldman Sachs Group Inc., JPMorgan Chase & Co., and Wells Fargo Co. [read post]
5 Feb 2021, 1:25 am by Shannon O'Hare
Asset managers have established management teams in continental Europe to ensure access to local regulators and clients. [read post]
28 Jan 2021, 9:34 am by Kristian Soltes
Among the institutions on the pilot list are major banks like Capital One Financial Corp., Citigroup Inc., Goldman Sachs Group Inc., JPMorgan Chase & Co., and Wells Fargo Co. [read post]
27 Jan 2021, 11:22 am by anne
After Ameriprise discovered her misconduct and fired her, Hsu founded American Capital Trading Group LLC and American Capital Republic, Inc., where she sought out and defrauded additional investors. [read post]
22 Jan 2021, 5:54 am
CEO Succession Practices in the Russell 3000 and S&P 500 Posted by Matteo Tonello, The Conference Board, Inc., and Jason Schloetzer, Georgetown University, on Friday, January 15, 2021 Tags: Boards of Directors, Diversity, ESG, Executive Compensation, Executive turnover, Management, Manager characteristics, Pay for performance, Succession The Rise of Growth Equity—Connecting PE and VC Posted by Mike Turner and Shing Lo, Latham… [read post]
10 Jan 2021, 5:39 am by Rob Robinson
Based on observations of the market and conversations with commentators and value creators, 2020 investing drivers included: Continued consolidation of eDiscovery products and services providers is being driven by a combination of the need for accelerated revenue growth, increasing availability of distressed assets, and substantial access to investment money. [read post]
9 Jan 2021, 3:40 pm by Robert Liles
Commingling corporate and individual assets, transferring assets between the provider and an owner without formalities, or transferring assets between the provider and a sister company, can also suggest the owners did not respect the separate nature of the entity, potentially allowing CMS to pierce the corporate veil. [read post]
1 Jan 2021, 6:14 am by Rob Robinson
(Chart 2) M&A+I Tracking Charts (Charts Can Be Expanded for Detailed Viewing) Chart #1: An Overview of Merger, Acquisition, and Investment Events by Calendar Month (2020) 1 – Q4 2020 Merger, Acquisition, or Investment Events vs. [read post]
28 Dec 2020, 9:39 am by Scott A. Coleman and James Kim
As suggested by the FDIC’s recent approvals of deposit insurance applications for Nelnet Bank and Square Financial Services, Inc., an ILC charter can be a viable alternative to the OCC’s fintech charter, which has been stalled by litigation. [read post]
22 Dec 2020, 9:43 am by CFM Admin
The State of California is providing free training resources, which you can access here. **** Annual Compliance & Other Items Annual Privacy Policy Notice. [read post]
9 Dec 2020, 7:27 am by IncNow
For example, if you want to form ABC Capital, LLC, but there is already an ABC Capital, Inc., that would present a conflict making the proposed name unavailable. [read post]
4 Dec 2020, 1:23 pm by Silver Law Group
  Wells Fargo Clearing Services, LLC   Paul Stanford   Santander Securities LLC   Ameriprise Financial Services, Inc. [read post]
4 Dec 2020, 6:20 am by Shannon O'Hare
This means that some creditors (and shareholders) can be excluded from the plan. [read post]
., using borrowed capital to fund activities that produce non-taxable income while using equity capital to fund taxable operations. [read post]
12 Nov 2020, 2:18 pm by Kevin LaCroix
Speed decided there was no need to hire lawyers to represent Disruptive for this latest capital raise. [read post]