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18 Sep 2017, 7:25 am by John Jascob
Faith Colish, counsel at Carter Ledyard & Milburn LLP, one of the speakers on the panel, formally titled Finding Capital: Broker-Dealer Registration After Paxton and Kramer, said capital raising had been “neglected” for a long time. [read post]
18 Mar 2024, 6:00 am by Sherica Celine
This factor considers whether any investments by a worker are capital or entrepreneurial in nature. [read post]
1 Oct 2019, 1:11 pm by Staff Attorney
  From February 2013 through December 2016 Stanton was registered with Legend Securities, Inc – a firm that has since been expelled from the securities industry. [read post]
2 Oct 2020, 11:34 am by Andrew Hamm
Florida, which found that Florida’s capital-sentencing scheme violated the Sixth Amendment because it permitted a judge, rather than the jury, to weigh aggravating and mitigating factors before entering a sentence of life or death. [read post]
10 Jan 2014, 8:18 am by John Elwood
John Fund, Inc., involving the continuing validity of Basic Inc. v. [read post]
10 Dec 2021, 12:37 pm by Bill Marler
”[7] In 2016, Roark Capital, a private equity firm that would go on to form Inspire Brands, Inc., purchased a majority share of Jimmy John’s, LLC. [read post]
3 Aug 2020, 6:37 am by Staff Attorney
Advisor Christopher Shaw (Shaw), currently employed by Pruco Securities LLC (Pruco) and formerly employed by Kalos Capital, Inc. [read post]
12 Jul 2014, 12:27 pm
The TTAB cited the recent Stone Lion Capital Partners, LP v. [read post]
26 Jan 2012, 7:25 am by Eric Schweibenz
”  The complaint defines SK America, Inc. d/b/a/ Maxlite, U Lighting America, Inc., Feit Electric Company, Inc., General Electric Company, and Technical Consumer Products, Inc. as importers, distributors and/or sellers of infringing dimmable CFLs manufactured abroad, namely in China. [read post]