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8 Jul 2022, 6:29 am
Senators Posted by Senator Brian Schatz (D-HI), Senator Elizabeth Warren (D-MA), and Senator Sheldon Whitehouse (D-RI), on Tuesday, July 5, 2022 Tags: Climate change, ESG, Lobbying, Materiality, Regulation S-K, SEC, SEC rulemaking, Securities regulation, Sustainability 2022 Say on Pay & Proxy Results Posted by Todd Sirras, Austin Vanbastelaer, and Justin Beck, Semler Brossy LLC, on Wednesday, July 6, 2022 Tags: Boards of… [read post]
8 Jul 2022, 4:00 am
Federal campaign finance law bars federal contractors from contributing to any political committees while negotiating or performing contracts. [read post]
4 Jul 2022, 9:01 pm
Chia, founder and president of Soundboard Governance LLC and a fellow at the Rutgers Center for Corporate Law and Governance. [read post]
1 Jul 2022, 1:57 pm
(Investee)Capital Southwest Corporation in Recapitalization (Investor) 2-Jul-19QDiscoveryXact Data Discovery 19-Jun-19Text IQ (Investee)FirstMark Capital with Sierra Ventures (Investors)$12,600,000 17-Jun-19Elevate (Investee)Kayne P [read post]
21 Jun 2022, 8:05 am
Those firms included: Aegis Capital Corp. [read post]
19 Jun 2022, 7:17 pm
(HTI) – Decrease in Net Asset ValueAmerican Finance Trust (AFIN) Investment LossesVereit Inc. [read post]
15 Jun 2022, 12:55 pm
The SEC also charged Rochester’s municipal advisor Capital Markets Advisors, LLC (CMA) and its principal Richard Ganci with misleading investors and breaching their fiduciary duty to Rochester. [read post]
10 Jun 2022, 12:01 pm
The FTC brought successful litigation against BlueHippo Funding, LLC for violations of the TILA and engaging in deceptive practices in violation of the FTC Act, by promising to finance new computers, collecting money from consumers and failing to provide computers. [read post]
8 Jun 2022, 9:01 pm
Thank you, Rich (Repetto), for that kind introduction. [read post]
21 May 2022, 11:11 am
Reg. 53.4945-4(a)(2)Recoverable grants are not defined in the regs, but Mission Investors Exchange defines them as “an agreement under which a grantee commits to repay a grant under certain circumstances, generally, if the project financed by the grantor is financially successful. [read post]
20 May 2022, 4:00 am
Feds Dismiss Campaign Finance Complaint Against Colorado Rep. [read post]
18 May 2022, 3:22 am
” She has denounced capitalism as worse than COVID-19. [read post]
12 May 2022, 2:25 am
Examples of Reverse Veil Piercing Here are some recent examples in which courts have authorized reverse veil piercing: Manichean Capital, LLC v. [read post]
9 May 2022, 9:28 am
FINRA also penalized StartEngine Capital LLC for violating rules applicable to crowdfunding portals. [read post]
29 Apr 2022, 6:27 am
Evidence from a Randomized Field Experiment Posted by Ting Xu (University of Virginia), on Monday, April 25, 2022 Tags: Innovation, Institutional Investors, Labor markets, Reputation, Tech companies, Venture capital firms Litigation Risks Posed by “Greenwashing” Claims for ESG Funds Posted by Amy D. [read post]
29 Apr 2022, 6:27 am
Evidence from a Randomized Field Experiment Posted by Ting Xu (University of Virginia), on Monday, April 25, 2022 Tags: Innovation, Institutional Investors, Labor markets, Reputation, Tech companies, Venture capital firms Litigation Risks Posed by “Greenwashing” Claims for ESG Funds Posted by Amy D. [read post]
27 Apr 2022, 9:59 am
GWG and its subsidiaries, GWG Life, LLC and GWG Life USA, LLC, have filed voluntary Chapter 11 petitions in the U.S. [read post]
26 Apr 2022, 12:23 pm
GWG and its subsidiaries, GWG Life, LLC and GWG Life USA, LLC, have filed voluntary Chapter 11 petitions in the U.S. [read post]
25 Apr 2022, 1:39 pm
On January 11, 2021, VIH announced its plan to complete a business combination with Bakkt Holdings LLC (Legacy Bakkt), a digital asset trading platform. [read post]
25 Apr 2022, 6:56 am
According to a press release on April 20, 2022, GWG and its subsidiaries, GWG Life, LLC and GWG Life USA, LLC, have filed voluntary Chapter 11 petitions in the U.S. [read post]
