Search for: "Capital Funding, LLC "
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14 Jul 2023, 6:30 am
Kay, Mike Kesner, and Ed Sim, Pay Governance LLC, on Wednesday, July 12, 2023 Tags: Disclosure, Dodd-Frank Act, Executive Compensation, Pay for performance, SEC enforcement, TSR The Developing Litigation Risks from the ESG Backlash in the United States Posted by Rick S. [read post]
14 Jul 2023, 6:30 am
Kay, Mike Kesner, and Ed Sim, Pay Governance LLC, on Wednesday, July 12, 2023 Tags: Disclosure, Dodd-Frank Act, Executive Compensation, Pay for performance, SEC enforcement, TSR The Developing Litigation Risks from the ESG Backlash in the United States Posted by Rick S. [read post]
13 Jul 2023, 7:00 am
This amount would be paid from the funds’ invested capital, which would in turn reduce the basis used to calculate fees paid by the fund to Insight. [read post]
5 Jul 2023, 12:52 pm
These filings included audited financial statements and were related to GPB Capital Holdings, LLC (GPB Capital). [read post]
30 Jun 2023, 7:14 am
Over the last three years, Global SWF LLC has produced a quite useful GSR Scoreboard, which assesses the Governance, Sustainability, and Resilience progress and efforts of the world’s 200 largest State-Owned Investors.Global SWF has just released it latest GSR Scorecard. [read post]
29 Jun 2023, 8:30 am
., Green Vista Capital. [read post]
26 Jun 2023, 3:48 pm
The Wagner columns came within 120 miles of Russia’s capital, until Prigozhin called off his dogs, as a result of an apparent deal struck between the Wagner commander and the Kremlin. [read post]
22 Jun 2023, 9:54 am
A domestic entity is a corporation, LLC, or other entity created by filing a document with a secretary of state or a similar office under the law of a state or Indian tribe. [read post]
20 Jun 2023, 9:28 am
Individual Income Tax L. 2023 SB89 (Act 242) – The LDR Must Promulgate Regulations Related to the Net Capital Gain Deduction for Sale of a Louisiana Business Act 242 requires the Louisiana Department of Revenue (LDR) to promulgate regulations related to the individual income tax exclusion of net capital gains arising from the sale or exchange of an equity interest or substantially all of the assets of a non-publicly traded corporation, partnership, limited liability… [read post]
20 Jun 2023, 8:17 am
(CRD#:37), DENVER, CO, B, 03/04/2020 – 10/08/2020, SUPREME ALLIANCE LLC (CRD#:45348), CHARLOTTE, NC B, 01/02/2015 – 05/02/2018, CAPITAL ONE INVESTING, LLC (CRD#:45744), Houston, TX B, 05/13/2014 – 01/02/2015, CAPITAL ONE INVESTMENT SERVICES LLC (CRD#:25658), BEAUMONT, TX Failure to Supervise All broker-dealers have a responsibility to adequately supervise its… [read post]
16 Jun 2023, 12:11 pm
Merely showing that federally funded care came after a kickback was insufficient to prove that care “resulted from” a violation of the AKS. [read post]
15 Jun 2023, 12:44 pm
In 2022 alone, the SEC: Brought charges against MJ Capital Funding, LLC, for a Ponzi scheme in which investors gave $196 million to fund loans for merchants. [read post]
13 Jun 2023, 3:35 am
This week on The Geek in Review, Marlene Gebauer and Greg Lambert talk with Curt Meltzer, principal of Meltzer Consulting, LLC. [read post]
7 Jun 2023, 7:29 am
However, LLCs are used by a wide range of businesses, from one person consulting firms, to large investment funds. [read post]
5 Jun 2023, 4:56 am
Troubled by this lack of “uniformity and predictability of outcome,” the First Department eight months ago overruled this aspect of Culligan, holding in Eccles v Shamrock Capital Advisors, LLC (209 AD3d 486 [1st Dept 2022]), “We reject plaintiff’s argument that the internal affairs doctrine applies only to [read post]
4 Jun 2023, 6:58 pm
Inadequate capitalization – The court will look at whether the corporation is adequately capitalized and whether it has sufficient funds to cover its liabilities. [read post]
2 Jun 2023, 6:30 am
Holland, Simpson Thacher and Bartlett LLP, on Saturday, May 27, 2023 Tags: anti-ESG, Financial institutions, Institutional Investors, legislation, Monetary policy, State regulation Significant Amendments to Private Fund Adviser Reporting on Form PF Posted by Diane Blizzard and Radhika Kshatriya, Kirkland & Ellis LLP, on Sunday, May 28, 2023 Tags: Disclosure, Form PF, Investment advisers, Private equity, Private funds, SEC enforcement The Imperfect CEO Posted by Justus… [read post]
2 Jun 2023, 6:30 am
Holland, Simpson Thacher and Bartlett LLP, on Saturday, May 27, 2023 Tags: anti-ESG, Financial institutions, Institutional Investors, legislation, Monetary policy, State regulation Significant Amendments to Private Fund Adviser Reporting on Form PF Posted by Diane Blizzard and Radhika Kshatriya, Kirkland & Ellis LLP, on Sunday, May 28, 2023 Tags: Disclosure, Form PF, Investment advisers, Private equity, Private funds, SEC enforcement The Imperfect CEO Posted by Justus… [read post]
1 Jun 2023, 5:51 am
Another large exempt category is for an entity described as a “pooled investment vehicle,” which is defined as a fund that would be an investment company under the Investment Company Act but for Sections 3(c)(1) or 3(c)(7), that is advised by certain exempt entities, including banks, credit unions, broker-dealers in securities, investment companies and investment advisers, and venture capital fund advisors. [read post]
29 May 2023, 8:48 pm
The defendants denied that the plaintiff lacked access to the financial records and alleged that the plaintiff purported to exercise its right to purchase their membership interests despite knowing that it lacked the funds to complete the purchase. [read post]
