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Securities America Inc. Overview  
16 Aug 2023, 9:04 am by The White Law Group
  Securities America Inc. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
What is a Mini-Tender Offer?
16 Aug 2023, 8:31 am by The White Law Group
  In one such example, the board of Pacific Oak Strategic Opportunity REIT Inc., a publicly registered non-traded REIT, sent a letter to its shareholders recommending that they reject an unsolicited mini-tender offer from West 4 Capital LP. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
Weekly Roundup: August 4-10, 2023
11 Aug 2023, 6:30 am
Sternheim, Fried, Frank, Harris, Shriver & Jacobson LLP, on Sunday, August 6, 2023 Tags: Delaware articles, Delaware cases, Delaware Court of Chancery, Delaware law, disenfranchising, standard of review, stockholders Testimony at the Subcommittee on Capital Markets Hearing: “Reforming the Proxy Process to Safeguard Investor Interests” Posted by Nell Minow, ValueEdge Advisors, on Monday, August 7, 2023 Tags: Capital markets, ESG, Institutional Investors,… [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Weekly Roundup: August 4-10, 2023
11 Aug 2023, 6:30 am
Sternheim, Fried, Frank, Harris, Shriver & Jacobson LLP, on Sunday, August 6, 2023 Tags: Delaware articles, Delaware cases, Delaware Court of Chancery, Delaware law, disenfranchising, standard of review, stockholders Testimony at the Subcommittee on Capital Markets Hearing: “Reforming the Proxy Process to Safeguard Investor Interests” Posted by Nell Minow, ValueEdge Advisors, on Monday, August 7, 2023 Tags: Capital markets, ESG, Institutional Investors,… [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Justia Legal Guides: Small Business Center
10 Aug 2023, 6:26 am by Chris Skelton
” Technically, “Google, Inc. [read post]
Justia Law, Technology & Legal Marketing Blog - https://onward.justia.com/
Guest Post: Board Oversight Duties: Recent Adventures in the Delaware Chancery
9 Aug 2023, 10:26 am by Kevin LaCroix
., Senior Vice President, Head of Complex Claims – North American Liability at AXIS Capital Holdings, Ltd., Joseph P. [read post]
The D & O Diary - http://www.dandodiary.com/
How Governance Professionals Are Guiding Corporate Disclosure on E&S Topics
7 Aug 2023, 6:32 am
They raised corporate sustainability and social responsibility disclosures, as well as the role of ratings in reputation and risk management, as key topics. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
How Governance Professionals Are Guiding Corporate Disclosure on E&S Topics
7 Aug 2023, 6:32 am
They raised corporate sustainability and social responsibility disclosures, as well as the role of ratings in reputation and risk management, as key topics. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Short-seller takes First Amendment challenge to SCOTUS
4 Aug 2023, 11:04 am by Unknown
The Commission charged hedge fund adviser Gregory Lemelson and his investment advisory firm, Lemelson Capital Management, with scheming to drive down the price of a pharmaceutical company's stock. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Chancery Court can use fines, receiver sanctions, to coerce defense advancement payment
30 Jul 2023, 2:41 pm by Francis Pileggi
At Hone, she reported to Bixuan Wu and together with Wu, managed the Upshot Fund. [read post]
Delaware Corporate and Commercial Litigation Blog - http://www.delawarelitigation.com/
Elements of Securities Fraud
28 Jul 2023, 1:02 pm by The White Law Group
Woods of Livingston Group Asset Management Company d/b/a Southport Capital, and Horizon Private Equity, III, LLC was allegedly running an extensive ponzi scheme. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
Weekly Roundup: July 21-27, 2023
28 Jul 2023, 6:30 am
Copland, Manhattan Institute, on Wednesday, July 26, 2023 Tags: Capital markets, ESG, ESG investing, Financial institutions, Financial regulation, Monetary policy, Social policies 2023 Sustainable Investment Survey Posted by Hilary Wiek and Anikka Villegas, PitchBook, on Wednesday, July 26, 2023 Tags: Asset Managers, ESG risks, Hedge funds, Impact investing, social impact, sustainable investing, Venture capital firms Sustainability in the Spotlight: Has ESG Lost… [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Weekly Roundup: July 21-27, 2023
28 Jul 2023, 6:30 am
Copland, Manhattan Institute, on Wednesday, July 26, 2023 Tags: Capital markets, ESG, ESG investing, Financial institutions, Financial regulation, Monetary policy, Social policies 2023 Sustainable Investment Survey Posted by Hilary Wiek and Anikka Villegas, PitchBook, on Wednesday, July 26, 2023 Tags: Asset Managers, ESG risks, Hedge funds, Impact investing, social impact, sustainable investing, Venture capital firms Sustainability in the Spotlight: Has ESG Lost… [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
SEC Commissioner Peirce Dissents from Rules on Cybersecurity Disclosure
26 Jul 2023, 9:01 pm by renholding
The release prescribes granular disclosures, which seem designed to better meet the needs of would-be hackers rather than investors’ need for financially material information.[8] The new rule, for example, requires disclosure of detailed information about issuers’ cyber risk management processes and governance and relevant personnel.[9] Second, the SEC’s potentially non-material risk management and governance disclosures veer into managing… [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
Cravath Discusses PCAOB’s Proposed Amendments to Auditing Standards
25 Jul 2023, 9:01 pm by renholding
More specifically, the proposed amendments to AS 2110, Identifying and Assessing Risks of Material Misstatement, include new prescriptive requirements around reviewing and understanding management’s processes with respect to assessment and management of NOCLAR risks. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
Vendor Voices in eDiscovery: From AI-Enabled Discovery to Industry Announcements and Investments
25 Jul 2023, 10:43 am by Rob Robinson
Exterro and ModeOne Announce Global Strategic Partnership Exterro Inc., (“Exterro”), the preferred provider of Legal GRC software specifically designed for in-house legal, privacy, and IT teams at Global 2000 and AmLaw 200 organizations, and ModeOne Technologies, Inc. [read post]
ComplexDiscovery - https://complexdiscovery.com/
Blog Post: Probing Questions Answered with a One-Minute Video on Workplace Investigations
24 Jul 2023, 10:00 pm by Sherica Celine
Uber Techs., Inc., No. [read post]
Legal Insights Blog - https://www.lexisnexis.com/community/insights/legal/
Blog Post: Probing Questions Answered with a One-Minute Video on Workplace Investigations
24 Jul 2023, 10:00 pm by Sherica Celine
Uber Techs., Inc., No. [read post]
Legal Insights Blog - https://www.lexisnexis.com/community/insights/legal/
How the SEC Uses Information Disclosed on Earnings Conference Calls
23 Jul 2023, 9:05 pm by renholding
Equity shareholders, buy-side and sell-side analysts, debtholders, and other capital market participants view the calls as informative beyond the contemporaneous earnings announcements. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
News You Can Use Digest – July 21, 2023
21 Jul 2023, 4:00 am by Jim Sedor
National/Federal Supreme Court Justices and Donors Mingle at Campus Visits. [read post]
Lobby Comply Blog - https://stateandfed.com/lobbycomply/feed