Search for: "Capital Management Securities"
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26 Apr 2022, 8:22 am
appeared first on Securities Arbitration Lawyers Blog. [read post]
29 Jul 2019, 7:54 am
The post GPB Capital Investments Down Dramatically In Value appeared first on Securities Arbitration Lawyers Blog. [read post]
7 Feb 2020, 8:21 am
Department of Justice (DOJ) has announced the indictment of GPB Capital’s Managing Director and Chief Compliance Officer, Michael S. [read post]
27 Jan 2020, 12:26 pm
Catalyst Capital Advisors LLC (CCA) and its President and Chief…Read the Full Press ReleaseHave a securities law question? [read post]
2 Apr 2021, 1:29 pm
Margin calls at the overly leveraged Archegos Capital Management – run by former Tiger Asia manager Bill Hwang – over the past week triggered the liquidation of stock positions approaching $30 billion in value. [read post]
1 Feb 2024, 9:05 pm
It is based on his recent paper, “The capital-market effects of introducing private rights of action in securities regulation: Evidence from the United Kingdom,” available here. [read post]
22 Jun 2023, 3:00 am
The members of the House of Representatives managed to pry themselves away from the cable news networks’ microphones long enough to pass a bunch of bipartisan legislation aimed at facilitating capital formation. [read post]
17 Jan 2012, 6:33 am
If you have questions about investments you made with Institutional Capital Management, Inc., the securities attorneys of The White Law Group may be able to help. [read post]
9 Mar 2010, 1:34 pm
Isaac Ovid, a former Chief Executive Officer and Chairman of Jadis Capital, Inc., and former priest of the Local Christian Assembly Church in New York City, pled guilty to conspiring to commit securities fraud in connection with two other hedge funds Jadis Capital managed. [read post]
12 Feb 2020, 1:43 pm
The post Eric Weschke And Kalos Capital Subject Of FINRA Arbitration Claim For Selling GPB Capital appeared first on Securities Arbitration Lawyers Blog. [read post]
8 Dec 2022, 1:31 pm
The post Department of Defense Establishes Office of Strategic Capital to Enhance Investment in National Security Critical Technology appeared first on Government Contracts Legal Forum. [read post]
1 Jul 2014, 1:58 pm
Barth, Javier Gómez Biscarri, Ron Kasznik, and Germán López-Espinosa have posted Bank Earnings and Regulatory Capital Management Using Available for Sale Securities on SSRN with the following abstract: We address banks’ use of available-for-sale (AFS) securities to manage... [read post]
19 Dec 2018, 9:51 am
On December 18, 2018, it was reported that Massachusetts’ securities regulators are investigating GPB Capital Holdings, which has sold approximately $1.8 million of its private funds. [read post]
4 Aug 2015, 2:59 pm
If you or a family member lost money with Aegis Capital Corp., contact the securities fraud lawyers at Malecki Law for a free consultation and case evaluation at (212) 943-1233. [read post]
8 Feb 2021, 2:04 pm
On February 4, 2021, the Securities and Exchange Commission (SEC) announced that it charged three people and their affiliated entities with running a “Ponzi-like scheme” that raised more than $1.7 billion by selling private placements issued by alternative asset management firm GPB Capital Holdings. [read post]
14 Dec 2018, 11:10 am
The post Cascade Ridge Capital Fund LP –Securities Investigation appeared first on White Securities Law. [read post]
7 Oct 2011, 7:35 am
”“LDiscovery is a leader in providing integrated “end to end” e-discovery solutions from capturing and processing data to hosting it in a secure and robust platform that sets the new bar,” said Rick Williams, Managing Partner of WestView Capital. [read post]
3 Dec 2019, 6:30 am
Background On GPB GPB Capital is an alternative asset management company that was founded in New York in 2015. [read post]
15 Aug 2016, 12:29 pm
”The SEC Enforcement Division alleges that Lathen, Eden Arc Capital Management, and Eden Arc Capital Advisors violated Section 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5. [read post]
23 Jun 2019, 7:00 am
Claims may be brought in securities arbitration before FINRA. [read post]
