Search for: "Capital One Financial Corp."
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28 Jul 2014, 3:58 pm
The Subcommittee focused on options involving two of the largest basket option users, Renaissance Technology Corp. [read post]
24 Oct 2014, 4:04 am
One of the dumbest studies I have ever heard of. [read post]
12 Feb 2009, 10:30 am
Investees must undergo a threshold financial stress test, assessing their financial position, and capital needs. [read post]
15 Sep 2008, 8:42 pm
The human cost and personal toll this will extract financially is beyond the scope of most ordinary people to comprehend, but just think about this one nugget. [read post]
22 Dec 2011, 8:00 am
Money you can live in Besides offering status, luxury condos are viewed as a way to preserve capital when financial markets offer poor returns or when there is concern, as in the Middle East, about government stability. [read post]
12 Dec 2011, 8:12 am
Creditors Connection * Nationstar Mortgage * PNC * Residential Finance Corp. * SAXON * Springleaf Finance * TCF Financial Corp. * UBS * U.S. [read post]
10 Aug 2022, 6:14 am
From 2008 – 2020 he was reportedly doing business as Shafer Financial Group, a purported independent agency through Money Concepts Capital Corp. [read post]
16 Jan 2009, 8:19 am
Alliance Data Systems Corp. v. [read post]
28 Jul 2013, 10:02 am
Plaintiff: Mainstreet Acquisition Corp. [read post]
28 Jul 2013, 10:02 am
Plaintiff: Mainstreet Acquisition Corp. [read post]
7 May 2018, 11:22 am
According to his online, public records with the Financial Industry Regulatory Authority (FINRA), Mark Gillis was previously registered with Dickinson & Co., Toluca Pacific Securities Corp, Trautman Wasserman & Company, Kimball & Cross Investment Management Corp, LaSalle Street Securities, Hudson Valley Capital Management in Croton on Hudson, New York from December 2009 until November 2012 and Westor Capital Group. [read post]
29 Mar 2021, 2:17 pm
American Realty Capital Corp., now known as Vereit inc. settled a class action lawsuit for $738.5 million after its chief financial officer and the former chief accounting officer were reportedly convicted of allegations of fraudulently inflating financials. [read post]
27 Oct 2009, 6:15 am
Dodd plans to propose combining the Fed and other banking regulators into one agency. [read post]
12 Apr 2023, 7:06 pm
Over the past decade, the financier-farmers have poured millions of dollars into digging deep wells, expensive capital projects that many communities couldn’t dream of matching on their own. [read post]
20 Mar 2007, 8:33 pm
Last week, ACC Capital Holdings Corp., the parent company of subprime lenders Ameriquest Mortgage Co. and Argent Mortgage Co. announced "large but unspecified layoffs," rumored to be as high as 3,200, or half of the work force. [read post]
24 Apr 2010, 12:21 pm
“Like one of those notorious exploding collateralized debt obligations, the American financial system is built as if to break down. [read post]
Financial Advisor Sanctioned Over Allegations of Unsuitable Overconcentrations of Private Placements
26 Aug 2014, 5:26 am
Lard entered the securities industry in 1994 and was associated with QA3 Financial Corp. [read post]
25 Apr 2012, 10:25 am
Most of those penalties came from executives at collapsed mortgage lenders such Countrywide, American Home Mortgage Investment Corp. and New Century Financial Corp.; yet, their investors sustained losses of about $31 billion based on the three companies' peak stock-market value before the financial crisis began. [read post]
8 Oct 2020, 5:11 am
The transaction documents, however, listed Wealth Assurance Private Client Corp. [read post]
16 Jul 2019, 7:05 am
Previous employers include First Standard Financial Company LLC (CRD#:168340) of Garden City, NY, and Aegis Capital Corp. [read post]
