Search for: "Clayton Frank"
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18 Dec 2020, 5:58 am
Securities and Exchange Commission, on Thursday, December 17, 2020 Tags: Anti-corruption, Conflicts of interest, Disclosure, Dodd-Frank Act, ESG, FCPA, International governance, SEC, SEC rulemaking, Securities regulation Statement on Adoption of Resource Extraction Disclosure Rules Posted by Jay Clayton, U.S. [read post]
26 Jan 2018, 6:32 am
Larcker and Brian Tayan (Stanford University), on Saturday, January 20, 2018 Tags: Boards of Directors, Compliance & ethics, Corporate culture, Cybersecurity, Incentives, Management, Misconduct, Reputation, Risk management, Risk oversight, Tech companies, Uber Remarks on Shareholder Engagement Posted by Jay Clayton, U.S. [read post]
24 Aug 2018, 6:06 am
Springer, Gibson, Dunn & Crutcher LLP, on Wednesday, August 22, 2018 Tags: Banks, Capital requirements, Charter & bylaws, Consumer protection, Dodd-Frank Act, Financial institutions, Financial regulation, Financial technology, OCC, Risk, Stress tests Statement on Investor Roundtables Regarding Standards of Conduct for Investment Professionals Rulemaking Posted by Jay Clayton, U.S. [read post]
5 Jul 2019, 6:05 am
Katz, Trevor Norwitz, and Victor Goldfield, Wachtell, Lipton, Rosen & Katz, on Wednesday, July 3, 2019 Tags: Accountability, Disclosure, Financial reporting, Mergers & acquisitions, Regulation S-X, SEC, Securities regulation Statement Regarding Offers of Settlement Posted by Jay Clayton, U.S. [read post]
19 Oct 2018, 6:08 am
Securities and Exchange Commission, on Saturday, October 13, 2018 Tags: AIG, Broker-dealers, Derivatives, Financial regulation, Market efficiency, SEC, SEC rulemaking, Swaps, Transparency Opening Statement at the SEC Open Meeting Posted by Jay Clayton, U.S. [read post]
18 Oct 2018, 7:57 am
Circuit resulted in the NetCoalition II decision in which the court held that the Dodd-Frank Act deprived it of jurisdiction over the appeal. [read post]
22 Apr 2021, 9:41 am
With respect to securities regulation, the House FSC’s budget views call for "robust funding" of the SEC in FY22 and for the SEC to finish its Dodd-Frank Act rulemakings. [read post]
5 Apr 2018, 8:24 am
Chairman Clayton expressed his support for new technological innovations in the financial markets, while emphasizing that these innovations should not be made at the expense of protecting investors and markets. [read post]
3 Apr 2020, 6:03 am
Posted by Phillip Goldstein, Bulldog Investors, on Monday, March 30, 2020 Tags: Boards of Directors, Precatory proposals, Rule 14a-8, SEC, SEC rulemaking, Securities regulation, Shareholder voting “Stop, Look and Listen”—Improving the SEC’s Proposed Rules on Proxy Advisors Posted by Frank M. [read post]
17 Oct 2016, 3:33 pm
Ironically, Clayton, a convicted felon, also operated an illegal gambling ring in Kentucky. [read post]
15 Feb 2019, 6:14 am
Posted by Ioannis Ioannou (London Business School) and George Serafeim (Harvard Business School), on Tuesday, February 12, 2019 Tags: Corporate Social Responsibility, ESG, Firm performance, Long-Term value, Sustainability Statement on Shareholder Proposals Seeking to Require Mandatory Arbitration Bylaw Provisions Posted by Jay Clayton, U.S. [read post]
22 Nov 2019, 5:51 am
Smith, EY Center for Board Matters, on Friday, November 15, 2019 Tags: Boards of Directors, Corporate culture, Corporate Social Responsibility, Disclosure, Diversity, ESG, Human capital, SEC, Securities regulation JV Directors Duty of Loyalty Posted by Meghan McGovern, Tracy Branding, and James Bamford, Water Street Partners LLC, on Saturday, November 16, 2019 Tags: Boards of Directors, Conflicts of… [read post]
18 Jun 2012, 1:32 am
Two Sears shareholders filed a derivative lawsuit alleging that the two directors’ interlocking directorships violated the Clayton Act. [read post]
9 Jul 2021, 7:07 am
As Chair of the CFTC, Gensler stood up for the agency’s derivatives and swaps reforms under the Dodd-Frank Act. [read post]
19 Sep 2017, 2:16 pm
I always have felt Judge Frank Easterbrook was stronger, more consistent, and more clear in his writing. [read post]
17 Jan 2017, 4:19 pm
Political fallout in the wake of the 2007-2008 financial crisis, and the passage of Dodd-Frank, led many to predict the dawn of a new regulatory enforcement era. [read post]
5 Apr 2019, 5:58 am
FEC, Disclosure, Management, Manager characteristics, Political spending, Shareholder value, Voluntary Disclosure Remarks at the 29th International Institute for Securities Market Growth and Development Posted by Jay Clayton, U.S. [read post]
17 Nov 2022, 9:05 pm
Clayton County, which held that sex discrimination encompasses gender identity and sexual orientation discrimination. [read post]
15 Jul 2010, 8:34 am
Now, however, a new form of antitrust arrives – in the form of the Kanjorski Amendment, whose language was embedded in the Dodd-Frank bill. [read post]
31 May 2022, 3:18 pm
Clayton Cty., 140 S. [read post]
