Search for: "Clayton Frank"
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8 Jun 2018, 6:47 am
Securities and Exchange Commission, on Thursday, June 7, 2018 Tags: Banks, Dodd-Frank Act, Federal Reserve, Financial crisis, Financial institutions, Financial regulation, Hedge funds, Hedging, Investor protection, Moral hazard, Private equity, Proprietary trading, Risk, Securities regulation, Systemic risk, Volcker Rule Statement at Open Meeting on Inter-Agency Proposal for Amendments to the Volcker… [read post]
26 Jan 2018, 6:32 am
Larcker and Brian Tayan (Stanford University), on Saturday, January 20, 2018 Tags: Boards of Directors, Compliance & ethics, Corporate culture, Cybersecurity, Incentives, Management, Misconduct, Reputation, Risk management, Risk oversight, Tech companies, Uber Remarks on Shareholder Engagement Posted by Jay Clayton, U.S. [read post]
15 Apr 2018, 9:01 pm
Meat Export Federation Paul Clayton, U.S. [read post]
5 Jul 2019, 6:05 am
Katz, Trevor Norwitz, and Victor Goldfield, Wachtell, Lipton, Rosen & Katz, on Wednesday, July 3, 2019 Tags: Accountability, Disclosure, Financial reporting, Mergers & acquisitions, Regulation S-X, SEC, Securities regulation Statement Regarding Offers of Settlement Posted by Jay Clayton, U.S. [read post]
20 May 2022, 6:30 am
Lucas, Fried, Frank, Harris, Shriver & Jacobson LLP, on Monday, May 16, 2022 Tags: Delaware cases, Delaware law, Freezeouts, Joint ventures, Merger litigation, Mergers & acquisitions, Minority shareholders, Partnerships Proposed SEC Rule on Private Fund Advisers Posted by William W. [read post]
18 Dec 2020, 5:58 am
Securities and Exchange Commission, on Thursday, December 17, 2020 Tags: Anti-corruption, Conflicts of interest, Disclosure, Dodd-Frank Act, ESG, FCPA, International governance, SEC, SEC rulemaking, Securities regulation Statement on Adoption of Resource Extraction Disclosure Rules Posted by Jay Clayton, U.S. [read post]
22 Apr 2021, 9:41 am
With respect to securities regulation, the House FSC’s budget views call for "robust funding" of the SEC in FY22 and for the SEC to finish its Dodd-Frank Act rulemakings. [read post]
18 Oct 2018, 7:57 am
Circuit resulted in the NetCoalition II decision in which the court held that the Dodd-Frank Act deprived it of jurisdiction over the appeal. [read post]
5 Apr 2018, 8:24 am
Chairman Clayton expressed his support for new technological innovations in the financial markets, while emphasizing that these innovations should not be made at the expense of protecting investors and markets. [read post]
3 Apr 2020, 6:03 am
Posted by Phillip Goldstein, Bulldog Investors, on Monday, March 30, 2020 Tags: Boards of Directors, Precatory proposals, Rule 14a-8, SEC, SEC rulemaking, Securities regulation, Shareholder voting “Stop, Look and Listen”—Improving the SEC’s Proposed Rules on Proxy Advisors Posted by Frank M. [read post]
22 Nov 2019, 5:51 am
Smith, EY Center for Board Matters, on Friday, November 15, 2019 Tags: Boards of Directors, Corporate culture, Corporate Social Responsibility, Disclosure, Diversity, ESG, Human capital, SEC, Securities regulation JV Directors Duty of Loyalty Posted by Meghan McGovern, Tracy Branding, and James Bamford, Water Street Partners LLC, on Saturday, November 16, 2019 Tags: Boards of Directors, Conflicts of… [read post]
17 Oct 2016, 3:33 pm
Ironically, Clayton, a convicted felon, also operated an illegal gambling ring in Kentucky. [read post]
15 Feb 2019, 6:14 am
Posted by Ioannis Ioannou (London Business School) and George Serafeim (Harvard Business School), on Tuesday, February 12, 2019 Tags: Corporate Social Responsibility, ESG, Firm performance, Long-Term value, Sustainability Statement on Shareholder Proposals Seeking to Require Mandatory Arbitration Bylaw Provisions Posted by Jay Clayton, U.S. [read post]
18 Jun 2012, 1:32 am
Two Sears shareholders filed a derivative lawsuit alleging that the two directors’ interlocking directorships violated the Clayton Act. [read post]
9 Jul 2021, 7:07 am
As Chair of the CFTC, Gensler stood up for the agency’s derivatives and swaps reforms under the Dodd-Frank Act. [read post]
19 Sep 2017, 2:16 pm
I always have felt Judge Frank Easterbrook was stronger, more consistent, and more clear in his writing. [read post]
17 Jan 2017, 4:19 pm
Political fallout in the wake of the 2007-2008 financial crisis, and the passage of Dodd-Frank, led many to predict the dawn of a new regulatory enforcement era. [read post]
17 Nov 2022, 9:05 pm
Clayton County, which held that sex discrimination encompasses gender identity and sexual orientation discrimination. [read post]
1 Feb 2021, 9:05 pm
Clayton County, Justice Samuel Alito described RFRA as a “super statute” that may displace the use of federal employment laws to protect gay and transgender workers. [read post]
3 Jun 2010, 8:50 pm
Well, Hussain and Main report it this way.The incident today happened after an argument spilled out from Judge Clayton Crane’s courtroom on the sixth floor, authorities said. [read post]
