Search for: "Commodity Futures Trading Commission"
Results 161 - 180
of 2,743
Sorted by Relevance
|
Sort by Date
3 May 2020, 9:00 pm
The Commodity Futures Trading Commission (CFTC) indicated on April 24 that it is conducting a review of the $40-per-barrel plunge in the WTI crude price that occurred on April 20. [read post]
8 Mar 2010, 1:09 pm
The Commodity Futures Trading Commission said Monday that it had settled the charges against the supervisor of a Bank of Montreal natural gas trader who cost the bank around 680 million Canadian dollars (about $660 million United States) after the trader was accused of mismarking and misvaluing the bank's natural gas trading book for years. [read post]
29 May 2008, 3:39 pm
Commodity Futures Trading Commission (CFTC or Commission) today announced a number of initiatives to increase transparency... [read post]
14 Sep 2011, 2:34 pm
A Senate subcommittee approved a bill to increase funding by about 19 percent for the Securities and Exchange Commission and the Commodity Futures Trading Commission. [read post]
9 Jun 2009, 1:25 pm
Statement of Gary Gensler Chairman, Commodity Futures Trading Commission On June 4th, 2009, Gary Gensler, Chairman of the Commodity Futures Trading Commission, held a hearing before the Senate Committee on Agriculture, Nutrition and Forestry to address the importance of enacting broad reforms to regulate over-the-counter (OTC) derivates. [read post]
27 Sep 2011, 12:05 pm
The Commodity Futures Trading Commission again delayed completing its rules to rein in speculative trading through position limits. [read post]
28 Jun 2011, 2:04 pm
The report by researchers at the University of Massachusetts criticizes the Commodity Futures Trading Commission for not restraining speculative energy trading. [read post]
30 Jun 2020, 9:54 am
On June 4, the Commodity Futures Trading Commission (CFTC) finalized a rule to prohibit certain commodity pool operators from relying on the registration exemptions found in Regulation 4.13 in Title 17 of the Code of Federal Regulations (“Regulation 4.13”). [read post]
17 Nov 2011, 2:30 pm
Commodity Futures Trading Commission (CFTC) they “[filed and simultaneously settled] charges against Velocity Futures, LLC, a registered futures commission merchant, for failing to supervise diligently the handling of its customer accounts. [read post]
30 Nov 2015, 7:49 am
On November 24, 2015, the Commodity Futures Trading Commission (CFTC) unanimously approved its long awaited Notice of Proposed Rulemaking (NOPR) on automated trading. [read post]
12 Apr 2011, 10:34 pm
"the Securities and Exchange Commission and Commodity Futures Trading Commission (collectively “Commissions”) delivered to Congress a joint staff study on... [read post]
28 Mar 2018, 1:00 pm
On March 6, 2018, in a fraud proceeding involving a virtual currency product, a New York federal court held that virtual currencies can be regulated by the Commodity Futures Trading Commission (CFTC) as commodities. [read post]
2 Dec 2011, 11:53 am
The Securities Industry and Financial Markets Association and the International Swaps and Derivatives Association contend that the Commodity Futures Trading Commission failed to evaluate the economic impact of its position limits rule. [read post]
25 Aug 2020, 6:12 am
Commodity Futures Trading Commission (CFTC) filed and settled charges against Interactive Brokers LLC, a registered futures commission merchant (FCM). [read post]
8 Nov 2021, 1:38 pm
The Securities and Exchange Commission today charged United States Oil Fund LP, an exchange-traded product (ETP), and its general partner United States Commodity Funds LLC for misleading statements about limitations imposed by its sole futures commission…Read the Full Press ReleaseHave a securities law question? [read post]
25 Sep 2023, 9:01 pm
On September 7, 2023, the Commodity Futures Trading Commission (CFTC) issued three enforcement settlement orders against developers of decentralized finance (DeFi) protocols.1 The orders charge Opyn, Inc., Deridex, Inc., and ZeroEx, Inc. (0x) with illegally offering leveraged and margined retail commodity transactions in digital assets through their DeFi protocols.2 Opyn and Deridex were also charged for operating as unregistered swap execution… [read post]
27 Jun 2019, 9:06 am
On June 18, 2019, the Commodity Futures Trading Commission (CFTC) announced the commencement of a civil enforcement action (the Complaint) against two United Kingdom-based defendants, a purported Bitcoin trading company and its principal (collectively, the Defendants). [read post]
21 Jun 2023, 10:40 am
Commodity Futures Trading Commission (CFTC) is actively seeking whistleblower tips on fraud or manipulation in the carbon markets. [read post]
29 Oct 2007, 9:41 pm
COMMODITIES TRADING May a Futures Commission Merchant Sue a Board of Trade for Failure to Keep a Commodities Exchange Honest? [read post]
15 Jun 2020, 10:00 pm
The Commodity Futures Trading Commission voted on June 4 to adopt rules prohibiting exempt commodity pool operators and their principals from operating commodity pools if they are subject to any of the statutory disqualifications under Section 8a(2) of the Commodity Exchange Act. [read post]
