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20 Nov 2013, 5:30 am by Michael B. Stack
Stack, CPA, Director of Operations, Amaxx Risk Solutions, Inc. is an expert in employer communication systems and part of the Amaxx team helping companies reduce their workers compensation costs by 20% to 50%. [read post]
25 May 2018, 4:00 am by Martin Kratz
Canada’s Anti-Spam legislation (CASL) is a complex, onerous and ambiguous legislative system. [read post]
18 Sep 2013, 11:12 pm
On the one hand, as Part One argues, the case usefully highlights two important transnational litigation trends: the growing multipolarity of transnational litigation and the increasing interaction between the transnational litigation system and other international legal sub-systems. [read post]
14 Jun 2011, 7:17 am by Richard Alderman
The court stated: "In 1993, the MERS system was created by several large participants in the real estate mortgage industry to track  ownership interests in residential mortgages" (Matter of MERSCORP, Inc. v. [read post]
17 Feb 2010, 6:19 am by Blum & Silver, LLP
The Financial Industry Regulatory Authority (FINRA) announced its first enforcement action involving the sales of reverse convertible notes (RCNs) — fining H&R Block Financial Advisors, Inc., (n/k/a Ameriprise Advisor Services, Inc.) $200,000 for failing to establish adequate supervisory systems and procedures for supervising sales of RCNs to retail customers. [read post]
20 Jul 2015, 4:58 pm by Sabrina I. Pacifici
The first method is based on the framework agreed to by the Basel Committee on Banking Supervision and considers a GSIB’s size, interconnectedness, cross-jurisdictional activity, substitutability, and complexity. [read post]
27 Sep 2016, 1:55 pm by Tom Lamb
Use Of Prothrombin Complex Concentrates (PCC) Or Other Procoagulant Reversal Agents Have Not Been Evaluated In Clinical Outcome Studies   (Posted by Tom Lamb at DrugInjuryWatch.com)   In relevant part, from a September 15, 2016 FDA letter to Daiichi-Sankyo, Inc.: Prior Approval supplemental new drug application provides for changes to SAVAYSA prescribing information based on results of the Phase 1 trial DU176b-A-U158 that evaluated the effects of… [read post]
17 Jan 2014, 10:08 am by Jordan Pascale, P.L.
IMPLIED WARRANTY OF HABITABILITY Maronda Homes, Inc. of Florida v. [read post]
14 Jun 2010, 2:57 am by John L. Welch
Adventist is apparently developing a complex in Winter Park, Florida that one could consider to be a "village. [read post]
16 Apr 2018, 1:18 pm by Whittel & Melton, LLC
The couple filed a complaint on April 2 in Pinellas Circuit Court against CHS/Community Health Systems Inc., doing business as Bayfront Health St. [read post]
11 Sep 2019, 9:11 am by Bob Ambrogi
An immigration law firm using an AI-based expert system to automate both routine and complex tasks and a law school lab designed to prepare students for innovative practice are the 2019 winners of the College of Law Practice Management’s InnovAction Awards. [read post]
8 Jul 2011, 1:38 pm by SteinMcewen, LLP
General Dynamics C4 Systems, Inc., 637 F.3d 1047 (C.A. 9 2011), Mary Angela Cafasso brought a qui tam action in Ninth Circuit Court of Appeals alleging False Claims Acts (“FCA”) violations and retaliation by General Dynamics C4 Systems, Inc. [read post]
20 Jul 2017, 8:33 am by Renae Lloyd
FINRA sanctions Trident Partners LTD for Violations Relating to Sale of Steepeners The Financial Industry Regulatory Authority Inc. has censured Trident Partners LTD and fined it $50,000 for supervisory system violations relating to the sale of steepeners. [read post]
29 Jan 2012, 11:21 am by James Hamilton
Attaining this deeper understanding of the company, its philosophy, policies, standards, and systems is critical to audit effectiveness, he remarked, and takes many years to achieve. [read post]
16 Oct 2013, 6:17 am by Adam Weinstein
 FINRA has acknowledged that leveraged ETF carry significant risks and are inherent complexity of the products. [read post]