Search for: "Cooper Industries, LLC"
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27 Dec 2021, 7:12 am
Voyager Capital Management, LLC Jude Colangelo Wells Fargo Securities, LLC UBS Securities LLC Derek D’Alonzo Ameriprise Financial Services, LLC SunTrust Advisory Services, Inc. [read post]
20 Dec 2021, 4:44 pm
A review of the OCR data base of unsecured electronic protected health information breaches reveals that OCR has received a wave of required unsecured electronic health information breach notifications impacting 500 or more individuals arising from hacking of electronic systems or e-mail since January 1, 2021, including notices from Apple Blossom Family Practice VA Healthcare Provider (500 individuals/Network Server Hacking/IT Incident); Network Server; Texas ENT Specialists TX Healthcare… [read post]
19 Dec 2021, 6:00 pm
Park & Associates, PLC Kennedy Lenart Spraggins LLP Cooper Legal Group, LLC Klintworth & Rozenblat IP LLP Holland & Hart Hamilton Brook Smith & Reynolds – Patent Attorney (Organic Chemistry) Hamilton Brook Smith & Reynolds – Patent Attorney (Biotechnology) MH2 Technology Law Group, LLP Knobbe Martens – Patent Scientist Knobbe Martens – Patent Counsel Christopher & Weisberg, PA Smith & Hopen, P.A. [read post]
12 Dec 2021, 8:10 pm
MAPS Hotels and Resorts One LLC, Del. [read post]
10 Dec 2021, 4:59 am
Williams (York University), Sarah Barker (MinterEllison), and Alex Cooper (CCLI), on Wednesday, December 8, 2021 Tags: Boards of Directors, Climate change, Director liability, ESG, Fiduciary duties, Risk, Sustainability The New DOL Proposal May Change the ESG Game Posted by Melissa Kahn, State Street Global Advisors, on Wednesday, December 8, 2021 Tags: DOL, ERISA, ESG, Index funds, Institutional… [read post]
6 Dec 2021, 1:00 pm
Morgan Securities LLC Tara Pierce LPL Financial LLC Investment Centers of America, Inc. [read post]
6 Dec 2021, 12:36 pm
Procyon Private Wealth Partners LLC Alvaro Paiz Edward Jones LPL Financial LLC Gregory Rachele H.D. [read post]
6 Dec 2021, 9:58 am
Emerson Equity LLC Newport Coast Securities, Inc. [read post]
3 Dec 2021, 1:29 pm
In an email, Wells notified FINRA that he would not be cooperating with the investigation. [read post]
19 Nov 2021, 6:35 am
FINRA has barred former Cetera Advisors LLC broker Donna Jean Hines from the securities industry. [read post]
8 Nov 2021, 1:27 pm
Ricardo Uliambre Morgan Stanley Smith Barney LLC UBS Financial Services Inc. [read post]
8 Nov 2021, 1:17 pm
Financial Advisors who have engaged in misconduct or otherwise violated FINRA rules or regulations frequently surrender their license rather than cooperate in a FINRA investigation. [read post]
8 Nov 2021, 1:01 pm
NYLIfe Securities LLC Kyle Stevens SECU Brokerage Services, Inc. [read post]
5 Nov 2021, 4:00 am
National/Federal A Year Out, Political Groups Prepare for What Could Be the Most Expensive Midterms Ever MSN – Kate Ackley (Roll Call) | Published: 11/2/2021 Next year’s midterm elections, which will determine control of the House and Senate for the second half of President Biden’s first term, are on pace to shatter previous records, thanks largely to big money outside groups. [read post]
4 Nov 2021, 7:03 pm
The health care industry is no longer limited to doctors and hospitals, but a veritable thicket of holding companies, LLCs, and private equity firms. [read post]
5 Oct 2021, 6:15 pm
Mars Wrigley Confectionery US, LLC; Parham v. [read post]
27 Sep 2021, 12:59 pm
Alvarez, managing principal at BridgeCounsel Strategies LLC. [read post]
22 Sep 2021, 12:53 pm
Financial Advisors who have engaged in misconduct or otherwise violated FINRA rules or regulations frequently surrender their license rather than cooperate in a FINRA investigation. [read post]
22 Sep 2021, 12:47 pm
Financial Advisors who have engaged in misconduct or otherwise violated FINRA rules or regulations frequently surrender their license rather than cooperate in a FINRA investigation. [read post]
22 Sep 2021, 12:35 pm
Morgan Securities LLC Jameson Shin LPL Financial LLC Wells Fargo Advisors, LLC Joseph Stengel LPL Financial LLC Pruco Securities, LLC Philip Zaczek Valic Financial Advisors, Inc. [read post]
