Search for: "Cooperative Management Entity"
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5 Nov 2021, 1:06 pm
Boards should also encourage management to prioritize remediation, and promote cultural change, where even seemingly inconsequential (i.e., low dollar value) penalties are imposed on the company by a governmental entity. [read post]
5 Nov 2021, 1:06 pm
Boards should also encourage management to prioritize remediation, and promote cultural change, where even seemingly inconsequential (i.e., low dollar value) penalties are imposed on the company by a governmental entity. [read post]
4 Feb 2020, 1:20 pm
” Specifically, NERC is directed to submit a compliance filing revising its Sanction Guidelines to explain how it addresses so-called “aggravating” factors such as: Reliability risk duration of violations size of the entity management involvement repetitive violations any other factors applied to increase a base penalty amount. [read post]
15 Dec 2010, 6:57 pm
Could derivatives still serve as our ultimate risk manager? [read post]
11 Feb 2016, 4:19 am
It also appears that there is something called VINCheck which is a service various entities can use to check the history of automobiles. [read post]
30 Jun 2008, 4:57 pm
The National Labor Relations Board — the government entity charged with overseeing labor relations issues across the U.S. [read post]
5 Aug 2007, 3:39 am
If so, then criticism that has been dressed up as a noble stand in defending a venerable privilege against government abuse is in reality just the corporate bar's age-old attempt to protect upper-level corporate management rather than the entity client that corporate lawyers are supposed to serve. [read post]
23 Feb 2010, 11:55 am
Exposures Significant & Growing Covered Entities and business associates failing to devote adequate attention and resources to managing HIPAA compliance and associated risks risk increasing peril. [read post]
24 Mar 2015, 7:38 pm
To which entities will the WFOE’s expenses be paid? [read post]
18 Dec 2018, 8:16 am
Particularly noteworthy are the provisions regarding incompatibilities: The Guidance Notes introduce the new legal presumption that a member of the management level may, as a general rule, only be appointed as MLRO in obliged entities with less than fifteen full-time equivalents in which there is no suitable employee on any level other than the management level. [read post]
27 Nov 2021, 8:17 am
(Database reveals secrets of China's loans to developing nations, says study) The terms of the loans suggest the nature of the relationships between Chinese entities and African states--and are worth considering in parallel with the discursive efforts to suggest equality in the official public documents. [read post]
26 Apr 2012, 6:40 pm
The Small Business Credit Availability Act, HR 3336, would amend the Commodity Exchange Act to clarify that insured depository institutions and Farm Credit institutions will not be swap dealers to the extent the institution enter into swaps with customers seeking to manage risk in connection with an extension of credit by the institution.The Act would amend the Commodity Exchange Act to exclude from the definition of financial entity small banks, savings associations,… [read post]
27 Jun 2007, 8:00 am
For example, as is the case in the corporate criminal system, entity-level mitigation rules in the civil system are overly vague and crafted by those who lack the requisite information and incentives to set compliance and cooperation at efficient levels. [read post]
19 May 2010, 7:28 pm
Garon, CSA, Director of Project Management. [read post]
9 Mar 2010, 6:27 am
One of the business owners recently retired, so we also need to see the entity documents, such as the LLC operating agreement. [read post]
22 Jul 2009, 7:24 am
The fine is the highest to date in the UK and reflects a 30% discount for cooperating with the FSA. [read post]
30 Nov 2022, 6:30 am
In particular, if adopted, the SEC’s proposed cybersecurity disclosure rule for public companies states that issuers will have to disclose, via Form 8-K, material cybersecurity incidents, including any impact on business operations, within four business days of their determination that the incident is material.[1] And, if adopted, the SEC’s proposed cybersecurity risk management rules for registered investment advisers (RIAs), registered funds, and closed-end companies… [read post]
30 Nov 2022, 6:30 am
In particular, if adopted, the SEC’s proposed cybersecurity disclosure rule for public companies states that issuers will have to disclose, via Form 8-K, material cybersecurity incidents, including any impact on business operations, within four business days of their determination that the incident is material.[1] And, if adopted, the SEC’s proposed cybersecurity risk management rules for registered investment advisers (RIAs), registered funds, and closed-end companies… [read post]
2 Nov 2020, 6:01 am
New, non-state actors have risen to prominence in the disarmament debate (the industry, scientific and professional communities, but also terrorist and criminal entities). [read post]
17 Jan 2014, 7:02 am
Further, cooperative corporations do not always understand or permit the transfer of a cooperative apartment to a trust because they are may lose control over who may occupy the apartment and are concerned about the financial responsibility of the trustee for building obligations. [read post]
