Search for: "Credit Suisse Group"
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1 May 2014, 11:17 am
Four Top Executives Relinquish Their Positions Many times when we hear about regulatory actions being leveled against investment firms, we often think of the old guard of financial institutions such as UBS AG or Credit Suisse. [read post]
5 Apr 2014, 1:30 am
Last week, for example, former Credit Suisse banker Andreas Bachmann returned to the U.S. to face a 2011 tax evasion indictment. [read post]
18 Mar 2014, 1:12 pm
The firm’s lawyers are a select group of respected professionals with accomplished careers in complementary areas of expertise. [read post]
17 Mar 2014, 4:34 am
Barnes (as former Court Appointed Receiver) v The Eastenders Group & Anor, heard 24 – 25 February 2014. [read post]
7 Mar 2014, 3:22 pm
The most recent SEC investigation revealed that, although not registered with the SEC, international financial services company, Credit Suisse Group AG, has been engaging in financial transactions with U.S. customers. [read post]
5 Mar 2014, 6:30 am
: 3-15687Case filed: January 24, 2014Qualifying Judgment/Order: January 24, 2014 02/24/2014 05/25/2014 2014-9 In the Matter of Credit Suisse Group AGAdministrative Proceeding File No. [read post]
27 Feb 2014, 10:47 am
Fourteen banks are under criminal investigation, including Credit Suisse Group AG, Switzerland’s second-largest bank, the subject of a Senate hearing Thursday. [read post]
24 Feb 2014, 2:00 pm
The Wall Street Journal reported on Friday February 21, 2014 that Credit Suisse Group AG (Credit Suisse) agreed to pay $196 million to settle charges brought by the Securities and Exchange Commission that it provided brokerage and investment services to U.S. clients without registering with the SEC. [read post]
21 Jan 2014, 8:22 am
” [….]For the entire article by Jim Puzzanghera in today’s Los Angeles Times, please see here.Update: Rebecca Bratspies kindly provided me with a link to the Credit Suisse Research Institute’s Global Wealth Report 2013 (upper left hand column) that Oxfam relies upon. [read post]
15 Jan 2014, 12:11 am
., Credit Suisse AG, Deutsche Bank, Goldman Sachs Group, HSBC, JP Morgan Chase & Co., Morgan Stanley, Royal Bank of Scotland, Standard Chartered and UBS. [read post]
9 Jan 2014, 6:02 am
Osnato's purview have been charges against four former investment bankers and traders at Credit Suisse Group in a scheme to overstate the prices of $3 billion in subprime bonds, and actions related to operators of the Reserve Primary Fund." [read post]
23 Nov 2013, 3:30 pm
11 Nov 2013, 12:37 pm
Morgan Chase and Credit Suisse are weighing whether to disable computerized chat rooms that link traders across multiple competing banks and are used by thousands of employees globally. [read post]
27 Sep 2013, 6:01 am
., Barclays Plc, Credit Suisse Group AG and 10 other international lenders were sued by a U.S. credit union regulator alleging they illegally manipulated benchmark Libor interest rates.The National Credit Union Administration, sued the banks in Kansas. [read post]
20 Sep 2013, 5:45 am
Carrie Garber Siegrist: Permissible Nonprofit Political Activity Summarized by CRS http://ow.ly/oV6cZ Jereme Bivins: So, today, this happened... // 990s one step closer to being useful http://ow.ly/oU74V Omidyar Network: Younger Donors, Impact Investing & Blurring Lines Between Business & Philanthropy http://ow.ly/oXYQH Gene: Forbes & Credit Suisse Reveal Results Of New Study Examining Philanthropists' Approaches To Tackling Global Poverty - Forbes … [read post]
26 Jul 2013, 11:35 am
Class Action Lawsuit - On November 8, 2012, attorneys representing ELNY structured settlement shortfall payees filed a class action lawsuit in the United States District Court Southern District of New York against Superintendent of Financial Services of the State of New York, in his non-regulatory capacity as ELNY's Receiver, including predecessor ELNY Receivers, Metropolitan Life Insurance Company (MetLife) and Credit Suisse Group, AG (Credit… [read post]
15 Jul 2013, 7:00 am
The key issue in the Credit Suisse case, however, was whether a "group request" i.e. one which describes a particular set of persons by their characteristics as opposed to providing a specific name could ever be honored. [read post]
10 May 2013, 9:00 am
This week in suits by suits: Credit Suisse Group AG sued its former Vice President of Emerging Markets, Agostina Pechi, seeking a temporary restraining order barring Ms. [read post]
6 May 2013, 4:50 pm
Preet Bharara, the United States Attorney for the Southern District of New York, today announced the guilty plea of KAREEM SERAGELDIN, the former Managing Director/Global Head of Structured Credit in the Investment Banking Division of Credit Suisse Group (“Credit Suisse”). [read post]
3 May 2013, 9:15 am
Lawsky, Superintendent of Financial Services of the State of New York, in his non-regulatory capacity as ELNY's Receiver, including predecessor ELNY Receivers (Rehabilitator), Metropolitan Life Insurance Company (MetLife) and Credit Suisse Group, AG (Credit Suisse) as defendants. [read post]
