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24 Aug 2011, 5:50 pm
Section 922 (b) and (c) of Dodd Frank amended 18 U.S.C. [read post]
6 May 2011, 4:16 am
Section 722(d) of Dodd-Frank (to be codified in Section 2(i) of the Commodity Exchange Act). [read post]
1 Dec 2014, 9:15 pm
Tweet Tags: Barney Frank, free trade, international human rights, Securities and Exchange CommissionDodd-Frank conflict minerals fiasco, cont’d is a post from Overlawyered - Chronicling the high cost of our legal system [read post]
7 Feb 2017, 7:25 am
Trump signed an executive order that signaled the beginning of the Trump Administration’s efforts to dismantle parts of the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”). [read post]
15 Mar 2010, 12:57 pm
Chris Dodd (D-CT) has just today introduced a version of his “Restoring American Financial Stability Act of 2010,” which now includes “Authority of State Regulators over Regulation D Offerings,” which would diminish the “covered security” preemption of 1933 Act Sec. 18(b)(4)(D). [read post]
28 Jun 2017, 5:42 am
GE Energy (USA) L.L.C., the Fifth Circuit strictly construed the Dodd-Frank Act’s definition of “whistleblower” and dismissed of the claimant’s action because the claimant did not make his whistleblower report to the SEC. [read post]
31 Aug 2010, 9:37 am
Stephen Lynch (D-MA) throughout the legislative process will be a major part of regulatory consideration.There was congressional concern throughout the process of passing Dodd-Frank that, with derivatives trading required to be conducted through clearinghouses, large financial institutions would own and control the clearinghouses and effectively set rules for their own derivatives deals. [read post]
19 Sep 2013, 11:00 pm
Also on July 10, 2013, the SEC adopted amendments to Regulation D that impose "bad actor" disqualification requirements on private placement offerings under Rule 506, as required by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. [read post]
19 Sep 2013, 11:00 pm
Also on July 10, 2013, the SEC adopted amendments to Regulation D that impose "bad actor" disqualification requirements on private placement offerings under Rule 506, as required by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. [read post]
10 Nov 2009, 1:02 pm
Today Senate Banking Committee Chairman Chris Dodd (D-CT) introduced draft legislation to reform the way that our financial system is regulated. [read post]
3 Jul 2007, 7:24 am
From PlanSponsor.com:The Family Leave Insurance Fund Act of 2007 would create a fund to finance benefits via employer and employee premiums, according to a statement on Senator Chris Dodd's (D-Connecticut) Web site. [read post]
6 Jun 2012, 3:39 pm
In a letter to the SEC, Senator Jeff Merkley (D-OR) and four House Members from Oregonurged the Commission to promptly issue regulations implementing the conflict minerals provision of the Dodd-Frank Act. [read post]
21 Jul 2011, 11:20 am
This is the first anniversary of Dodd-Frank, and so, of course, some Congressional committee had to hold a hearing about it; in this case, the Senate Committee on Banking, Housing and Urban Affairs. [read post]
22 Mar 2010, 4:41 pm
Today the Senate Banking Committee voted along parties lines, 13-10, to send Senate Banking Committee Chairman Christopher Dodd's (D-CT) financial reform legislation to the Senate floor. [read post]
11 Mar 2010, 1:00 pm
Senate Banking Committee Chairman Christopher Dodd (D-CT) announced today that he will release a revised draft of his proposed financial regulatory reform legislation on Monday, March 15, 2010. [read post]
2 Oct 2007, 9:02 am
Hillary Clinton, John Edwards and Barack Obama all declined in last week's debate to say they'd have U.S. troops out of Iraq by the end of their first term - in 2013. [read post]
6 Oct 2010, 9:21 pm
The legislation, S 3717, was sponsored by Judiciary Committee Chair Patrick Leahy (D-Vt) and had strong bi-partisan support. [read post]
24 May 2011, 3:55 pm
Stephen Lynch (D-MA) provides that the use of any authority granted to the SEC and CFTC to address speculative trading will not be delayed, including the impact of such trading on the markets, users, or investors and consumers. [read post]
4 Mar 2011, 7:58 am
In a letter to the Fed, Senator Carl Levin (D-MI) and Senator. [read post]
7 Jan 2009, 7:59 am
The rest of the press corps may have moved on, but we’d still like to know. [read post]
