Search for: "DAVID CLEARY"
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20 Sep 2024, 6:30 am
Cohen, Skadden, Arps, Slate, Meagher & Flom LLP, on Sunday, September 15, 2024 Tags: Board of Directors, Fintechs, Regulations, Risks SEC Dismisses In-House Proceedings Against Accountants Following Jarkesy Posted by David Peavler and Evan Singer, Jones Day, on Monday, September 16, 2024 Tags: Rule 102(e), SEC, SEC v. [read post]
3 Jun 2016, 6:19 am
Posted by David A. [read post]
11 Aug 2023, 6:30 am
Posted by Brian Tayan and David F. [read post]
26 Feb 2016, 6:06 am
Klingsberg, Cleary Gottlieb Steen & Hamilton LLP, on Wednesday, February 24, 2016 Tags: BlackRock, Boards of Directors, Disclosure, Engagement, ESG, Executive Compensation, Institutional Investors,Long-Term Value, Management, Proxy advisors, Shareholder activism, Shareholder voting, Short-termism What Lies Ahead? [read post]
11 Aug 2023, 6:30 am
Posted by Brian Tayan and David F. [read post]
26 Jun 2008, 8:35 am
Cleary Seeks Vindication in Appeal on Sanctions
New York Law Journal
It was a matter of honor that brought Cleary Gottlieb Steen & Hamilton to the 2nd Circuit Wednesday. [read post]
1 May 2020, 6:02 am
Silk, David A. [read post]
15 Jan 2021, 5:58 am
Shapiro, and David E. [read post]
29 Mar 2019, 6:09 am
Securities Law Posted by Jon Daly, Michael Hyatte, and David Ni, Sidley Austin LLP, on Wednesday, March 27, 2019 Tags: Accredited investors, Capital formation, IPOs, JOBS Act, Regulation FD, Retail investors, SEC, Securities regulation, Small firms, Solicitation Does Protectionist Anti-Takeover Legislation Lead to Managerial Entrenchment? [read post]
28 Oct 2016, 1:00 am
Krimminger, Cleary Gottlieb Steen & Hamilton LLP, on Saturday, October 22, 2016 Tags: Banks, Deposit insurance, Exchange Act, FDIC, Financial institutions, Financial regulation, Financial technology,Innovation, OCC, Securities regulation, State law Are Friday Announcements Special? [read post]
29 Jan 2021, 6:01 am
Jeffrey Boujoukos, Susan Resley, and Laurie Cerveny Morgan Lewis & Bockius LLP, on Thursday, January 28, 2021 Tags: COVID-19, Cybersecurity, Insider trading, Repurchases, Rule 10b-5-1, SEC, SEC enforcement, Securities enforcement, Securities regulation, Whistleblowers Gaming the System: Three “Red Flags” of Potential 10b5-1 Abuse Posted by David F. [read post]
22 Apr 2016, 6:06 am
Taxation of Related Party Debt: New Proposed Regulations Posted by David P. [read post]
26 Jul 2019, 6:17 am
Securities and Exchange Commission, on Friday, July 19, 2019 Tags: Accounting, Financial reporting, Investor protection, Long-Term value, Macroeconomics, Short-termism The Bad Actor Disqualification Act and Expected Impact on SEC Settlements Posted by Robin Bergen, Matt Solomon and Joon Kim, Cleary Gottlieb Steen & Hamilton LLP, on Saturday, July 20, 2019 Tags: Advanced notice, Investor protection, SEC, SEC… [read post]
28 May 2021, 6:01 am
Posted by Katharina Lewellen (Dartmouth College) and Michelle Lowry (Drexel University), on Friday, May 21, 2021 Tags: Antitrust, Blockholders, Common ownership, Index funds, Institutional Investors, Ownership SEC Signals Need for Better Disclosures About Delayed Filings Posted by Nicholas Grabar, David Lopez and Fernando Martinez, Cleary Gottlieb Steen & Hamilton LLP, on Saturday, May 22, 2021 … [read post]
15 Dec 2010, 7:21 am
Sloan — Litigation — Los Angeles David M. [read post]
9 Sep 2016, 6:02 am
Vasvari, London Business School, on Wednesday, September 7, 2016 Tags: Bank loans, Banks, Behavioral finance, Campaign finance, Conflicts of interest, Debt, Disclosure, Financial institutions, Financial regulation, Social capital, US House, US Senate A New Vein of Liability: Limits on Director Compensation Posted by Ed Batts, Orrick, Herrington & Sutcliffe LLP, on Wednesday, September 7, 2016 Tags: Agency costs, Boards of Directors, CD&A, Compensation committees, Compensation… [read post]
23 Oct 2009, 3:58 am
In this podcast, David Drake and Rhonda Brauer dig further into the math of revised NYSE Rule 452 - here's the worksheet you should print out to follow along - and help you explore some possible ways to get out those otherwise lost retail votes. [read post]
9 Feb 2024, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, February 9, 2024 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of February 2-8, 2024 The Corporate Investment Benefits of Mutual Fund Dual Holdings Posted by Rex Wang Renjie (Vrije Universiteit Amsterdam), Patrick Verwijmeren (Erasmus School of Economics), and Shuo Xia (Halle Institute for Economic Research), on Friday, February 2, 2024 Tags: corporate bonds,… [read post]
24 Mar 2009, 8:07 am
Cleary Gottlieb Stern & Hamilton, LLP by ... [read post]
12 Sep 2011, 4:06 am
Webcast: "Preparing for the SEC's New Whistleblower Rules: What Companies Are Doing Now" Tune in tomorrow for the webcast - "Preparing for the SEC's New Whistleblower Rules: What Companies are Doing Now" - to hear Sean McKessy, Chief of the SEC's Whistleblower Office, David Becker of Cleary Gottlieb, Allegra Lawrence-Hardy of Sutherland Asbill, Steve Pearlman of Seyfarth Shaw, and George Terwilliger of White & Case explore the latest… [read post]
