Search for: "DEFENDER SECURITY COMPANY"
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14 Nov 2016, 8:29 am
Defendants attempted to draw an analogy to the Southern District of New York’s decision dismissing securities fraud claims in In re AstraZeneca Securities Litigation, where defendants had similarly touted the likelihood of FDA approval before the FDA disagreed with the company’s analysis and publicly raised questions about the drug’s safety profile. [read post]
18 Dec 2019, 4:00 am
The company’s current CEO recently stated that the company is cooperating with the Securities and Exchange Commission. [read post]
8 May 2022, 5:43 am
The completion of the merger is that SPAC lifecycle event that contributes most significant to the securities litigation risk; almost all of the SPAC-relates securities suits filed since January 1, 2021 were filed following the defendant company’s SPAC merger. [read post]
24 Nov 2013, 6:03 am
The Lawson Case The defendants are privately-held companies that, by contract, provide advisory and management services to the Fidelity family of mutual funds. [read post]
24 Aug 2015, 7:25 pm
The company argued that the FTC lacked authority to enforce security standards, but the court disagreed. [read post]
20 May 2021, 1:53 pm
I am often asked to suggest steps companies can take to try to avoid the possibility of securities litigation or to put themselves in a better position to defend themselves if they are sued. [read post]
30 Aug 2020, 2:56 pm
Securities suit filings against tech companies slowed in the first quarter of 2020. [read post]
5 Feb 2020, 4:00 am
The company targeted mostly elderly investors. [read post]
18 Jan 2021, 6:01 am
The complaint alleges that the defendants violated Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. [read post]
5 Sep 2017, 5:09 pm
Discussion It is not uncommon for pharmaceutical companies to be named as defendant in securities class action lawsuit. [read post]
27 Aug 2007, 7:04 am
On remand for further proceedings from the Connecticut Supreme Court, the Appellate Court of Connecticut recently agreed with plaintiffs Hartford Accident and Indemnity Company and thirteen of its affiliates’ statutory interpretation of Connecticut General Statutes § 38a-27, holding that the plaintiffs are entitled to prepleading security from defendants Ace American Reinsurance Company and various other foreign reinsurance companies. [read post]
15 Jun 2015, 5:45 pm
Historically, non-U.S. companies listed on U.S. exchanges were sued in securities class action lawsuits less frequently than were listed U.S. companies. [read post]
20 Jun 2022, 7:29 am
” The complaint alleges that the defendants violate Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. [read post]
8 Oct 2021, 1:10 pm
FINRA, FinCen, Networks, Authorities, Priorities, Statements, Guidance, AML, CFT, BSA, and NBFI (BrokeAndBroker.com Blog)Senior Executive of Oil-Services Company Pleads Guilty to Securities Fraud Scheme that Caused Over $886 Million in Shareholder Losses (DOJ Release)FEDERAL JURY CONVICTS DEFENDANTS IN NUTECH ENERGY RESOURCES SECURITIES FRAUD (DOJ Release)Federal Court Orders Suffolk New York Man and His Company to Pay $370,000 for Commodity Pool Fraud… [read post]
11 Jan 2023, 1:26 pm
Defendant Rodgers is named as a defendant both in his capacity as a former officer of the SPAC and in his capacity as a director and officer of the de-SPAC company. [read post]
26 Oct 2020, 2:13 pm
The complaint alleges that the defendants violated Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. [read post]
3 Aug 2012, 1:14 am
The other defendants: Jeffrey Charles Bruteyn: Amerifirst’s former managing director was convicted by a jury on nine counts of securities fraud in 2010. [read post]
9 Mar 2021, 2:12 pm
The non-U.S. companies hit with securities suit filings in 2020 included companies representing a wide range of sizes. [read post]
23 Feb 2023, 2:15 pm
The complaint alleges that the defendants violated Sections 11(a) and 12(a)(2) of the Securities Act of 1933. [read post]
24 May 2017, 6:50 am
SEED is a public online resource that provides data on SEC actions filed against defendants that are public companies traded on major U.S. exchanges and their subsidiaries. [read post]
