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23 Apr 2014, 6:36 am
Cuomo announced on March 17, 2014, that AXA Equitable (AXA) agreed to a consent order to pay a $20 million fine to the New York Department of Financial Services (DFS) for violations relating to certain variable annuity products. [read post]
1 Apr 2012, 5:29 pm
Call the DFS (212-709-1594) to get a list of PI firms that have completed these reports in the past. [read post]
24 Oct 2017, 12:27 pm
Based largely on the NY DFS Cybersecurity Regulation that became effective March 1, 2017, the NAIC has adopted a Model Cybersecurity Law that would, once adopted by the various states, establish significant requirements for insurance industry licensees to adopt cybersecurity policies and procedures, to conduct risk assessments, to address the risk presented by third party service providers, and to implement various administrative and technical safeguards to protect certain data and… [read post]
17 Jan 2018, 7:48 am
On February 15, many insurance companies, producers and others with New York DFS licenses and other authorizations (except for certain entities and employees who have filed for an exemption) will need to file a compliance certificate as required by the New York Department of Financial Services Cybersecurity Regulation. [read post]
7 Dec 2021, 5:33 am
DFS is not adding a new requirement. [read post]
13 Jan 2020, 12:31 pm
The New York Department of Financial Services has announced the creation of a new Consumer Protection Task Force within the NYDFS. [read post]
24 Aug 2015, 4:00 am
Rosenblum A new lawsuit, filed by the CFPB and the New York Department of Financial Services (NY DFS) in a California federal court against two pension advance companies and three of the companies’ individual managers, again demonstrates the aggressive approach taken by both agencies. [read post]
31 Mar 2017, 5:45 am
For more information on the development and requirements of the DFS cybersecurity regulations see our articles: Getting Prepared for the New York Department of Financial Services’ Proposed Cyber Security Regulations, and New York Releases Revised Proposed Cyber Security Regulations. [read post]
9 Jan 2017, 10:10 am
Vullo announced that the New York’s Department of Financial Services’ (“DFS”) new cybersecurity regulations would not go into effect on January 1, 2017 as initially planned. [read post]
15 Mar 2021, 8:12 am
Court of Appeals for the Second Circuit held oral argument last week in the OCC’s appeal from the district court’s final judgment in the lawsuit filed by the New York Department of Financial Services (DFS) seeking to block the OCC’s issuance of special purpose national bank (SPNB) charters to non-depository fintech companies. [read post]
12 Dec 2016, 7:58 am
Kaplinsky The announcement by the Office of Comptroller of Currency that it will allow financial technology (fintech) companies to apply for national bank charters as way of fostering “responsible innovation” has already drawn fire from the New York Department of Financial Services (DFS) and the Conference of State Bank Supervisors (CSBS). [read post]
18 Oct 2018, 5:49 pm
The Florida Department of Financial Services (DFS) has issued an email authorizing Florida licensed public adjusters to hire anybody to make estimates of damage. [read post]
15 Jan 2020, 9:56 am
[Warning: long and sad blog post ahead. [read post]
16 Jan 2019, 11:28 am
Financial institutions regulated by the New York Department of Financial Services (DFS)—referred to in this post as “Covered Entities”—should by now be well familiar with the department’s sweeping cybersecurity regulation, 23 NYCRR 500, that became effective on March 1, 2017. [read post]
19 Sep 2018, 11:32 am
On September 14, 2018, New York State Department of Financial Services (“DFS”) Superintendent Maria T. [read post]
8 Apr 2019, 6:46 am
The legislation requires certain servicers to obtain licensure from the New York Department of Financial Services (“DFS”) in order to service student loans owed by New York residents. [read post]
15 Feb 2018, 9:11 am
As previously warned here, February 15, 2018 is the first annual deadline for individuals and companies licensed or otherwise authorized under the New York Insurance, Banking and Financial Services laws (defined as Covered Entities) to certify compliance with the Cybersecurity Regulation of the New York Department of Financial Services, unless an exemption applies. [read post]
2 Jan 2024, 9:53 am
New York DFS Signs Another Consent Order: This Time with AXA XL for DMV Reporting ViolationsOn December 15, 2023, New York State Department of Financial Services (DFS) entered into a Consent Order (Order) with AXA XL, including affiliate companies (XL Specialty Insurance Company, for itself and as successor in interest to Catlin Indemnity Company, Coliseum Reinsurance Company, as successor in interest to AXA Insurance Company, XL Insurance America, Inc. [read post]
9 Aug 2017, 11:22 am
But it appears that the NY Department of Financial Services (DFS) thinks life insurers doing business in the state should be devoting more time and more resources to searching for one thing: lost insurance policies.Like many states, DFS is working on a project that will coordinate its Lost Policy Finder Service with the NAIC’s Life Insurance Policy Locator Service. [read post]
9 Aug 2017, 11:22 am
But it appears that the NY Department of Financial Services (DFS) thinks life insurers doing business in the state should be devoting more time and more resources to searching for one thing: lost insurance policies.Like many states, DFS is working on a project that will coordinate its Lost Policy Finder Service with the NAIC’s Life Insurance Policy Locator Service. [read post]
