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  In an 8-K filed Monday with the Securities and Exchange Commission, AMC announced that it has received a civil subpoena from the DOJ seeking information and documents relating to AMC’s involvement in joint ventures and film clearances. [read post]
8 Dec 2011, 10:14 am by Geoffrey Mock
We know of three significant shipments by the US company Combined Systems Inc. over the past year. [read post]
31 Mar 2008, 3:08 am
Documents listed are accessible   through subscription to the GalleryWatch.com service. [read post]
20 Nov 2016, 5:58 am by Adam Weinstein
Our firm is investigating claims made by Securities and Exchange Commission (SEC) against broker Peter Kohli (Kohli), DMS Advisors, Inc. [read post]
12 Jul 2007, 1:37 am
Documents listed are accessible   through subscription to the GalleryWatch.com service. [read post]
19 Jun 2008, 9:25 am
Documents listed are accessible through subscription to the GalleryWatch.com service. [read post]
24 Jul 2009, 2:07 am
Documents listed are accessible through subscription to the GalleryWatch.com service. [read post]
1 Mar 2017, 12:55 pm by Cynthia Marcotte Stamer
Stamer has worked throughout her career health care, health benefit and insurance and health information technology, data and related process and systems development, policy and operations design, management, product development, innovation, administration, public policy, regulatory compliance, enforcement, contracting, privacy and data security and related matter. [read post]
23 Nov 2016, 7:07 am
From the Desk of Jim Eccleston at Eccleston Law LLC:Carlos Maldonado, owner of Business Planning Resources International Corporation (BPRIC), and associated under the incorporation documents with Pet Card Systems, Inc., and Datavos Corporation, was arrested and charged with securities fraud and bank fraud .From 2007 through 2012, Mr. [read post]
2 Sep 2009, 2:23 pm
Inc.: Merrill is accused of violated specific sections of the 1933 Securities Act when it allegedly made bogus statements in registering and offering documents connected to asset-backed securities. [read post]
19 Jul 2022, 2:59 pm by Kevin LaCroix
  And the number of employees is typically quite small, which yields a relatively small number of witnesses and documents. [read post]
31 Jan 2007, 8:16 pm
All notices processed by Litigation Solution, Inc. are printed and stuffed in a secure facility. [read post]
19 Dec 2014, 2:44 pm by Adam Weinstein
However, despite this fact, FINRA alleged that SWS Financial failed to establish and implement adequate supervisory systems for this aspect of its securities business. [read post]
24 Jan 2007, 9:55 am
The benefits of Cirrata include: Ability to check old and new email from any computer, anytime; Remote access to documents, shared files, and desktop conferencing; Operation within a secure, compliant system; The highest level of data security; Disaster recovery protection; Fast, easy installation requiring minimal training; Technical support service is included. [read post]
17 May 2021, 1:03 pm by Kevin LaCroix
Paul is a partner in the securities litigation group at the Seyfarth Shaw law firm and Greg is co-head of the securities litigation group at Seyfarth Shaw. [read post]
4 Jun 2007, 2:22 am
Documents listed are accessible through subscription to the GalleryWatch.com service. [read post]