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12 May 2016, 8:26 am
Since the financial crisis, regulatory reforms have resulted in greater capital and liquidity requirements for banks. [read post]
28 Oct 2009, 12:59 pm
Washington lawmakers took aim at dark pools on Wednesday as a Senate banking subcommittee considered what effects the anonymous trading platforms have on the stock market and what new laws and regulations, if any, could be needed to protect investors. [read post]
26 Jul 2012, 2:38 am
The Japan bank's chief executive, Kenichi Watanabe, and one of his top lieutenants resigned on Thursday in response to recent revelations that their employees abetted insider trading. [read post]
26 Jul 2012, 2:38 am
The Japanese bank's chief executive, Kenichi Watanabe, and one of his top lieutenants resigned on Thursday in response to recent revelations that their employees abetted insider trading. [read post]
24 Oct 2011, 11:30 pm
The Swiss bank's profit plunged 39 percent in the third quarter from the period a year earlier after a rogue-trading scandal had cost it $2.3 billion. [read post]
16 May 2011, 11:05 am
Today’s WSJ, in an obvious effort to grab readers seeking more insider trading titillation in the wake of the Galleon verdict, has a story about a new supposed scandal — investment banks offering hedge fund traders special access to dealmakers at exclusive lunches in order to get more trading business from the funds. [read post]
19 Mar 2015, 6:53 am
The latest hot issue in China/U.S. trade relations is the highly restrictive bank technology rules recently announced by PRC banking regulators. [read post]
5 Mar 2020, 12:00 am
Mohamed ElFar, Queen Mary - University of London and Mahmoud Momtaz, Hamburg University; World Bank - Middle East & North Africa Region are On the Road of Establishing Criteria for Assessing the Anti-competitive use of Trade Remedies in Egypt. [read post]
28 Sep 2022, 8:21 am
On 28 September 2022, the Bank of England published a speech by its Deputy Governor for Financial Stability, Sir Jon Cunliffe, entitled Innovation in post trade services – opportunities, risks and the role for the public sector. [read post]
14 May 2019, 6:08 am
The United States has long promised to ensure trade in humanitarian goods for countries under its economic sanctions. [read post]
13 Jul 2007, 9:05 am
Trading volume was up, [...] [read post]
2 Mar 2010, 3:25 am
Senate Banking Committee Chairman Dodd and ranking Republican Richard Shelby have traded competing proposals on consumer protection in a complex legislative contest on how to revamp U.S. financial services regulation. [read post]
26 Jun 2009, 1:25 am
“The Office of Fair Trading (OFT) will still pursue bank overdraft charges as unfair, even if it loses the current legal appeal in the House of Lords. [read post]
22 Feb 2012, 5:10 pm
Dealbook points out that the Volcker rule, with its limit on prop trading, may drive some full-service banks back to old-fashioned utility banking. [read post]
16 Jul 2010, 4:28 am
Bank of America on Friday reported $3.1 billion in profits for its second quarter, roughly flat from last year as the firm cited lower credit costs to offset diminished trading profits. [read post]
8 Jan 2016, 7:08 am
According to the Wall Street Journal, regulators have intensified their scrutiny of certain dividend-tax trades and deepened an investigation into whether Bank of America broke rules designed to safeguard client accounts. [read post]
10 Aug 2010, 5:59 am
In fact, the British competition agency, the Office of Fair Trading, has started an investigation into investment bank fees for equity underwriting. [read post]
6 Nov 2009, 1:36 am
“Swiss bank UBS has been slapped with an £8m fine, the third-largest ever levied by the City regulator, after it was discovered that four of the bank’s employees were able to use customer money to trade in currencies and metals markets. [read post]
10 Jun 2008, 7:56 pm
The move is the latest indication of Bank of America’s plans to retrench from its trading businesses [...] [read post]
21 Apr 2008, 4:22 am
Bank of America said Monday that it saw a 77 percent drop in its profits for its first quarter this year from last year, as the banking giant announced nearly $2 billion in write-downs tied to its debt underwriting and trading activities. [read post]
