Search for: "E*Trade Securities LLC"
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22 Jan 2021, 2:25 am
Provided that such a firm had exercised the right to provide services in Sweden (on the basis of the so-called passport regime) on 29 March 2019, that the trading takes place through direct electronic access on a marketplace and that the trading is covered by the firm’s authorisation in its home jurisdiction, then such trading is allowed without having a Swedish authorisation in place until the end of 2021. [read post]
21 Jan 2021, 3:12 pm
If you have any questions regarding securities regulations and rules, please feel free to give us a call at 314-563-2490.Please follow us on Twitter @CosLawGroup, on LinkedIn at Cosgrove Law Group, LLC, and on Facebook at Cosgrove Law Group, LLC. [read post]
20 Jan 2021, 12:03 pm
E. [read post]
20 Jan 2021, 10:59 am
E. [read post]
16 Jan 2021, 10:57 pm
INTRODUCTION Letters of intent are pre-contract documents. [read post]
13 Jan 2021, 3:00 am
Welcome to Abbott & Kindermann’s 2020 4th Quarter cumulative CEQA update. [read post]
13 Jan 2021, 3:00 am
Welcome to Abbott & Kindermann’s 2020 4th Quarter cumulative CEQA update. [read post]
24 Dec 2020, 8:30 pm
Chris Collins, convicted on charges related to insider trading, and former Rep. [read post]
22 Dec 2020, 1:21 pm
Dimitris Papoutsisdimitris.papoutsis@neo.law Tel +357 25 110145 Elias Neocleous & Co LLC Denmark No temporary permissions regime that would enable UK firms to provide cross-border services. [read post]
16 Dec 2020, 6:21 pm
We agree with Dr Oppong that PIL has a role to play in making Nigeria attractive for international trade and commerce. [read post]
14 Dec 2020, 11:09 am
[1] Sorkin, A., Karaian, J., Merced, M., Hirsch, L., & Livni, E. (2020, November 16). [read post]
4 Dec 2020, 8:07 am
The message asked them to verify their bank account information, which included their checking account number, credit card numbers, card security code, and last four digits of their social security number. [read post]
23 Nov 2020, 6:19 am
(describing the holding of Commodity Futures Trading Comm’n v. [read post]
20 Nov 2020, 6:00 am
Mangino, Fried, Frank, Harris, Shriver & Jacobson LLP, on Saturday, November 14, 2020 Tags: Boards of Directors, Conflicts of interest, Corporate fraud, Corwin, Delaware cases, Delaware law, Disclosure, Fiduciary duties, Liquidity, Management, Merger litigation, Mergers & acquisitions, Private equity, Securities litigation, Shareholder suits Statement of Commissioners Peirce and Roisman on Andeavor… [read post]
13 Nov 2020, 6:11 am
E. [read post]
12 Nov 2020, 7:24 am
Revolut, meanwhile, is seeking an e-money license with Ireland’s central bank in addition to a license in Lithuania, which it secured in 2018. [read post]
11 Nov 2020, 9:44 am
BY NEVIN E. [read post]
10 Nov 2020, 2:31 pm
Facts Damac Star Properties LLC v Profitel Limited (“Damac”)[4] was the fall out of an investment introduced to the 1st plaintiff/respondent by the 2nd respondent allegedly on behalf of the defendant/appellant wherein the 1st plaintiff/respondent paid a deposit of 350,000.00 US Dollars for 9 apartments in Dubai and being 20% of the total cost of the apartments. [read post]
5 Nov 2020, 7:35 am
It accounted for about 70% of debit and prepaid transactions during the first half the year, according to the Nilson Report, a trade publication. [read post]
3 Nov 2020, 1:05 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
