Search for: "Exchange Bank"
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5 Jul 2018, 7:00 am
ExcelExchanges provides all services and documents necessary to complete 1031 exchanges. [read post]
26 Nov 2013, 11:16 am
Where does this leave these publicly traded banks when it comes to their Nasdaq or national exchange filing requirements? [read post]
22 Jun 2011, 12:20 pm
The Reserve Bank of Australia has been directed by the Australian Government to take steps under the Banking (Foreign Exchange) Regulations 1959 to implement new autonomous targeted financial sanctions against Syria and further autonomous targeted financial sanctions against Libya. [read post]
13 Jan 2009, 8:54 am
"This was not barred under the SEC (Securities and Exchange Commission, the US stock market regulator) regulations and this is standard practice in the US. [read post]
23 Oct 2008, 1:56 am
The Reserve Bank of Australia currently administers financial sanctions against senior members of the Burmese regime and their associates and supporters. [read post]
25 Sep 2023, 12:27 pm
(DIMA), a subsidiary of Deutsche Bank AG, in two distinct enforcement actions. [read post]
21 Apr 2015, 8:05 am
The gravamen of the complaint, which set forth 19 counts, was that the Bank, Daniel, and Thomas had conspired to obtain assignments of certain whole life insurance policies issued by Northwestern on John’s life (and, with respect to one policy, on the life of his late wife), in exchange for the Bank’s agreement to forbear on enforcement of certain loans extended to a company owned by John and Thomas and run by John, Thomas, and Daniel, at a time when the… [read post]
26 Feb 2020, 3:00 am
CEO Eric Ries & his backers have big ambitions for the exchange: When it launches — sometime late in the first quarter of this year, Ries hopes — the LTSE will be the 14th U.S. exchange registered for trading securities, but only the third active exchange that is approved for both trading and listing of public companies. [read post]
22 Aug 2013, 10:16 am
Canadians will soon be able to use their smartphones to deposit a paper cheque into their bank accounts thanks to changes in the legal requirements for such transactions.The Image Rule Project was a five-year initiative aimed at enabling Canadian financial institutions and their clients to exchange payment items, such as cheques, electronically. [read post]
8 Jun 2023, 9:05 pm
The common medium of exchange in bank acquisition is equity. [read post]
30 Apr 2008, 5:10 am
While securitization can transform illiquid assets into more-liquid securities, he noted, risk managers must be more aware of the ways that securitization can become a drain on a bank's liquidity position in times of stress.The Fed official also pointed out that large banking organizations, freed from the constraints of Glass-Steagall, have significantly increased their capital markets businesses, including underwriting securitizations, securities custody, prime brokerage, and… [read post]
14 Dec 2011, 6:47 am
The question is whether these governance structures are ineffective and whether implementing independence standards imposed by Dodd-Frank, SOX and the major stock exchanges will improve bank governance. [read post]
1 Jun 2010, 4:41 pm
Appellant Brian Peters agreed to a proposal that his corporation would receive money supposedly owed to an individual in Malaysia and then pay the money out as directed in exchange for a 15% fee. [read post]
30 Jun 2014, 6:02 am
On June 10, 2014, the Board of Governors of the Federal Reserve System (the “Federal Reserve”), the Office of the Comptroller of the Currency, the Federal Deposit Insurance Corporation (collectively, the “Banking Agencies”) and the Securities and Exchange Commission (the “SEC”) released substantially identical Frequently Asked Questions (“FAQs”) addressing six topics regarding the implementation of section 13 of the Bank… [read post]
21 Dec 2010, 11:02 am
Deutsche Bank will pay $553 million and in exchange will avoid prosecution for helping 2,100 customers evade taxes. [read post]
25 Apr 2023, 6:46 am
” The complaint alleges that the defendants violated Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. [read post]
13 Jun 2011, 1:49 pm
The consortium of Canadian banks and financial firms will take its $3.8 billion bid directly to the investors in the Toronto exchange's parent company after the TMX board rejected their proposal last week. [read post]
18 Mar 2024, 3:00 am
The annual Securities and Exchange Commission request for funding from Congress is not generally very interesting. [read post]
8 Nov 2019, 8:39 am
Exchange-traded Notes (ETNs) Securities Investigation Are you concerned about an investment in an exchange-traded note (ETN)? [read post]
4 Jul 2023, 9:05 pm
At the time of the crisis, the G20 recognized the need to regulate derivative contracts and their market infrastructures, particularly clearinghouses, and urged securities and banking regulators to do so. [read post]
