Search for: "First Independence v. Sec"
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25 Jul 2022, 7:30 am
Ass’n v. [read post]
25 Jul 2022, 7:30 am
Ass’n v. [read post]
22 Jul 2022, 12:31 pm
Anthony List v. [read post]
22 Jul 2022, 5:07 am
Beller observed that SEC staff spent a lot of time on audit committee independence issues and that, in the case of the loan provisions in SOX, the SEC opted not to take exemptive action because that provision was self-executing and the SEC was not in the business of providing exemptions to a statute with overwhelming Congressional support. [read post]
10 Jul 2022, 4:51 pm
First, in yet another Texas v. [read post]
5 Jul 2022, 9:01 pm
In Badgerow v. [read post]
29 Jun 2022, 1:31 pm
Supreme Court’s ruling in Digital Realty Trust, Inc. v. [read post]
24 Jun 2022, 4:55 pm
First, the Court’s most recent mention of Wiener was in Collins v. [read post]
16 Jun 2022, 9:05 pm
Our comments proceed as follows: First, we describe the history of SEC rules in this area, explaining that the SEC has long mandated public-company disclosure of environmental-related matters. [read post]
31 May 2022, 5:57 am
On May 18, 2022, the Fifth Circuit held in Jarkesy v. [read post]
30 May 2022, 9:00 pm
Emp’t Sec. [read post]
25 May 2022, 9:01 pm
The SEC’s Division of Corporate Finance first issued Guidance Topic No. 9 on March 25, 2020. [read post]
25 May 2022, 3:26 pm
" Dacey v. [read post]
25 May 2022, 9:44 am
SEC that SEC administrative proceedings are unconstitutional on three independent bases. [read post]
23 May 2022, 7:07 pm
The Fifth Circuit’s recent decision invalidating tenure protections for SEC Administrative Law Judges (“ALJs”) in Jarkesy v. [read post]
18 May 2022, 2:47 pm
The post Bad Day in Court for the Administrative State appeared first on Reason.com. [read post]
11 May 2022, 7:19 am
Our first relist this week is the government’s petition in Securities and Exchange Commission v. [read post]
4 May 2022, 9:01 pm
Last month, Judge Green of the Los Angeles County Superior Court in Crest v. [read post]
11 Apr 2022, 9:01 pm
Recent SEC enforcement trends suggest renewed focus on insider trading, while share repurchases have also been subjected to increased media and political scrutiny and future legislation could have the effect of disincentivizing share repurchases by issuers. [read post]
29 Mar 2022, 3:56 am
CFPB, Barr v. [read post]
