Search for: "Fiscal Equity v. State"
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16 Nov 2023, 9:01 pm
. ― The changes eliminate elements of the 2019 Nonbank Designation Guidance that incorporated and addressed certain holdings of the MetLife v. [read post]
15 Jun 2020, 12:01 pm
The Supreme Court in United States v. [read post]
20 Jun 2023, 7:09 pm
Part V concludes with a report card on how the regime is doing on its thirtieth anniversary. [read post]
22 Mar 2021, 8:01 am
Nicholas Burns, former undersecretary of state for political affairs; Abigail Golden-Vázquez, vice president and founding executive director of the Aspen Institute Latinos and Society Program; and Amb. [read post]
18 Dec 2023, 2:48 pm
State-registered advisers need to examine their states’ regulations to determine who constitutes a “client. [read post]
25 Jan 2020, 3:45 pm
From Doe v. [read post]
11 Apr 2022, 9:01 pm
Item 703 of Regulation S-K requires that, for all issuer repurchases of equity securities (whether an open market or private transaction), the company must disclose in its next periodic report the following information, in tabular form, for each month of the preceding fiscal quarter:7 the total number of shares purchased; the average price paid per share; the number of shares purchased as part of a publicly announced program; and the maximum number of shares (or approximate dollar… [read post]
14 Jan 2016, 5:10 pm
On the public pension fund side, the California Public Employees’ Retirement System, the California State Teachers’ Retirement System (CalSTRS) and the Florida State Board of Administration each support proxy access proposals. [read post]
7 May 2018, 10:25 pm
No. 16-341-JFB-SRF.United States District Court, D. [read post]
5 Apr 2018, 8:24 am
Further, the Chairman stated most ICOs to date that he has seen have been offers and sales of securities. [read post]
22 Dec 2020, 9:43 am
Other State RIAs. [read post]
3 Jan 2023, 1:47 pm
(Please note that these figures reflect only federal court securities suit filings; state court securities suit filings are not included in the numbers and comparisons.) [read post]
1 Feb 2023, 9:01 pm
Before 1929, all securities markets in the United States were private and thus, dark. [read post]
15 Sep 2020, 3:03 pm
[v] Thinking we would need to work our way through the details of complying with the current statutory conflict-of-interest safe harbors of Chapter 607, we consulted with Gary Teblum, my partner who was active in the recent revision of Chapter 607. [read post]
3 Dec 2018, 11:13 am
.: CSIS will host a conversation with Secretary of the Navy Richard V. [read post]
19 Nov 2018, 11:56 am
A selected Federal Government candidate will be assigned to the equivalent of Executive Schedule Level V. [read post]
15 Aug 2022, 2:35 pm
President Biden will soon sign into law the Inflation Reduction Act (IRA), which provides $750 billion in funding and major federal policy changes impacting the U.S. energy, environment, healthcare and tax sectors. [read post]
26 Nov 2018, 11:46 am
A selected Federal Government candidate will be assigned to the equivalent of Executive Schedule Level V. [read post]
13 Nov 2018, 11:58 am
A selected Federal Government candidate will be assigned to the equivalent of Executive Schedule Level V. [read post]
11 Sep 2010, 9:26 pm
Section 3 provides that an ownership interest or an investment interest:[1] (a) may be through equity, debt or other means; but (b) shall not include ownership of investment securities, including shares or bonds, debentures, notes or other debt instruments, which were purchased on terms generally available to the public and which are in a corporation that is listed for trading on the New York stock exchange or on… [read post]
