Search for: "Four 40 Investors, Inc." Results 161 - 180 of 197
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Companies, particularly those with larger retail ownership, should consider enhancing investor communication strategies to encourage retail shareholders to instruct their brokers. [read post]
27 Jun 2023, 9:01 pm by renholding
In 2023, at least 961 proposals were submitted pursuant to rule 14a-8, which represents an 18% increase from 2021.[23] The number of proposals that made it to a vote increased by 40% during the same period, resulting in 629 proposals voted on this season.[24] The increase was especially noticeable among environmental and social (“E&S”) proposals,[25] where the number of submissions increased by 52% and the number voted on increased by 125%.[26] At what point will there be… [read post]
1 Oct 2010, 12:07 pm
., the Sandamp;P 500 volatility index (andquot;VIXandquot;) was up 22.5 percent from the opening level, yields of ten-year Treasuries fell as investors engaged in a andquot;flight to quality,andquot; and selling pressure had pushed the Dow Jones Industrial Average (andquot;DJIAandquot;) down about 2.5%. [read post]
15 Jan 2023, 2:35 pm by Rob Robinson
One includes the Seaboard Report, where the SEC articulated a framework for evaluating cooperation by companies.[21] The report identified four broad measures of a company’s cooperation: self-policing prior to the discovery of the misconduct, self-reporting of misconduct when it is discovered, remediation, and cooperation with law enforcement authorities.[22] Another key document, the Penalties Statement, elab [read post]
28 Dec 2009, 11:42 am by LindaMBeale
"   In my analysis of the en banc decision (577 F.3d 21), I saw four important contributions. [read post]
12 Nov 2017, 11:00 pm by Kevin LaCroix
Shortly thereafter, investors in Barclays’ American Depository Shares (“ADS”) filed a putative securities fraud class action in the Southern District of New York. [read post]
2 Oct 2017, 4:50 pm by Kevin LaCroix
”   Courts have historically found that the SEC’s antifraud provisions are not intended as a specification of particular fraudulent acts or practices, but rather are designed to tackle the infinite variety of devices by which undue advantage may be taken of investors and others. [read post]
14 Mar 2024, 6:56 am by centerforartlaw
By Atreya Mathur ​​In a world where creativity knows no bounds and the lines between art, inspiration and infringement blur, one art collective stands at the forefront of pushing these boundaries. [read post]
4 Oct 2010, 7:42 am by Steven M. Taber
Environmental Protection Agency has issued a compliance order to the Polidori Corporation, Inc. [read post]
3 Nov 2022, 11:00 pm by Daniel Jin
  In some circumstances, foreign investors even have tax benefits (compared to local investors) for trading credits that are documented in the form of securities. [read post]
31 Mar 2020, 4:31 am by Shannon O'Hare
The bonds were secured by 50.1 per cent of the share capital of Citgo Holding Inc., a subsidiary of PDVSA. [read post]
31 Jul 2016, 6:07 pm by Kenneth Vercammen Esq. Edison
  Helen was admitted to the special care community as a result of her memory impairment, risk of wandering and need for twenty-four-hours-a-day supervision. [read post]
23 Apr 2021, 4:00 am by Jim Sedor
The list includes multiple Wall Street billionaires and investors, a Facebook co-founder, a shipping magnate, and the heir to a family fortune dating back to the Gilded Age. [read post]